AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $67.6 |
| Non-Discretionary | $0.0 |
| Total | $67.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $67.6 |
| Institutional | $0.0 |
| Total | $67.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | $202.2 | 105790 | |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | $201.4 | 106435 | |
| MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED | $23.4 | 125142 | |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | $2.0 | 174433 | |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | $0.0 | broker-dealer | 28262 |
| JOHN HANCOCK LIFE INSURANCE CO OF NEW YORK | $0.0 | - | |
| JOHN HANCOCK DISTRIBUTORS LLC | $0.0 | broker-dealer | 5249 |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | $0.0 | - | |
| MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED | $0.0 | - | |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | $0.0 | - | |
| JOHN HANCOCK TRUST COMPANY | $0.0 | trust company | - |
| MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 150842 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
| Name | Title |
|---|---|
| LONG, JEFFREY, HAROLD | CHIEF FINANCIAL OFFICER |
| ARNOTT, ANDREW, GRANT | DIRECTOR |
| RIZZO, CHARLES, ARTHUR | DIRECTOR |
| MACDONALD, EDWARD, PAUL | CHIEF LEGAL COUNSEL |
| SWANBERG, TREVOR, EDMUND | CHIEF COMPLIANCE OFFICER |
| FONTANA, PHILIP, JOSEPH | DIRECTOR |
| FEINBERG, KRISTIE, MARIE | PRESIDENT AND CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $67.6 | $0.0 | 0% | 194 | 0 | 0% |
| 2025-04-21 | $67.6 | $0.0 | 0% | 194 | 0 | 0% |
| 2024-04-02 | $65.1 | $2.5 | 4% | 209 | -15 | -7% |
| 2023-04-04 | $60.3 | $7.3 | 12% | 223 | -29 | -13% |
| 2022-04-01 | $78.6 | -$11.0 | -14% | 200 | -6 | -3% |
| 2021-04-05 | $76.6 | -$9.0 | -12% | 208 | -14 | -7% |
| 2020-04-01 | $76.8 | -$9.2 | -12% | 204 | -10 | -5% |
| 2019-04-01 | $73.4 | -$5.8 | -8% | 203 | -9 | -4% |
| 2018-04-02 | $88.6 | -$21.0 | -24% | 211 | -17 | -8% |
| 2017-04-01 | $58.4 | $9.2 | 16% | 207 | -13 | -6% |
| 2016-04-01 | $60.0 | $7.6 | 13% | 180 | 14 | 8% |
| 2015-04-01 | $65.0 | $2.6 | 4% | 105 | 89 | 85% |
| 2014-04-01 | $52.2 | $15.4 | 29% | 28 | 166 | 593% |
| 2013-04-01 | $134.0 | -$66.4 | -50% | 28 | 166 | 593% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MA, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV