CITIZENS PRIVATE WEALTH

Latest filing: May 09, 2025 (178 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$12,182,945,000

28% change vs. 1 year ago

88% change vs. 3 years ago

191% change vs. 5 years ago

163% change vs. 10 years ago

Employee Count

200

25% change vs. 1 year ago

43% change vs. 3 years ago

48% change vs. 5 years ago

150% change vs. 10 years ago

Main Office

TARRYTOWN, NY

520 WHITE PLAINS ROAD, TARRYTOWN, NY, UNITED STATES, 10591

Client AUM

Discretion	AUM
Discretionary	$9.9
Non-Discretionary	$2.3
Total	$12.2

Client	AUM
Retail	$10.9
Pooled	$0.0
Institutional	$1.3
Total	$12.2

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	1,980	$10.9
Average HNW AUM		$5,481,002
Retail Total	1,980	$10.9
Average Retail AUM		$5,481,002

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$6.3
FIDELITY BROKERAGE SERVICES LLC	SMITHFIELD-RI-USA	$2.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$12.2
Retail SMA AUM	$10.9
Institutional SMA AUM	$1.3

Asset Class	%	AUM
Equity Exch	33%	$4.0
Equity Non-Exch	0%	$0.0
Govt Agency	11%	$1.3
Municipal	10%	$1.2
Sovereign	0%	$0.0
IG Credit	1%	$0.1
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	36%	$4.4
Other Pools	0%	$0.0
Cash	8%	$1.0
Other	1%	$0.1
Total	100%	$12.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
CITIZENS SECURITIES, INC.	$9.2	broker-dealer	39550
ESTATE PRESERVATION SERVICES LLC	$0.0		-
CITIZENS BANK N.A.	$0.0		-
CITIZENS INVESTMENT ADVISORS	$0.0		112738

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name	Title
SCHEMBRI, ANTHONY, LORENZO IAPD Broker	DIRECTOR OF INVESTMENT OPERATIONS
HANS, MICHAEL, D IAPD Broker	CHIEF INVESTMENT OFFICER
CUIFFO, DONNA, MARIE IAPD Broker	CHIEF FINANCIAL OFFICER
SUAREZ, RICHARD, TINO IAPD Broker	CHIEF EXECUTIVE OFFICER
VARRIANO, ROBERT, ANTHONY IAPD Broker	CHIEF OPERATING OFFICER
SHORE, DAVID, HOWARD IAPD Broker	CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

43 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JOSE REYNOSO	TARRYTOWN	NY	S63\|1996-11-02
DANIEL GRIJALVA	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER
MICHAEL BRENNAN	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL CONSULTANT
DAVID FRIEDMAN	TARRYTOWN	NY	S63\|1999-02-12	CHARTERED FINANCIAL ANALYST
MICHAEL PRITTS	TARRYTOWN	NY	S66\|2018-02-16
MOIRA MCGLYNN	TARRYTOWN	NY	S66\|2018-04-14	CERTIFIED FINANCIAL PLANNER
EVELYN PEPE	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER
GEORGE GIPP	TARRYTOWN	NY	S63\|1997-07-21\|S65\|2005-09-06	CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL ANALYST
STEPHEN DELGADO	TARRYTOWN	NY	S66\|2011-02-01	CHARTERED FINANCIAL ANALYST
JENNIFER VOTANO	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL ANALYST
JAMES MARKS	TARRYTOWN	NY	S63\|2004-09-03\|S66\|2016-10-25
RICHARD SUAREZ	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER
FRANK SISTI	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER
JOSEPH DIONISIO	TARRYTOWN	NY	S63\|2002-01-16	CERTIFIED FINANCIAL PLANNER
WILLIAM FORD	TARRYTOWN	NY	S65\|2019-10-15
MATTHEW SMITH	TARRYTOWN	NY	S63\|2006-10-25\|S65\|2006-12-23	CHARTERED FINANCIAL ANALYST
NICHOLAS PIRROTTA	TARRYTOWN	NY		CERTIFIED FINANCIAL PLANNER
TOBIAS TOLINO	TARRYTOWN	NY	S65\|2013-04-17
PAUL HAGEN	TARRYTOWN	NY	S66\|2011-03-07
THOMAS BEATY	TARRYTOWN	NY	S66\|1998-08-22	CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-08-01	$12.2	$0.0	0%	200	0	0%
2025-04-21	$12.2	$0.0	0%	200	0	0%
2024-04-02	$9.5	$2.7	28%	160	40	25%
2023-04-04	$7.1	$5.1	71%	140	60	43%
2022-04-01	$6.5	$5.7	88%	140	60	43%
2021-04-05	$5.0	$7.2	143%	135	65	48%
2020-04-01	$4.2	$8.0	191%	135	65	48%
2019-04-01	$6.1	$6.1	100%	80	120	150%
2018-04-02	$6.3	$5.9	95%	80	120	150%
2017-04-01	$6.0	$6.2	103%	80	120	150%
2016-04-01	$4.6	$7.6	167%	80	120	150%
2015-04-01	$4.6	$7.6	163%	80	120	150%
2014-04-01	$4.4	$7.8	175%	80	120	150%
2013-04-01	$3.9	$8.3	212%	80	120	150%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NY, AK-01/30/2025, AL-01/30/2025, AR-01/30/2025, AZ-08/26/2004, CA-01/30/2003, CO-03/23/2012, CT-11/14/1997, DC-10/03/2013, DE-01/30/2019, FL-08/27/2004, GA-03/23/2012, HI-01/30/2025, IA-03/25/2022, ID-01/30/2025, IL-03/23/2012, IN-01/30/2025, KS-01/30/2025, KY-01/30/2025, LA-03/06/2015, MA-08/26/2004, MD-03/23/2012, ME-01/30/2019, MI-01/30/2019, MN-09/25/2024, MO-01/30/2025, MS-01/30/2025, MT-01/30/2025, NC-03/23/2012, ND-01/30/2025, NE-01/30/2025, NH-11/21/2012, NJ-03/15/1995, NM-12/01/2011, NV-09/25/2024, NY-02/21/2001, OH-01/30/2019, OK-01/30/2025, OR-09/18/2019, PA-01/30/2003, PR-03/25/2022, RI-10/03/2013, SC-02/21/2008, SD-01/30/2025, TN-01/30/2025, TX-03/01/2012, UT-01/30/2025, VA-11/21/2012, VI-01/30/2025, VT-03/25/2022, WA-03/25/2022, WI-01/30/2025, WV-01/30/2025, WY-03/25/2022

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV