CITIZENS SECURITIES, INC.
Latest filing: Jun 23, 2025 (133 days ago)
AUM
$9,188,004,183
26% change vs. 1 year ago
20% change vs. 3 years ago
72% change vs. 5 years ago
256% change vs. 10 years ago
Employee Count
418
-32% change vs. 1 year ago
-43% change vs. 3 years ago
-57% change vs. 5 years ago
-41% change vs. 10 years ago
Main Office
JOHNSTON, RI
ONE CITIZENS BANK WAY, JOHNSTON, RI, UNITED STATES, 02043
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $9.2 |
| Total | $9.2 |
| Client | AUM |
|---|---|
| Retail | $9.1 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $9.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 52,799 | $9.0 |
| Average Individual AUM | $170,701 | |
| HNW | 10 | $0.1 |
| Average HNW AUM | $6,390,551 | |
| Retail Total | 52,809 | $9.1 |
| Average Retail AUM | $171,879 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.2 |
| Retail SMA AUM | $9.1 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 100% | $9.2 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $9.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CLARFELD FINANCIAL ADVISORS, LLC | $12.2 | 106743 | |
| HARVEST CAPITAL STRATEGIES LLC | $0.0 | 130037 | |
| CITIZENS BANK N.A. | $0.0 | - | |
| ESTATE PRESERVATION SERVICES LLC | $0.0 | - | |
| CITIZENS JMP SECURITIES, LLC | $0.0 | broker-dealer | 22208 |
| CITIZENS INVESTMENT ADVISORS | $0.0 | 112738 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
642 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN HOECKH | JOHNSTON | RI | S63|1997-02-10|S65|2016-10-24 | ||||||
| TYLER MARRIOTT-WELLS | JOHNSTON | RI | S66|2019-10-12 | ||||||
| BRIAN MCDONALD | JOHNSTON | RI | S63|1997-05-21|S65|1997-05-30|S66|2022-07-26 | ||||||
| JOSEPH FEENEY | JOHNSTON | RI | S66|2016-05-03 | ||||||
| MAURICIO GAITAN | JOHNSTON | RI | S63|2011-11-08|S66|2015-01-05 | ||||||
| DAVID CARLOR | JOHNSTON | RI | S66|2013-06-27 | CHARTERED FINANCIAL CONSULTANT | |||||
| JASON FRIDAY | JOHNSTON | RI | S63|1994-01-21|S66|2013-11-01 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN HILLSBERG | JOHNSTON | RI | S63|2007-12-13|S66|2023-07-13 | ||||||
| RILEY FLANAGAN | JOHNSTON | RI | S66|2020-12-30 | ||||||
| DOUGLAS ROSE | JOHNSTON | RI | S66|2001-02-16|S65|2023-07-15 | ||||||
| JOSEPH PERSICHETTI | JOHNSTON | RI | S63|1996-02-29|S66|2006-12-29 | ||||||
| MATTHEW SHONTZ | JOHNSTON | RI | S66|2021-08-23 | ||||||
| THOMAS VORIO | JOHNSTON | RI | S63|2017-02-01|S65|2020-09-12 | ||||||
| DEXTER DE LA ROSA | JOHNSTON | RI | S63|2020-06-24|S65|2023-01-27 | ||||||
| JOSHUA LARSEN | JOHNSTON | RI | S63|2004-03-16|S66|2011-05-12 | ||||||
| JEREMY KOENIG | JOHNSTON | RI | S63|2008-04-07|S65|2015-05-13 | ||||||
| STEVEN JUMPER | JOHNSTON | RI | S66|2018-09-27 | ||||||
| MATTHEW UDASIN | JOHNSTON | RI | S63|2011-10-03|S66|2021-11-06 | ||||||
| HAFEZ EMANIAN | JOHNSTON | RI | S66|2020-02-22 | ||||||
| PATRICK BURGDORF | JOHNSTON | RI | S63|1989-08-14|S65|2005-02-24 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $9.2 | $0.0 | 0% | 418 | 0 | 0% |
| 2025-04-21 | $9.2 | $0.0 | 0% | 418 | 0 | 0% |
| 2024-04-02 | $7.3 | $1.9 | 26% | 613 | -195 | -32% |
| 2023-04-04 | $7.0 | $2.2 | 32% | 613 | -195 | -32% |
| 2022-04-01 | $7.7 | $1.5 | 20% | 732 | -314 | -43% |
| 2021-04-05 | $6.6 | $2.6 | 40% | 720 | -302 | -42% |
| 2020-04-01 | $5.3 | $3.8 | 72% | 982 | -564 | -57% |
| 2019-04-01 | $3.6 | $5.6 | 157% | 1,481 | -1,063 | -72% |
| 2018-04-02 | $3.6 | $5.6 | 156% | 1,469 | -1,051 | -72% |
| 2017-04-01 | $2.8 | $6.4 | 225% | 1,096 | -678 | -62% |
| 2016-04-01 | $27.4 | -$18.2 | -66% | 710 | -292 | -41% |
| 2015-04-01 | $2.6 | $6.6 | 256% | 710 | -292 | -41% |
| 2014-04-01 | $2.3 | $6.9 | 296% | 658 | -240 | -36% |
| 2013-04-01 | $1.2 | $8.0 | 683% | 658 | -240 | -36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| RI, AK-03/29/2017, AL-08/11/2015, AR-03/29/2017, AZ-08/11/2015, CA-08/11/2015, CO-08/11/2015, CT-03/27/2003, DC-03/29/2017, DE-03/27/2003, FL-03/27/2003, GA-08/11/2015, HI-08/11/2015, IA-08/11/2015, ID-08/11/2015, IL-04/11/2006, IN-08/11/2015, KS-03/29/2017, KY-08/11/2015, LA-08/11/2015, MD-08/11/2015, ME-03/27/2003, MI-03/31/2006, MN-08/11/2015, MO-08/11/2015, MS-08/11/2015, MT-03/29/2017, NC-08/11/2015, ND-03/29/2017, NE-08/11/2015, NH-03/27/2003, NJ-03/31/2006, NM-08/11/2015, NV-08/11/2015, NY-03/27/2003, OH-03/31/2006, OK-08/11/2015, OR-08/11/2015, PA-03/27/2003, PR-08/11/2015, RI-03/27/2003, SC-08/11/2015, SD-03/29/2017, TN-08/11/2015, TX-08/11/2015, UT-08/11/2015, VA-08/11/2015, VI-03/29/2017, VT-03/27/2003, WA-08/11/2015, WI-08/11/2015, WV-08/11/2015, WY-03/15/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV