AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $35.0 |
| Non-Discretionary | $0.0 |
| Total | $35.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $35.0 |
| Institutional | $0.0 |
| Total | $35.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | $300.0 | 307865 | |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | $0.0 | - | |
| NMPE IV GP, LLC | $0.0 | - | |
| NMPE III GP, LLC | $0.0 | - | |
| IRON KEY INSURANCE SERVICES, LLC | $0.0 | - | |
| NMPE II GP, LLC | $0.0 | - | |
| NMC VI GP, LLC | $0.0 | - | |
| NMPE I GP, LLC | $0.0 | - | |
| NORTHWESTERN LONG TERM CARE INSURANCE COMPANY | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP II, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | $0.0 | trust company | - |
| NMC V GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | $0.0 | broker-dealer | 2881 |
| NORTHWESTERN MUTUAL CAPITAL EQUITY GP VII, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP IV, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP III, LLC | $0.0 | - | |
| WYSH LIFE AND HEALTH INSURANCE COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| CONMEY, MICHAEL, JORDAN | CHIEF COMPLIANCE OFFICER |
| DRURY, DAVID, JOHN | DIRECTOR |
| BENTLEY, JOHN, EMERSON | CHAIRMAN OF THE BOARD |
| TOMCZAK, BONNIE, LYNN | PRESIDENT & DIRECTOR |
| SCHUTTE, BRENT, GREGORY | CHIEF INVESTMENT OFFICER & DIRECTOR |
| HEISTAD, ANDREW, JOHN | TREASURER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $35.0 | $0.0 | 0% | 13 | 0 | 0% |
| 2025-04-21 | $35.0 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $28.6 | $6.5 | 23% | 14 | -1 | -7% |
| 2023-04-04 | $25.6 | $9.5 | 37% | 12 | 1 | 8% |
| 2022-04-01 | $31.6 | $3.5 | 11% | 11 | 2 | 18% |
| 2021-04-05 | $28.8 | $6.2 | 22% | 6 | 7 | 117% |
| 2020-04-01 | $30.8 | $4.2 | 14% | 11 | 2 | 18% |
| 2019-04-01 | $27.7 | $7.4 | 27% | 11 | 2 | 18% |
| 2018-04-02 | $30.8 | $4.2 | 14% | 11 | 2 | 18% |
| 2017-04-01 | $26.4 | $8.6 | 33% | 12 | 1 | 8% |
| 2016-04-01 | $19.3 | $15.8 | 82% | 12 | 1 | 8% |
| 2015-04-01 | $20.5 | $14.5 | 71% | 12 | 1 | 8% |
| 2014-04-01 | $123.3 | -$88.2 | -72% | 69 | -56 | -81% |
| 2013-04-01 | $114.3 | -$79.3 | -69% | 70 | -57 | -81% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| WI, MN-03/30/2023, WI-12/18/2008 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV