HARVEST CAPITAL STRATEGIES LLC
Latest filing: Mar 31, 2025 (217 days ago)
AUM
$1,054,943
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago
Employee Count
57
-5% change vs. 1 year ago
418% change vs. 3 years ago
280% change vs. 5 years ago
104% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
101 CALIFORNIA STREET, SAN FRANCISCO, CA, UNITED STATES, 94111
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CLARFELD FINANCIAL ADVISORS, LLC | $12.2 | 106743 | |
| CITIZENS SECURITIES, INC. | $9.2 | broker-dealer | 39550 |
| HARVEST ENTERPRISE GP I, LLC | $0.0 | - | |
| CITIZENS INVESTMENT ADVISORS | $0.0 | 112738 | |
| CITIZENS JMP SECURITIES, LLC | $0.0 | broker-dealer | 22208 |
| HARVEST GROWTH CAPITAL MANAGER LLC | $0.0 | - | |
| CITIZENS BANK, NA | $0.0 | - | |
| ESTATE PRESERVATION SERVICES LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSEPH JOLSON | SAN FRANCISCO | CA | S63|2000-01-25 | ||||||
| DAVID SHAPIRO | SAN FRANCISCO | CA | S65|2003-08-21 | ||||||
| CRAIG STEPHENS | SAN FRANCISCO | CA | S65|2012-06-27 | ||||||
| CRAIG JOHNSON | SAN FRANCISCO | CA | S63|1984-06-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.0 | $0.0 | 0% | 57 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 57 | 0 | 0% |
| 2024-04-02 | $0.4 | -$0.4 | -100% | 60 | -3 | -5% |
| 2023-04-04 | $0.4 | -$0.4 | -100% | 7 | 50 | 714% |
| 2022-04-01 | $0.5 | -$0.5 | -100% | 11 | 46 | 418% |
| 2021-04-05 | $0.7 | -$0.7 | -100% | 13 | 44 | 338% |
| 2020-04-01 | $0.6 | -$0.6 | -100% | 15 | 42 | 280% |
| 2019-04-01 | $1.2 | -$1.2 | -100% | 26 | 31 | 119% |
| 2018-04-02 | $1.2 | -$1.2 | -100% | 26 | 31 | 119% |
| 2017-04-01 | $1.5 | -$1.5 | -100% | 27 | 30 | 111% |
| 2016-04-01 | $1.5 | -$1.5 | -100% | 30 | 27 | 90% |
| 2015-04-01 | $1.6 | -$1.6 | -100% | 28 | 29 | 104% |
| 2014-04-01 | $1.6 | -$1.6 | -100% | 31 | 26 | 84% |
| 2013-04-01 | $1.8 | -$1.8 | -100% | 43 | 14 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/10/2000, TX-03/25/2015 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV