CITIZENS INVESTMENT ADVISORS

Latest filing: Mar 07, 2025 (54 days ago)
View on IAPD
Adviser Website

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

0
0% change vs. 1 year ago
0% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Main Office

JOHNSTON, RI
ONE CITIZENS BANK WAY, JOHNSTON, RI, UNITED STATES, 02919

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CLARFELD FINANCIAL ADVISORS, LLC $12.2 106743
CITIZENS SECURITIES, INC. $9.2 broker-dealer 39550
HARVEST CAPITAL STRATEGIES LLC $0.0 130037
ESTATE PRESERVATION SERVICES LLC $0.0 -
CITIZENS JMP SECURITIES, LLC $0.0 broker-dealer 22208
CITIZENS BANK N.A. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

2 active

Name Title
SHORE, DAVID, HOWARD CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-04-21 $0.0 $0.0 0% 0 0 0%
2024-04-02 $0.0 $0.0 0% 0 0 0%
2023-04-04 $0.0 $0.0 0% 0 0 0%
2022-04-01 $0.0 $0.0 0% 0 0 0%
2021-04-05 $0.2 -$0.2 -100% 5 -5 -100%
2020-04-01 $0.2 -$0.2 -100% 5 -5 -100%
2019-04-01 $0.2 -$0.2 -100% 5 -5 -100%
2018-04-02 $0.2 -$0.2 -100% 5 -5 -100%
2017-04-01 $0.2 -$0.2 -100% 4 -4 -100%
2016-04-01 $0.2 -$0.2 -100% 4 -4 -100%
2015-04-01 $0.2 -$0.2 -100% 4 -4 -100%
2014-04-01 $0.2 -$0.2 -100% 4 -4 -100%
2013-04-01 $0.3 -$0.3 -100% 4 -4 -100%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
RI,
ADVISER ACTIVITIES
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV