SCHWAB WEALTH ADVISORY, INC.

Latest filing: Mar 27, 2025 (128 days ago)

View on IAPD

Adviser Website

AUM

0% change vs. 1 year ago

0% change vs. 3 years ago

0% change vs. 5 years ago

-100% change vs. 10 years ago

Employee Count

1,042

11% change vs. 1 year ago

26% change vs. 3 years ago

59% change vs. 5 years ago

127% change vs. 10 years ago

Main Office

SAN FRANCISCO, CA

211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105-1901

Client AUM

Discretion	AUM
Discretionary	$0.0
Non-Discretionary	$0.0
Total	$0.0

Client	AUM
Retail	$0.0
Pooled	$0.0
Institutional	$0.0
Total	$0.0

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	0	$0.0
Average HNW AUM		$0
Retail Total	0	$0.0
Average Retail AUM		$0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$0.0
Retail SMA AUM	$0.0
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	0%	$0.0
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	0%	$0.0
Other Pools	0%	$0.0
Cash	0%	$0.0
Other	0%	$0.0
Total	0%	$0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	$1,437.0		106753
CHARLES SCHWAB BANK, SSB	$0.0		-
CHARLES SCHWAB, HONG KONG, LIMITED	$0.0	broker-dealer	-
TD AMERITRADE CLEARING, INC.	$0.0	broker-dealer	5633
CHARLES SCHWAB TRUST COMPANY	$0.0	trust company	-
CHARLES SCHWAB, U.K., LIMITED	$0.0	broker-dealer	-
CHARLES SCHWAB TRUST COMPANY OF DELAWARE	$0.0	trust company	-
CHARLES SCHWAB FUTURES AND FOREX LLC	$0.0		-
CHARLES SCHWAB TRUST BANK	$0.0		-
CHARLES SCHWAB & CO., INC.	$0.0	broker-dealer	5393
CHARLES SCHWAB PREMIER BANK, SSB	$0.0		-
TD AMERITRADE, INC.	$0.0	broker-dealer	7870

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

5 active

Name	Title
OLSON, BRYAN, LARRY IAPD Broker	PRESIDENT
WALDRON, KRISTEN, CLEO IAPD Broker	CHIEF COMPLIANCE OFFICER
HALL, STEVEN, JAMES IAPD Broker	CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

924 active representatives found, showing 20 random

Name	City	State	Exams	Designations
STEVEN FINNEGAN	SAN FRANCISCO	CA	S63\|1994-07-07\|S65\|1994-08-01
VICTOR BENAVIDES	SAN FRANCISCO	CA	S63\|2016-08-24\|S66\|2021-07-23
AARON LAPOINT	SAN FRANCISCO	CA	S63\|2000-02-29\|S66\|2003-12-22
MICHAEL CLINE	SAN FRANCISCO	CA	S63\|2009-11-13\|S66\|2011-01-12
JAKE KRAUS	SAN FRANCISCO	CA	S66\|2024-05-03
WILLIAM GUINN	SAN FRANCISCO	CA	S63\|2008-01-24\|S66\|2009-12-11	CERTIFIED FINANCIAL PLANNER
DAVID ABED-RABBOH	SAN FRANCISCO	CA	S66\|2018-01-19\|S63\|2022-05-23	CERTIFIED FINANCIAL PLANNER
ZHUJUN YANG-PORTER	SAN FRANCISCO	CA	S63\|2010-03-15\|S66\|2018-03-20
BRIAN ALESSANDRINI	SAN FRANCISCO	CA	S63\|2000-03-13\|S66\|2015-03-12
JASON FREDETTE	SAN FRANCISCO	CA	S63\|2000-01-21\|S66\|2021-01-27	CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL ANALYST
MARIELLE STOCKDALE	SAN FRANCISCO	CA	S65\|2015-07-06\|S63\|2022-09-19	CHARTERED FINANCIAL ANALYST
ASHITA PATEL	SAN FRANCISCO	CA	S63\|2009-08-12\|S66\|2017-02-21
PATRICK SANDS	SAN FRANCISCO	CA	S63\|1999-12-17\|S66\|2002-05-09
NOAH LEE	SAN FRANCISCO	CA	S63\|2021-03-26\|S66\|2022-11-28
RALPH BACA	SAN FRANCISCO	CA	S63\|1998-11-19\|S65\|2003-04-15\|S66\|2011-07-25
STACY BRANDENBURG	SAN FRANCISCO	CA	S63\|1996-01-08\|S65\|2024-04-08
DAVID MORGAN	SAN FRANCISCO	CA	S63\|1991-02-26\|S65\|1998-08-14	CERTIFIED FINANCIAL PLANNER
ROBERT MERFELD	SAN FRANCISCO	CA	S63\|2000-11-07\|S66\|2007-04-30
NATHANIEL JUNG	SAN FRANCISCO	CA	S63\|2009-11-23\|S66\|2016-01-21
SPENCER PHILLIPS	SAN FRANCISCO	CA	S63\|2019-02-05\|S66\|2020-11-28

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-06-02	$0.0	$0.0	0%	1,042	0	0%
2025-04-21	$0.0	$0.0	0%	1,042	0	0%
2024-04-02	$0.0	$0.0	0%	941	101	11%
2023-04-04	$0.0	$0.0	0%	948	94	10%
2022-04-01	$0.0	$0.0	0%	825	217	26%
2021-04-05	$0.0	$0.0	0%	699	343	49%
2020-04-01	$0.0	$0.0	0%	656	386	59%
2019-04-01	$91.1	-$91.1	-100%	646	396	61%
2018-04-02	$90.0	-$90.0	-100%	598	444	74%
2017-04-01	$74.4	-$74.4	-100%	568	474	83%
2016-04-01	$67.8	-$67.8	-100%	515	527	102%
2015-04-01	$64.9	-$64.9	-100%	460	582	127%
2014-04-01	$58.3	-$58.3	-100%	441	601	136%
2013-04-01	$45.6	-$45.6	-100%	450	592	132%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

CA, AK-12/09/2011, AL-12/09/2011, AR-12/09/2011, AZ-01/26/2012, CA-12/09/2011, CO-12/09/2011, CT-12/09/2011, DC-01/03/2012, DE-12/19/2011, FL-12/09/2011, GA-12/09/2011, HI-12/09/2011, IA-12/09/2011, ID-12/09/2011, IL-12/09/2011, IN-12/09/2011, KS-12/09/2011, KY-12/09/2011, LA-12/09/2011, MA-01/26/2012, MD-12/09/2011, ME-12/09/2011, MI-12/09/2011, MN-12/09/2011, MO-12/09/2011, MS-12/09/2011, MT-12/09/2011, NC-12/09/2011, ND-12/09/2011, NE-12/09/2011, NH-12/09/2011, NJ-01/26/2012, NM-12/09/2011, NV-12/09/2011, NY-12/09/2011, OH-12/09/2011, OK-12/09/2011, OR-12/09/2011, PA-12/09/2011, PR-12/09/2011, RI-12/09/2011, SC-12/09/2011, SD-12/09/2011, TN-12/09/2011, TX-12/09/2011, UT-12/09/2011, VA-12/09/2011, VI-06/29/2022, VT-12/09/2011, WA-12/09/2011, WI-12/09/2011, WV-12/09/2011, WY-07/18/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV