KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
Latest filing: Mar 26, 2025 (128 days ago)
AUM
$45,493,862,358
10% change vs. 1 year ago
-4% change vs. 3 years ago
38% change vs. 5 years ago
386% change vs. 10 years ago
Employee Count
119
3% change vs. 1 year ago
9% change vs. 3 years ago
29% change vs. 5 years ago
57% change vs. 10 years ago
Main Office
LOS ANGELES, CA
2000 AVENUE OF THE STARS, LOS ANGELES, CA, UNITED STATES, 90067
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $45.5 |
| Non-Discretionary | $0.0 |
| Total | $45.5 |
| Client | AUM |
|---|---|
| Retail | $8.3 |
| Pooled | $19.1 |
| Institutional | $18.1 |
| Total | $45.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 668 | $0.4 |
| Average Individual AUM | $527,857 | |
| HNW | 1,387 | $8.0 |
| Average HNW AUM | $5,737,110 | |
| Retail Total | 2,055 | $8.3 |
| Average Retail AUM | $4,043,786 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| UBS SECURITIES LLC | NEW YORK-NY-USA | $7.4 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $6.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $26.4 |
| Retail SMA AUM | $8.3 |
| Institutional SMA AUM | $18.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 83% | $21.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 3% | $0.8 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.3 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $1.6 |
| Other Pools | 1% | $0.3 |
| Cash | 6% | $1.6 |
| Other | 0% | $0.0 |
| Total | 100% | $26.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $54.0 | 106982 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $33.0 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $22.1 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.2 | 107296 | |
| CEREDEX VALUE ADVISORS LLC | $5.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.3 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $3.4 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $2.8 | 155686 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.5 | 146025 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $2.0 | 143732 | |
| VIRTUS FUND ADVISERS, LLC | $1.4 | 107346 | |
| VIRTUS ETF ADVISERS LLC | $0.6 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.4 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| RIGALI, STEPHEN, ANTHONY | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER |
| VANIAN, JEANNINE, GHAZAR | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER |
| AYLWARD, GEORGE, ROBERT | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER |
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS |
| FOREMAN, DOUGLAS, STEPHEN | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER |
| SHOEMAKER, MICHAEL, ROBERT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| LEE, FRANK | CHIEF ADMINISTRATIVE OFFICER |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS |
| STONE, CRAIG | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
24 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SAMUEL WALTMAN | LOS ANGELES | CA | S63|2003-05-13|S66|2010-09-03 | CHARTERED FINANCIAL ANALYST | |||||
| RANDALL ALLEN | LOS ANGELES | CA | S66|1999-02-18 | ||||||
| GRACE APUY | LOS ANGELES | CA | S66|2005-04-01 | CERTIFIED FINANCIAL PLANNER | |||||
| THOMAS CONNAGHAN | LOS ANGELES | CA | S65|2004-08-19 | ||||||
| RUSSELL TOTH | LOS ANGELES | CA | S63|2010-01-28|S66|2017-02-15 | ||||||
| KEVIN O'REGAN | LOS ANGELES | CA | S63|2007-06-22|S66|2010-11-09 | CERTIFIED FINANCIAL PLANNER | |||||
| ANDREW GRANT | LOS ANGELES | CA | S66|2014-03-28 | ||||||
| THOMAS PONTIUS | LOS ANGELES | CA | S65|2022-01-07 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL MONTGOMERY | LOS ANGELES | CA | S63|2012-12-17 | CHARTERED FINANCIAL ANALYST | |||||
| STEPHEN RIGALI | LOS ANGELES | CA | S63|1983-11-09 | ||||||
| ROSALIE HAGLUND | LOS ANGELES | CA | S65|2011-03-10 | CERTIFIED FINANCIAL PLANNER | |||||
| BENEDETTO FALCONE | LOS ANGELES | CA | S63|1998-06-02|S65|1998-06-02 | CHARTERED FINANCIAL ANALYST | |||||
| YUYEN CHANG | LOS ANGELES | CA | S65|2014-03-14 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| KIMBERLY FRIEDRICKS | LOS ANGELES | CA | S65|2003-12-16 | ||||||
| DUSTIN GALE | LOS ANGELES | CA | S66|2007-05-10 | ||||||
| DARNEL BENTZ | LOS ANGELES | CA | S63|2010-03-25|S66|2004-10-25|S65|2020-11-10 | ||||||
| JAMES HOLDEN | LOS ANGELES | CA | S66|2017-10-07 | ||||||
| CURT BIREN | LOS ANGELES | CA | S63|1996-05-03|S65|1996-05-03 | ||||||
| CALEB POWELL | LOS ANGELES | CA | S65|2004-05-04 | ||||||
| CARINA BERLIN | LOS ANGELES | CA | S65|2014-12-13 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $45.5 | $0.0 | 0% | 119 | 0 | 0% |
| 2025-04-21 | $45.5 | $0.0 | 0% | 119 | 0 | 0% |
| 2024-04-02 | $41.2 | $4.3 | 10% | 115 | 4 | 3% |
| 2023-04-04 | $33.5 | $12.0 | 36% | 114 | 5 | 4% |
| 2022-04-01 | $47.3 | -$1.8 | -4% | 109 | 10 | 9% |
| 2021-04-05 | $39.6 | $5.9 | 15% | 94 | 25 | 27% |
| 2020-04-01 | $33.0 | $12.5 | 38% | 92 | 27 | 29% |
| 2019-04-01 | $22.8 | $22.7 | 99% | 88 | 31 | 35% |
| 2018-04-02 | $18.9 | $26.6 | 141% | 83 | 36 | 43% |
| 2017-04-01 | $12.8 | $32.7 | 256% | 86 | 33 | 38% |
| 2016-04-01 | $9.6 | $35.9 | 372% | 81 | 38 | 47% |
| 2015-04-01 | $9.4 | $36.1 | 386% | 76 | 43 | 57% |
| 2014-04-01 | $9.0 | $36.5 | 403% | 72 | 47 | 65% |
| 2013-04-01 | $7.4 | $38.1 | 518% | 70 | 49 | 70% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-02/28/2001, AL-02/17/1995, AR-07/07/1995, AZ-01/01/1995, CA-02/09/1995, CO-02/28/2001, CT-12/24/1997, DC-02/28/2001, DE-06/21/2002, FL-01/12/1998, GA-02/28/2001, HI-02/27/1995, IA-06/21/1999, ID-01/08/1992, IL-01/16/1992, IN-02/28/2001, KS-02/28/2001, KY-02/28/2001, LA-02/28/2001, MA-02/28/2001, MD-02/28/2001, ME-06/27/1992, MI-02/28/2001, MN-02/28/2001, MO-12/20/1991, MS-12/18/1997, MT-05/12/1999, NC-02/28/2001, ND-02/28/2001, NE-01/01/2002, NH-02/28/2001, NJ-02/28/2001, NM-02/28/2001, NV-11/08/1991, NY-02/28/2001, OH-02/28/2001, OK-01/01/1998, OR-02/28/2001, PA-02/28/2001, PR-03/31/1992, RI-01/01/1993, SC-02/28/2001, SD-02/28/2001, TN-03/10/1998, TX-01/01/1998, UT-01/16/1992, VA-01/02/1992, VI-06/26/2020, VT-12/15/1994, WA-04/20/1995, WI-09/11/1997, WV-11/20/1991, WY-06/26/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV