AUM
Employee Count
Main Office
| Discretion | AUM | 
|---|---|
| Discretionary | $2.5 | 
| Non-Discretionary | $0.0 | 
| Total | $2.5 | 
| Client | AUM | 
|---|---|
| Retail | $0.0 | 
| Pooled | $2.0 | 
| Institutional | $0.4 | 
| Total | $2.5 | 
| Retail | Accounts | AUM | 
|---|---|---|
| Individual | 0 | $0.0 | 
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 | 
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 | 
| Average Retail AUM | $0 | 
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM | 
|---|---|---|
| TRUIST BANK | ATLANTA-GA-USA | $0.4 | 
| U.S. BANK NATIONAL ASSOCIATION | CINCINNATI-OH-USA | $0.1 | 
| REGIONS BANK | BIRMINGHAM-AL-USA | $0.1 | 
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM | 
|---|---|
| Total SMA AUM | $0.4 | 
| Retail SMA AUM | $0.0 | 
| Institutional SMA AUM | $0.4 | 
| Asset Class | % | AUM | 
|---|---|---|
| Equity Exch | 97% | $0.4 | 
| Equity Non-Exch | 0% | $0.0 | 
| Govt Agency | 0% | $0.0 | 
| Municipal | 0% | $0.0 | 
| Sovereign | 0% | $0.0 | 
| IG Credit | 0% | $0.0 | 
| HY Credit | 0% | $0.0 | 
| Derivatives | 0% | $0.0 | 
| Investment Companies | 2% | $0.0 | 
| Other Pools | 0% | $0.0 | 
| Cash | 1% | $0.0 | 
| Other | 0% | $0.0 | 
| Total | 100% | $0.4 | 
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number | 
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $54.0 | 106982 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $45.5 | 104599 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $33.0 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $22.1 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.2 | 107296 | |
| CEREDEX VALUE ADVISORS LLC | $5.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.3 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $3.4 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $2.8 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $2.0 | 143732 | |
| VIRTUS FUND ADVISERS, LLC | $1.4 | 107346 | |
| VIRTUS ETF ADVISERS LLC | $0.6 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.4 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 | 
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - | 
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title | 
|---|---|
| SANSOTERRA, MICHAEL, ANTHONY | CHIEF INVESTMENT OFFICER | 
| AYLWARD, GEORGE, ROBERT | CHIEF EXECUTIVE OFFICER | 
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 
| CARNEY, MATTHEW, B | CHIEF COMPLIANCE OFFICER | 
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT | 
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD | 
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ | 
|---|---|---|---|---|---|---|
| 2025-08-01 | $2.5 | $0.0 | 0% | 8 | 0 | 0% | 
| 2025-04-21 | $2.5 | $0.0 | 0% | 8 | 0 | 0% | 
| 2024-04-02 | $2.2 | $0.3 | 13% | 8 | 0 | 0% | 
| 2023-04-04 | $1.7 | $0.8 | 45% | 8 | 0 | 0% | 
| 2022-04-01 | $0.9 | $1.6 | 181% | 8 | 0 | 0% | 
| 2021-04-05 | $0.9 | $1.6 | 187% | 8 | 0 | 0% | 
| 2020-04-01 | $0.8 | $1.6 | 199% | 8 | 0 | 0% | 
| 2019-04-01 | $0.7 | $1.7 | 228% | 8 | 0 | 0% | 
| 2018-04-02 | $1.1 | $1.3 | 115% | 8 | 0 | 0% | 
| 2017-04-01 | $1.3 | $1.2 | 92% | 8 | 0 | 0% | 
| 2016-04-01 | $1.4 | $1.1 | 77% | 8 | 0 | 0% | 
| 2015-04-01 | $1.7 | $0.7 | 41% | 10 | -2 | -20% | 
| 2014-04-01 | $2.2 | $0.2 | 10% | 11 | -3 | -27% | 
| 2013-04-01 | $3.0 | -$0.6 | -18% | 11 | -3 | -27% | 
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS | 
| GA, AK-03/24/2008, AL-03/24/2008, AR-03/24/2008, AZ-03/24/2008, CA-03/24/2008, CO-03/24/2008, CT-03/24/2008, DC-03/24/2008, DE-03/31/2008, FL-01/25/2008, GA-01/25/2008, HI-03/24/2008, IA-03/25/2008, ID-03/24/2008, IL-03/25/2008, IN-03/24/2008, KS-03/24/2008, KY-03/24/2008, LA-03/24/2008, MA-03/24/2008, MD-03/24/2008, ME-03/24/2008, MI-03/24/2008, MN-06/17/2008, MO-03/24/2008, MS-03/24/2008, MT-03/24/2008, NC-03/24/2008, ND-03/24/2008, NE-03/24/2008, NH-03/24/2008, NJ-04/10/2008, NM-03/24/2008, NV-03/24/2008, NY-03/24/2008, OH-03/24/2008, OK-03/24/2008, OR-03/24/2008, PA-03/24/2008, RI-03/24/2008, SC-03/24/2008, SD-03/26/2008, TN-03/25/2008, TX-03/24/2008, UT-03/24/2008, VA-03/24/2008, VT-03/24/2008, WA-03/24/2008, WI-03/24/2008, WV-03/24/2008, WY-03/27/2018 | 
| ADVISER ACTIVITIES | 
| 
                        PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB)  | 
            
| OTHER ACTIVITIES | 
ADVDB.CO • SOURCE: SEC FORM ADV