KENNEDY CAPITAL MANAGEMENT
Latest filing: May 27, 2025 (59 days ago)
AUM
$4,885,270,151
2% change vs. 1 year ago
-1% change vs. 3 years ago
15% change vs. 5 years ago
-14% change vs. 10 years ago
Employee Count
46
-2% change vs. 1 year ago
-2% change vs. 3 years ago
-10% change vs. 5 years ago
-16% change vs. 10 years ago
Main Office
ST LOUIS, MO
10829 OLIVE BLVD, ST LOUIS, MO, UNITED STATES, 63141-7739
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.7 |
| Non-Discretionary | $0.1 |
| Total | $4.9 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $2.1 |
| Institutional | $2.7 |
| Total | $4.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3 | $0.0 |
| Average Individual AUM | $632,449 | |
| HNW | 81 | $0.1 |
| Average HNW AUM | $1,326,316 | |
| Retail Total | 84 | $0.1 |
| Average Retail AUM | $1,301,535 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.9 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.9 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.8 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $2.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 92% | $2.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $2.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SANCTUARY ADVISORS, LLC | $27.7 | 226606 | |
| AZIMUT GENESIS ADVISORS LLC | $0.4 | 134626 | |
| AZ APICE CAPITAL MANAGEMENT LLC | $0.4 | 281973 | |
| SANCTUARY SECURITIES, INC. | $0.0 | broker-dealer | 205 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| OLIVER, RICHARD, ERNEST | CHIEF FINANCIAL OFFICER |
| LATUDA, FRANCIS, ANDREW | DIRECTOR, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER |
| COBIN, DONALD, M | CHAIRMAN OF THE BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER |
| BOYNE, JAMES, JOSEPH | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC |
| BARNARD, JEAN, BUCHANAN | DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCH |
| WOLCOTT, PATRICK, JOSEPH | VICE PRESIDENT, CHIEF OPERATING OFFICER |
| SHAH, NIRAJ, SURENDRA | CHIEF STRATEGY OFFICER |
| HUNT, DORIS, ANN | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| PRACCA, VITTORIO, FEDERICO | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC |
| MEDDA, GIORGIO | DIRECTOR KENNEDY CAPITAL MANAGEMENT LLC |
ADVDB.CO • SOURCE: SEC
Representatives
18 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MCAFEE BURKE | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| GARY KAUPPILA | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| SEAN MCMAHON | ST LOUIS | MO | S65|2015-04-06 | ||||||
| PATRICK MOSMAN | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| ANIL THOMAS | ST LOUIS | MO | S65|2008-01-12|S63|2013-12-20 | ||||||
| ROBERT VAN BERGEN | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| DONALD COBIN | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTIAN MCDONALD | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| CHARLES BRYANT | ST LOUIS | MO | S65|2007-05-04|S63|2019-07-08 | ||||||
| STANISLAV TIMOFEYEV | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| FRANCIS LATUDA | ST LOUIS | MO | S63|1992-04-21 | CHARTERED FINANCIAL ANALYST | |||||
| JEAN BARNARD | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| JAMES DUNNEGAN | ST LOUIS | MO | S65|2019-11-13 | ||||||
| MICHAEL BERTZ | ST LOUIS | MO | S63|2001-11-15 | CHARTERED FINANCIAL ANALYST | |||||
| JEFFREY ECKERLE | ST LOUIS | MO | S65|2016-06-28 | ||||||
| BRIAN HAGLER | ST LOUIS | MO | S65|2017-11-21 | ||||||
| THOMAS LERITZ | ST LOUIS | MO | CHARTERED FINANCIAL ANALYST | ||||||
| JOYCE BUTLER | ST LOUIS | MO | S63|2011-10-03|S65|2001-10-31 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $4.9 | $0.0 | 0% | 46 | 0 | 0% |
| 2025-04-21 | $4.9 | $0.0 | 0% | 46 | 0 | 0% |
| 2024-04-02 | $4.8 | $0.1 | 2% | 47 | -1 | -2% |
| 2023-04-04 | $3.7 | $1.2 | 31% | 43 | 3 | 7% |
| 2022-04-01 | $4.9 | $0.0 | -1% | 47 | -1 | -2% |
| 2021-04-05 | $4.6 | $0.3 | 7% | 52 | -6 | -12% |
| 2020-04-01 | $4.2 | $0.7 | 15% | 51 | -5 | -10% |
| 2019-04-01 | $4.3 | $0.6 | 15% | 53 | -7 | -13% |
| 2018-04-02 | $5.8 | -$0.9 | -16% | 55 | -9 | -16% |
| 2017-04-01 | $6.0 | -$1.1 | -19% | 52 | -6 | -12% |
| 2016-04-01 | $5.2 | -$0.3 | -6% | 53 | -7 | -13% |
| 2015-04-01 | $5.7 | -$0.8 | -14% | 55 | -9 | -16% |
| 2014-04-01 | $5.7 | -$0.8 | -14% | 50 | -4 | -8% |
| 2013-04-01 | $4.4 | $0.5 | 12% | 47 | -1 | -2% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MO, AK-05/23/2008, AL-05/23/2008, AR-05/23/2008, AZ-11/07/1996, CA-01/01/1984, CO-03/29/2021, CT-03/31/2008, DC-05/23/2008, DE-06/09/2008, FL-06/07/1984, GA-05/23/2008, HI-05/23/2008, IA-05/27/2008, ID-05/23/2008, IL-05/12/1998, IN-01/07/2008, KS-05/23/2008, KY-05/23/2008, LA-12/08/2005, MA-12/08/2005, MD-05/23/2008, ME-05/23/2008, MI-05/23/2008, MN-05/23/2008, MO-06/04/1980, MS-05/23/2008, MT-05/23/2008, NC-05/23/2008, ND-05/23/2008, NE-05/23/2008, NH-05/23/2008, NJ-11/19/1996, NM-05/23/2008, NV-05/23/2008, NY-12/14/2006, OH-12/08/2005, OK-01/01/1998, OR-05/23/2008, PA-05/12/2004, PR-05/23/2008, RI-05/23/2008, SC-05/23/2008, SD-05/28/2008, TN-11/07/2007, TX-04/11/1989, UT-05/23/2008, VA-05/23/2008, VI-05/23/2008, VT-05/23/2008, WA-05/23/2008, WI-05/23/2008, WV-05/23/2008, WY-03/27/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV