CORIENT
Latest filing: Mar 31, 2025 (205 days ago)
AUM
$143,628,532,902
22% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
1,181
40% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MIAMI, FL
830 BRICKELL PLAZA, MIAMI, FL, UNITED STATES, 33131
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $129.4 |
| Non-Discretionary | $14.2 |
| Total | $143.6 |
| Client | AUM |
|---|---|
| Retail | $130.1 |
| Pooled | $0.3 |
| Institutional | $13.2 |
| Total | $143.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 7,423 | $8.4 |
| Average Individual AUM | $1,133,863 | |
| HNW | 16,688 | $121.7 |
| Average HNW AUM | $7,290,621 | |
| Retail Total | 24,111 | $130.1 |
| Average Retail AUM | $5,395,154 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $50.7 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $27.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $143.3 |
| Retail SMA AUM | $130.1 |
| Institutional SMA AUM | $13.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 48% | $68.8 |
| Equity Non-Exch | 1% | $1.4 |
| Govt Agency | 5% | $7.2 |
| Municipal | 6% | $8.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $5.7 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 24% | $34.4 |
| Other Pools | 5% | $7.2 |
| Cash | 6% | $8.6 |
| Other | 2% | $2.9 |
| Total | 101% | $144.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SEGALL BRYANT & HAMILL, LLC | $21.3 | 106505 | |
| ONE CAPITAL MANAGEMENT, LLC | $7.0 | 114861 | |
| CORIENT IA LLC | $3.7 | 326262 | |
| THE ROOSEVELT INVESTMENT GROUP, LLC | $2.7 | 107853 | |
| GLASFUNDS, LLC | $2.7 | 150884 | |
| COLUMBIA PACIFIC ADVISORS, LLC | $1.2 | 142725 | |
| CABANA LLC | $0.6 | 151418 | |
| CI PRIVATE COUNSEL LP | $0.0 | - | |
| CORIENT TRUST COMPANY, LLC | $0.0 | trust company | - |
| ASSANTE FINANCIAL MANAGEMENT LTD | $0.0 | broker-dealer | - |
| CORIENT SERVICES, LLC | $0.0 | accountancy | - |
| CORIENT GP, LLC | $0.0 | - | |
| ASSANTE CAPITAL MANAGEMENT LTD | $0.0 | broker-dealer | - |
| CORIENT SOLUTIONS LLC | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| MUNI, AMIT | CHIEF FINANCIAL OFFICER |
| AKINS, SCOTT, WILLIAM | GENERAL COUNSEL |
| GULLAN, LEONARD, LAWRENCE CURLE | CHIEF OPERATING OFFICER |
| MACALPINE, KURT | CHIEF EXECUTIVE OFFICER |
| HOLMBERG, ANDREW, MARK | HEAD OF SOLUTIONS |
| SILCOX, JULIE, LYNN | CHIEF MARKETING OFFICER |
| ESTEP, STEPHEN, CHAD | CHIEF COMPLIANCE OFFICER |
| WATSON, PETER, YOSHI | HEAD OF ALTERNATIVES |
ADVDB.CO • SOURCE: SEC
Representatives
464 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERT ELLIS | MIAMI | FL | S66|2013-09-13 | CHARTERED FINANCIAL ANALYST | |||||
| SOFYA KIRILLOVA | MIAMI | FL | CHARTERED FINANCIAL ANALYST | ||||||
| MICHAEL ZOLLER | MIAMI | FL | S65|2021-01-22 | ||||||
| LILLIAN SWENSON | MIAMI | FL | S65|2023-07-17 | ||||||
| MADELINE HOBBS | MIAMI | FL | CERTIFIED FINANCIAL PLANNER | ||||||
| NATHANIEL HASKELL | MIAMI | FL | S66|2016-02-11 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAELA LOVEDAY | MIAMI | FL | CERTIFIED FINANCIAL PLANNER | ||||||
| ISAIAH STIDHAM | MIAMI | FL | CERTIFIED FINANCIAL PLANNER | ||||||
| KENNETH KORNGOLD | MIAMI | FL | S63|1994-08-31|S65|2008-05-13 | ||||||
| SAGAR SHAH | MIAMI | FL | CHARTERED FINANCIAL ANALYST | ||||||
| LISA NEIRA | MIAMI | FL | S66|2015-05-19 | CERTIFIED FINANCIAL PLANNER | |||||
| RANDAL GOLDSTEIN | MIAMI | FL | S65|2021-03-18 | ||||||
| DUKE LAFLAMME | MIAMI | FL | CHARTERED FINANCIAL ANALYST | ||||||
| JOSEPH GLOSSBERG | MIAMI | FL | S65|1994-07-05 | CHARTERED FINANCIAL ANALYST|CHARTERED INVESTMENT COUNSELOR | |||||
| LINDSAY CONAWAY | MIAMI | FL | S65|2023-12-08 | ||||||
| CHARLES GOFEN | MIAMI | FL | S65|1994-12-14 | CHARTERED FINANCIAL ANALYST | |||||
| HENRY RENARD | MIAMI | FL | |||||||
| JOHN ROBERTS | MIAMI | FL | S63|2005-01-27|S65|2017-08-23 | ||||||
| MICHAEL STEINER | MIAMI | FL | CERTIFIED FINANCIAL PLANNER | ||||||
| JEFFREY SLEPIAN | MIAMI | FL | S65|1992-06-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $143.6 | $0.0 | 0% | 1,181 | 0 | 0% |
| 2025-04-21 | $143.6 | $0.0 | 0% | 1,181 | 0 | 0% |
| 2024-04-02 | $118.2 | $25.4 | 22% | 845 | 336 | 40% |
| 2023-04-04 | $94.6 | $49.0 | 52% | 825 | 356 | 43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-05/12/2022, AL-05/12/2022, AR-05/12/2022, AZ-05/12/2022, CA-05/12/2022, CO-05/12/2022, CT-05/12/2022, DC-05/12/2022, DE-05/12/2022, FL-05/12/2022, GA-05/12/2022, HI-05/12/2022, IA-05/12/2022, ID-05/12/2022, IL-05/12/2022, IN-05/12/2022, KS-05/12/2022, KY-05/12/2022, LA-05/12/2022, MA-05/12/2022, MD-05/12/2022, ME-05/12/2022, MI-05/12/2022, MN-05/12/2022, MO-05/12/2022, MS-05/12/2022, MT-05/12/2022, NC-05/12/2022, ND-05/12/2022, NE-05/12/2022, NH-05/12/2022, NJ-05/12/2022, NM-05/12/2022, NV-05/12/2022, NY-05/12/2022, OH-05/12/2022, OK-05/12/2022, OR-05/12/2022, PA-05/12/2022, PR-05/12/2022, RI-05/12/2022, SC-05/12/2022, SD-05/12/2022, TN-05/12/2022, TX-05/12/2022, UT-05/12/2022, VA-05/12/2022, VI-05/12/2022, VT-05/12/2022, WA-05/12/2022, WI-05/12/2022, WV-05/12/2022, WY-05/12/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS MARKET TIMING EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV