CITIZENS SECURITIES, INC.
Latest filing: Feb 13, 2025 (76 days ago)
AUM
$9,188,004,183
26% change vs. 1 year ago
20% change vs. 3 years ago
72% change vs. 5 years ago
256% change vs. 10 years ago
Employee Count
418
-32% change vs. 1 year ago
-43% change vs. 3 years ago
-57% change vs. 5 years ago
-41% change vs. 10 years ago
Main Office
JOHNSTON, RI
ONE CITIZENS BANK WAY, JOHNSTON, RI, UNITED STATES, 02043
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $9.2 |
| Total | $9.2 |
| Client | AUM |
|---|---|
| Retail | $9.1 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $9.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 52,799 | $9.0 |
| Average Individual AUM | $170,701 | |
| HNW | 10 | $0.1 |
| Average HNW AUM | $6,390,551 | |
| Retail Total | 52,809 | $9.1 |
| Average Retail AUM | $171,879 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.2 |
| Retail SMA AUM | $9.1 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 100% | $9.2 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $9.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CLARFELD FINANCIAL ADVISORS, LLC | $12.2 | 106743 | |
| HARVEST CAPITAL STRATEGIES LLC | $0.0 | 130037 | |
| CITIZENS BANK N.A. | $0.0 | - | |
| ESTATE PRESERVATION SERVICES LLC | $0.0 | - | |
| CITIZENS JMP SECURITIES, LLC | $0.0 | broker-dealer | 22208 |
| CITIZENS INVESTMENT ADVISORS | $0.0 | 112738 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
642 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JIMMY TO | JOHNSTON | RI | S63|2013-06-07|S65|2021-08-31 | ||||||
| VALENTINO HERNANDEZ | JOHNSTON | RI | S65|2018-11-13|S63|2017-07-25 | ||||||
| CARL OSTERGAARD | JOHNSTON | RI | S63|2000-02-15|S65|2000-04-13 | ||||||
| JASON FRIDAY | JOHNSTON | RI | S63|1994-01-21|S66|2013-11-01 | CERTIFIED FINANCIAL PLANNER | |||||
| CAITLIN ZINNO | JOHNSTON | RI | S66|2021-05-14 | ||||||
| TUSHAR HAZRA | JOHNSTON | RI | S63|2017-09-02|S65|2022-02-23 | ||||||
| DAVID CRISS | JOHNSTON | RI | S66|2016-09-01 | ||||||
| SARAH BOROS | JOHNSTON | RI | S63|2017-04-10|S65|2018-01-22 | ||||||
| RICHARD GORDON | JOHNSTON | RI | S66|2007-10-01 | ||||||
| JOSH RYAN | JOHNSTON | RI | S63|2015-05-08|S66|2016-04-22 | ||||||
| COLLEEN DONAHUE | JOHNSTON | RI | S63|1996-03-14|S65|2003-08-05 | ||||||
| MELISSA RIVERS | JOHNSTON | RI | S63|2017-02-10|S65|2019-04-29 | ||||||
| PHILIP WHITE | JOHNSTON | RI | S63|2000-08-10|S66|2016-08-10 | ||||||
| THIAGO RIBEIRO | JOHNSTON | RI | S66|2022-05-12 | ||||||
| JOHN SAIA | JOHNSTON | RI | S63|2006-06-21|S65|2011-11-01 | ||||||
| RASHID MAHMOOD | JOHNSTON | RI | S63|2016-05-11|S65|2017-10-31 | ||||||
| KENNETH JARVIS | JOHNSTON | RI | S63|2007-10-22|S65|2010-10-04|S66|2021-02-25 | ||||||
| ALEXANDRIA KIRCHNER | JOHNSTON | RI | S63|2013-03-06|S66|2016-09-06 | ||||||
| LEANDA HODGKIN | JOHNSTON | RI | S65|2017-09-18|S63|2016-09-28 | ||||||
| WAHEED GBADAMOSI | JOHNSTON | RI | S66|2022-11-11 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $9.2 | $0.0 | 0% | 418 | 0 | 0% |
| 2024-04-02 | $7.3 | $1.9 | 26% | 613 | -195 | -32% |
| 2023-04-04 | $7.0 | $2.2 | 32% | 613 | -195 | -32% |
| 2022-04-01 | $7.7 | $1.5 | 20% | 732 | -314 | -43% |
| 2021-04-05 | $6.6 | $2.6 | 40% | 720 | -302 | -42% |
| 2020-04-01 | $5.3 | $3.8 | 72% | 982 | -564 | -57% |
| 2019-04-01 | $3.6 | $5.6 | 157% | 1,481 | -1,063 | -72% |
| 2018-04-02 | $3.6 | $5.6 | 156% | 1,469 | -1,051 | -72% |
| 2017-04-01 | $2.8 | $6.4 | 225% | 1,096 | -678 | -62% |
| 2016-04-01 | $27.4 | -$18.2 | -66% | 710 | -292 | -41% |
| 2015-04-01 | $2.6 | $6.6 | 256% | 710 | -292 | -41% |
| 2014-04-01 | $2.3 | $6.9 | 296% | 658 | -240 | -36% |
| 2013-04-01 | $1.2 | $8.0 | 683% | 658 | -240 | -36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| RI, AK-03/29/2017, AL-08/11/2015, AR-03/29/2017, AZ-08/11/2015, CA-08/11/2015, CO-08/11/2015, CT-03/27/2003, DC-03/29/2017, DE-03/27/2003, FL-03/27/2003, GA-08/11/2015, HI-08/11/2015, IA-08/11/2015, ID-08/11/2015, IL-04/11/2006, IN-08/11/2015, KS-03/29/2017, KY-08/11/2015, LA-08/11/2015, MD-08/11/2015, ME-03/27/2003, MI-03/31/2006, MN-08/11/2015, MO-08/11/2015, MS-08/11/2015, MT-03/29/2017, NC-08/11/2015, ND-03/29/2017, NE-08/11/2015, NH-03/27/2003, NJ-03/31/2006, NM-08/11/2015, NV-08/11/2015, NY-03/27/2003, OH-03/31/2006, OK-08/11/2015, OR-08/11/2015, PA-03/27/2003, PR-08/11/2015, RI-03/27/2003, SC-08/11/2015, SD-03/29/2017, TN-08/11/2015, TX-08/11/2015, UT-08/11/2015, VA-08/11/2015, VI-03/29/2017, VT-03/27/2003, WA-08/11/2015, WI-08/11/2015, WV-08/11/2015, WY-03/15/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV