NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Latest filing: May 01, 2025 (144 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-100% change vs. 10 years ago
Employee Count
2,577
2% change vs. 1 year ago
16% change vs. 3 years ago
61% change vs. 5 years ago
-34% change vs. 10 years ago
Main Office
MILWAUKEE, WI
720 EAST WISCONSIN AVENUE, MILWAUKEE, WI, UNITED STATES, 53202-4797
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | $300.0 | 307865 | |
| MASON STREET ADVISORS, LLC | $35.0 | 114085 | |
| NMPE IV GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL EQUITY GP VII, LLC | $0.0 | - | |
| NMC V GP, LLC | $0.0 | - | |
| NMC VI GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | $0.0 | trust company | - |
| NMPE II GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP IV, LLC | $0.0 | - | |
| WYSH LIFE AND HEALTH INSURANCE COMPANY | $0.0 | - | |
| NORTHWESTERN LONG TERM CARE INSURANCE COMPANY | $0.0 | - | |
| NMPE I GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP III, LLLC | $0.0 | - | |
| IRON KEY INSURANCE SERVICES, LLC | $0.0 | - | |
| NMPE III GP, LLC | $0.0 | - | |
| NORTHWESTERN MUTUAL CAPITAL GP II, LLC | $0.0 | - | |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| SCHNEIDER, SARAH RENEE | PRESIDENT AND CEO |
| EULL, BRADLEY LEAHY | SECRETARY |
| VILLEGAS, REBECCA LYNN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| DOLL, QUENTIN MICHAEL | VICE PRESIDENT - RISK PRODUCTS |
| WARD, JARED A | TREASURER/FINOP |
| BENTLEY, JOHN EMERSON | VICE PRESIDENT - WEALTH |
| SCHULTZ, DEBORAH ALLISON | VICE PRESIDENT AND CHIEF RISK OFFICER |
| KALINOWSKI, DAWN MARIE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
2,341 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KATHLEEN TURNER | MILWAUKEE | WI | S63|1990-12-20|S65|2015-09-01 | ||||||
| STEPHEN NORRIS | MILWAUKEE | WI | S66|2009-10-06 | ||||||
| MARK HOLDER | MILWAUKEE | WI | S63|2002-05-08|S65|2013-01-24 | ||||||
| AMANDA BLUM | MILWAUKEE | WI | S63|2007-08-29|S66|2017-12-15 | ||||||
| MATTHEW GIVENS | MILWAUKEE | WI | S63|2008-12-02|S65|2010-01-12 | ||||||
| KYLE SIETTMANN | MILWAUKEE | WI | S63|1997-02-28|S65|2000-04-27 | ||||||
| WILLIAM JOHNSON | MILWAUKEE | WI | S63|1987-04-10|S65|2006-11-27 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| BRYAN HICKEY | MILWAUKEE | WI | S63|2004-11-16 | CHARTERED FINANCIAL CONSULTANT | |||||
| STEVEN TWITCHELL | MILWAUKEE | WI | S63|1995-04-19 | CHARTERED FINANCIAL CONSULTANT | |||||
| MARK MCNULTY | MILWAUKEE | WI | S63|1996-04-19|S66|2016-11-14 | ||||||
| MARK STEFFKE | MILWAUKEE | WI | S65|2014-07-07|S63|2018-07-07 | ||||||
| DEREK NICKERSON | MILWAUKEE | WI | S66|2016-09-09 | ||||||
| MARY WHETSTINE | MILWAUKEE | WI | S63|1997-02-21|S65|1997-02-25|S66|2005-07-21 | ||||||
| BRANDON NEAL | MILWAUKEE | WI | S63|1999-04-23|S65|1999-12-15 | ||||||
| DANIEL CASTINO | MILWAUKEE | WI | S63|1992-01-07|S66|2006-01-18 | CHARTERED FINANCIAL CONSULTANT | |||||
| ERIC SCHMIDLING | MILWAUKEE | WI | S66|2015-09-19 | ||||||
| NICHOLAS DODDS | MILWAUKEE | WI | S66|2019-08-21 | ||||||
| TYLER KIMSEY | MILWAUKEE | WI | S66|2015-07-30 | ||||||
| NICOLE DUCEY | MILWAUKEE | WI | S63|2006-05-08|S66|2011-09-26 | ||||||
| WILLIAM WALSH | MILWAUKEE | WI | S63|1994-07-28|S65|1995-09-12|S66|2018-06-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.0 | $0.0 | 0% | 2,577 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 2,577 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 2,537 | 40 | 2% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 2,125 | 452 | 21% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 2,216 | 361 | 16% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 2,496 | 81 | 3% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 1,597 | 980 | 61% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 1,597 | 980 | 61% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 1,672 | 905 | 54% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 2,097 | 480 | 23% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 1,526 | 1,051 | 69% |
| 2015-04-01 | $5.5 | -$5.5 | -100% | 3,884 | -1,307 | -34% |
| 2014-04-01 | $4.3 | -$4.3 | -100% | 3,536 | -959 | -27% |
| 2013-04-01 | $3.0 | -$3.0 | -100% | 3,095 | -518 | -17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WI, AK-04/05/2002, AL-05/03/2002, AR-04/02/2002, AZ-03/28/2002, CA-03/28/2002, CO-03/28/2002, CT-03/28/2002, DC-03/29/2002, DE-08/07/2003, FL-04/10/2002, GA-03/28/2002, HI-03/28/2002, IA-04/08/2002, ID-03/28/2002, IL-04/09/2002, IN-03/28/2002, KS-03/28/2002, KY-03/28/2002, LA-03/28/2002, MA-03/28/2002, MD-03/28/2002, ME-03/28/2002, MI-03/28/2002, MN-04/10/2002, MO-03/28/2002, MS-03/28/2002, MT-03/28/2002, NC-03/28/2002, ND-03/28/2002, NE-03/28/2002, NH-03/29/2002, NJ-03/28/2002, NM-04/30/2002, NV-03/28/2002, NY-03/28/2002, OH-03/28/2002, OK-05/31/2002, OR-03/28/2002, PA-03/28/2002, RI-03/28/2002, SC-03/28/2002, SD-04/01/2002, TN-03/29/2002, TX-11/21/2001, UT-03/28/2002, VA-03/28/2002, VT-03/28/2002, WA-03/28/2002, WI-03/28/2002, WV-04/08/2002 |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV