NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
Latest filing: Apr 15, 2025 (44 days ago)
AUM
$299,972,578,140
7% change vs. 1 year ago
4% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
229
-12% change vs. 1 year ago
16% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MILWAUKEE, WI
720 EAST WISCONSIN AVENUE, MILWAUKEE, WI, UNITED STATES, 53202-4797
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $300.0 |
| Non-Discretionary | $0.0 |
| Total | $300.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $6.2 |
| Institutional | $293.7 |
| Total | $300.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $128.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $293.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $293.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 2% | $5.9 |
| Equity Non-Exch | 1% | $2.9 |
| Govt Agency | 6% | $17.6 |
| Municipal | 2% | $5.9 |
| Sovereign | 1% | $2.9 |
| IG Credit | 52% | $152.7 |
| HY Credit | 4% | $11.7 |
| Derivatives | 1% | $2.9 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 4% | $11.7 |
| Cash | 3% | $8.8 |
| Other | 22% | $64.6 |
| Total | 98% | $287.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MASON STREET ADVISORS, LLC | $35.0 | 114085 | |
| NORTHWESTERN MUTUAL CAPITAL GP IV, LLC | $0.0 | - | |
| NMPE III GP, LLC | $0.0 | - | |
| IRON KEY INSURANCE SERVICES, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP II, LLC | $0.0 | - | |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | $0.0 | - | |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | $0.0 | broker-dealer | 2881 |
| NMC V GP, LLC | $0.0 | - | |
| WYSH LIFE AND HEALTH INSURANCE COMPANY | $0.0 | - | |
| NMC VI GP, LLC | $0.0 | - | |
| NMPE II GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | $0.0 | trust company | - |
| NORTHWESTERN MUTUAL CAPITAL GP III, LLC | $0.0 | - | |
| NORTHWESTERN LONG TERM CARE INSURANCE COMPANY | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP, LLC | $0.0 | - | |
| NMPE I GP, LLC | $0.0 | - | |
| NMPE IV GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL EQUITY GP VII, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| LUEKEN, JEFFREY, JAMES | CHAIRMAN & PRESIDENT |
| CONMEY, MICHAEL, JORDAN | CHIEF COMPLIANCE OFFICER |
| KROPP, ROSANNE, LEA | DIRECTOR; VICE PRESIDENT - PUBLIC INVESTMENTS |
| ZALE, THOMAS, DAVID | DIRECTOR; VICE PRESIDENT - REAL ESTATE |
| JULKA, DANIEL, JOSEPH | DIRECTOR; VICE PRESIDENT - PRIVATE SECURITIES |
| AUTH, RAYMOND, JACOB | DIRECTOR; VICE PRESIDENT - INVESTMENT STRATEGY |
| GORE, TINA, GAYLE | TREASURER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $300.0 | $0.0 | 0% | 229 | 0 | 0% |
| 2025-04-21 | $300.0 | $0.0 | 0% | 229 | 0 | 0% |
| 2024-04-02 | $281.3 | $18.6 | 7% | 260 | -31 | -12% |
| 2023-04-04 | $262.1 | $37.9 | 14% | 209 | 20 | 10% |
| 2022-04-01 | $288.2 | $11.8 | 4% | 198 | 31 | 16% |
| 2021-04-05 | $272.3 | $27.6 | 10% | 196 | 33 | 17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WI, CO-03/29/2024, DE-12/09/2020, FL-03/31/2023, IL-04/13/2023, MA-03/31/2023, MO-03/31/2023, NC-03/31/2023, OH-03/31/2023, PA-03/31/2023, WA-03/31/2023, WI-12/09/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV