JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Latest filing: Jun 27, 2025 (92 days ago)
AUM
$202,193,176,436
7% change vs. 1 year ago
-10% change vs. 3 years ago
3% change vs. 5 years ago
60% change vs. 10 years ago
Employee Count
363
-10% change vs. 1 year ago
-5% change vs. 3 years ago
-4% change vs. 5 years ago
120% change vs. 10 years ago
Main Office
BOSTON, MA
200 BERKELEY ST., BOSTON, MA, UNITED STATES, 02116-5022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $202.2 |
| Non-Discretionary | $0.0 |
| Total | $202.2 |
| Client | AUM |
|---|---|
| Retail | $5.6 |
| Pooled | $196.6 |
| Institutional | $0.0 |
| Total | $202.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 35,105 | $5.6 |
| Average Individual AUM | $159,408 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 35,105 | $5.6 |
| Average Retail AUM | $159,408 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | MINNEAPOLIS-MN-USA | $4.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.6 |
| Retail SMA AUM | $5.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 97% | $5.4 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $5.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | $201.4 | 106435 | |
| JOHN HANCOCK VARIABLE TRUST ADVISERS LLC | $67.6 | 16009 | |
| MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC | $42.6 | 145508 | |
| MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED | $23.4 | 125142 | |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | $2.0 | 174433 | |
| MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 150842 |
| MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | $0.0 | broker-dealer | 28262 |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | $0.0 | - | |
| JOHN HANCOCK DISTRIBUTORS LLC | $0.0 | broker-dealer | 5249 |
| MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED | $0.0 | - | |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | $0.0 | - | |
| JOHN HANCOCK TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| LONG, JEFFREY, HAROLD | CHIEF FINANCIAL OFFICER |
| ARNOTT, ANDREW, GRANT | DIRECTOR |
| RIZZO, CHARLES, ARTHUR | DIRECTOR |
| MACDONALD, EDWARD, PAUL | CHIEF LEGAL COUNSEL |
| SWANBERG, TREVOR, EDMUND | CHIEF COMPLIANCE OFFICER |
| FONTANA, PHILIP, JOSEPH | DIRECTOR |
| FEINBERG, KRISTIE, MARIE | PRESIDENT AND CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
192 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SAMUEL STOUT | BOSTON | MA | S66|2023-02-03 | ||||||
| TAYLOR POWERS | BOSTON | MA | S66|2023-09-29 | ||||||
| KURT BEARDSLEY | BOSTON | MA | S63|1998-11-06|S65|2009-11-17 | ||||||
| CHRISTOPHER FUSCHILLO | BOSTON | MA | S63|1997-07-10|S65|2000-03-15 | ||||||
| RYAN THELEN | BOSTON | MA | S66|2014-08-08 | ||||||
| MARC DANILE | BOSTON | MA | S63|1991-08-23|S66|2003-10-31 | ||||||
| JOSEPH RILEY | BOSTON | MA | S66|2023-10-27 | ||||||
| MICHAEL ITANI | BOSTON | MA | S63|2007-01-25|S66|2019-10-18 | ||||||
| MATTHEW MISKIN | BOSTON | MA | S66|2006-05-30 | ||||||
| SAVA RADAKOVICH | BOSTON | MA | S66|2023-02-28 | ||||||
| GILLES GOURAIGE | BOSTON | MA | S66|2023-09-29 | ||||||
| DREW ROWEAN | BOSTON | MA | S63|2018-09-28|S66|2022-03-02 | ||||||
| ISAAC SHAM | BOSTON | MA | S63|2004-05-13|S65|2012-12-22 | ||||||
| JONATHAN LAWRANCE | BOSTON | MA | S65|2010-05-25|S63|2015-07-24 | ||||||
| EINAR JOHNSON | BOSTON | MA | S66|2023-10-30 | ||||||
| JEFFREY DICKIN | BOSTON | MA | S63|2006-03-30|S66|2017-09-21 | ||||||
| RICARDO CERVANTES | BOSTON | MA | S66|2009-10-28 | ||||||
| ADAM SALACH | BOSTON | MA | S66|2018-03-16|S63|2017-08-24 | ||||||
| NATHAN FALLICA | BOSTON | MA | S63|2006-01-13|S65|2009-03-31 | ||||||
| CASEY BENNY | BOSTON | MA | S63|2007-01-11|S66|2017-09-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $202.2 | $0.0 | 0% | 363 | 0 | 0% |
| 2025-04-21 | $202.2 | $0.0 | 0% | 363 | 0 | 0% |
| 2024-04-02 | $189.6 | $12.6 | 7% | 403 | -40 | -10% |
| 2023-04-04 | $181.8 | $20.4 | 11% | 394 | -31 | -8% |
| 2022-04-01 | $225.5 | -$23.3 | -10% | 383 | -20 | -5% |
| 2021-04-05 | $201.5 | $0.7 | 0% | 382 | -19 | -5% |
| 2020-04-01 | $196.8 | $5.4 | 3% | 380 | -17 | -4% |
| 2019-04-01 | $183.4 | $18.7 | 10% | 376 | -13 | -3% |
| 2018-04-02 | $209.7 | -$7.6 | -4% | 211 | 152 | 72% |
| 2017-04-01 | $137.9 | $64.3 | 47% | 207 | 156 | 75% |
| 2016-04-01 | $134.1 | $68.1 | 51% | 180 | 183 | 102% |
| 2015-04-01 | $126.0 | $76.2 | 60% | 165 | 198 | 120% |
| 2014-04-01 | $57.1 | $145.1 | 254% | 27 | 336 | 1244% |
| 2013-04-01 | $21.3 | $180.9 | 850% | 28 | 335 | 1196% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-11/02/2018, AL-11/02/2018, AR-11/02/2018, AZ-11/02/2018, CA-11/02/2018, CO-11/02/2018, CT-11/02/2018, DC-11/02/2018, DE-11/02/2018, FL-11/02/2018, GA-11/02/2018, HI-11/02/2018, IA-11/02/2018, ID-11/02/2018, IL-11/07/2018, IN-11/02/2018, KS-11/02/2018, KY-11/02/2018, LA-11/02/2018, MA-11/02/2018, MD-11/02/2018, ME-11/02/2018, MI-11/02/2018, MN-11/02/2018, MO-11/02/2018, MS-11/02/2018, MT-11/02/2018, NC-11/02/2018, ND-11/02/2018, NE-11/02/2018, NH-11/02/2018, NJ-11/14/2018, NM-11/02/2018, NV-11/02/2018, NY-11/02/2018, OH-11/02/2018, OK-11/02/2018, OR-11/02/2018, PA-11/02/2018, PR-11/02/2018, RI-11/02/2018, SC-11/02/2018, SD-11/02/2018, TN-11/02/2018, TX-11/02/2018, UT-11/02/2018, VA-11/02/2018, VI-11/02/2018, VT-11/02/2018, WA-11/02/2018, WI-11/02/2018, WV-11/02/2018, WY-11/02/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV