AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| D. E. SHAW & CO., L.P. | $154.6 | 108679 | |
| D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. | $21.0 | 135284 | |
| D. E. SHAW HELIANT ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW VALENCE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW INVESTMENT MANAGEMENT OFFSHORE GP, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (BERMUDA), LTD. | $0.0 | - | |
| D. E. SHAW ASYMPTOTE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA PLUS SPECIAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (LONDON), LLP | $0.0 | broker-dealer | - |
| D. E. SHAW MULTI-ASSET MANAGER GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ADVISER II, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER II, L.L.C. | $0.0 | - | |
| D. E. SHAW ESC MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE INTERNATIONAL FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI ADVISER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI HOLDINGS VI, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER VI, L.L.C. | $0.0 | - | |
| D. E. SHAW INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD. | $0.0 | - | |
| D. E. SHAW COMPOSITE MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER II, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (ASIA PACIFIC) LIMITED | $0.0 | broker-dealer | - |
| D. E. SHAW DIOPTER ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER GENERAL PARTNER, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER III, L.L.C. | $0.0 | - | |
| D.E. SHAW SECURITIES, L.L.C. | $0.0 | broker-dealer | 24332 |
| RENEWABLE ENERGY ASSETCO III MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER V, L.L.C. | $0.0 | - | |
| D. E. SHAW ESC ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW U.S. BROAD MARKET CORE ALPHA PLUS SPECIAL FUND GP, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO II, L.L.C. | $0.0 | - | |
| D. E. SHAW RE (BERMUDA), LTD. | $0.0 | - | |
| D. E. SHAW & CO., L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO II MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW CEOF GP, L.L.C. | $0.0 | - | |
| D. E. SHAW VOLTAIC GENERAL PARTNER, L.L.C. | $0.0 | - | |
| D. E. SHAW ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW & CO. (SINGAPORE) PTE. LTD. | $0.0 | - | |
| D. E. SHAW MULTI-ASSET MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALL COUNTRY GLOBAL ALPHA EXTENSION CUSTOM FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW HELIANT MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW TERRELLA FUND GP, L.L.C. | $0.0 | - | |
| D. E. SHAW DIRECT CAPITAL, L.L.C. | $0.0 | 147212 | |
| D. E. SHAW MULTI-ASSET ADVISER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO III, L.L.C. | $0.0 | - | |
| D. E. SHAW DIOPTER MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW COMPOSITE ADVISER, L.L.C. | $0.0 | - | |
| D. E. SHAW ADVISER III, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI MANAGER VI, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO SIDECAR, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO SIDECAR MANAGER, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER III, L.L.C. | $0.0 | - | |
| D. E. SHAW ALKALI GENERAL PARTNER IV, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO MANAGER, L.L.C. | $0.0 | - | |
| RENEWABLE ENERGY ASSETCO, L.L.C. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
| Name | Title |
|---|---|
| CLEVENGER, CHRISTOPHER, LEE | CHIEF OPERATING OFFICER |
| KRUTONOGIY, STANISLAV, NMN | CHIEF FINANCIAL OFFICER |
| MARTIN, BRYAN, RODGERS | EXECUTIVE CHAIRMAN |
| PETRELLA JR., RUSSELL, CONRAD | CHIEF COMPLIANCE OFFICER AND CHIEF COUNSEL |
| ZWILLINGER, DAVID, MICHAEL | CHIEF EXECUTIVE OFFICER |
| SHAW, DAVID, ELLIOT | LIMITED PARTNER, SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CO-12/16/2021, NY-12/16/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV