AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.7 |
| Non-Discretionary | $0.0 |
| Total | $3.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.7 |
| Institutional | $0.0 |
| Total | $3.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CORIENT PRIVATE WEALTH LLC | $143.6 | 319448 | |
| GLASFUNDS, LLC | $2.7 | 150884 | |
| COLUMBIA PACIFIC ADVISORS, LLC | $1.2 | 142725 | |
| RHB FUNDS GP, LLC | $0.0 | - | |
| RGT HOLDINGS, INC. | $0.0 | - | |
| RGT HOLDINGS III, LLC | $0.0 | - | |
| AVALON WALLACE INVESTMENT MANAGEMENT LLC | $0.0 | - | |
| RGT HOLDINGS II, LLC | $0.0 | - | |
| CORIENT GP II LLC | $0.0 | - | |
| CORIENT SLP LLC | $0.0 | - | |
| CORIENT GP LLC | $0.0 | - | |
| CORIENT GP I LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| AKINS, SCOTT, WILLIAM | GENERAL COUNSEL |
| MUNI, AMIT | CHIEF FINANCIAL OFFICER |
| NAKAMURA, LARRY, TRISTON | CHIEF COMPLIANCE OFFICER |
| GULLAN, LEONARD, LAWRENCE CURLE | CHIEF OPERATING OFFICER |
| WATSON, PETER, YOSHI | HEAD OF ALTERNATIVES |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $3.7 | $0.0 | 0% | 90 | 0 | 0% |
| 2025-04-21 | $3.7 | $0.0 | 0% | 90 | 0 | 0% |
| 2024-04-02 | $4.6 | -$0.9 | -20% | 93 | -3 | -3% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| FL, CA-05/09/2023, FL-05/09/2023, NY-05/09/2023, OH-09/10/2024, TX-05/09/2023, WA-05/09/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV