RAINIER INVESTMENT MANAGEMENT LLC
Latest filing: Mar 20, 2025 (101 days ago)
AUM
$616,990,776
-27% change vs. 1 year ago
-28% change vs. 3 years ago
-25% change vs. 5 years ago
-90% change vs. 10 years ago
Employee Count
4
33% change vs. 1 year ago
33% change vs. 3 years ago
33% change vs. 5 years ago
-93% change vs. 10 years ago
Main Office
SEATTLE, WA
600 UNIVERSITY STREET, SEATTLE, WA, UNITED STATES, 98101
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.6 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JP MORGAN CHASE BANK, N.A. | NEW YORK-NY-USA | $0.0 |
| NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 93% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 2% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MANNING & NAPIER ADVISORS, LLC | $18.4 | 105992 | |
| CALLODINE CAPITAL MANAGEMENT, LP | $0.8 | 297115 | |
| CALLODINE CREDIT MANAGEMENT, LLC | $0.5 | 313165 | |
| RAND CAPITAL MANAGEMENT LLC | $0.2 | 304504 | |
| CALLODINE CAPITAL PARTNERS LLC | $0.0 | - | |
| CALLODINE STRATEGIC CREDIT, LLC | $0.0 | 309829 | |
| MANNING & NAPIER INVESTOR SERVICES, INC. | $0.0 | broker-dealer | 26266 |
| THOROFARE LENDING FUND IV MANAGEMENT, LLC | $0.0 | - | |
| EXETER TRUST COMPANY | $0.0 | trust company | - |
| CALLODINE STRATEGIC CREDIT FUND II GP, LLC | $0.0 | - | |
| THOROFARE LLC | $0.0 | - | |
| THOROFARE CAPITAL, INC. | $0.0 | - | |
| THOROFARE LENDING FUND V MANAGEMENT, LLC | $0.0 | - | |
| CALLODINE COMMERCIAL PARTNERS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| KUSHNER, JESSICA, MICHELE | CHIEF COMPLIANCE OFFICER |
| TURNER, SARAH, CHRISTINE | CORPORATE SECRETARY |
| MAYER, MARC, ORLANS | CEO |
| MORROW, JAMES, STUART | OWNER |
| PEGULA, TERRENCE, MICHAEL | OWNER |
| PEGULA, KIM, SUANNE | OWNER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.6 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.8 | -$0.2 | -27% | 3 | 1 | 33% |
| 2023-04-04 | $0.9 | -$0.3 | -34% | 3 | 1 | 33% |
| 2022-04-01 | $0.9 | -$0.2 | -28% | 3 | 1 | 33% |
| 2021-04-05 | $1.1 | -$0.5 | -43% | 3 | 1 | 33% |
| 2020-04-01 | $0.8 | -$0.2 | -25% | 3 | 1 | 33% |
| 2019-04-01 | $0.7 | -$0.1 | -16% | 4 | 0 | 0% |
| 2018-04-02 | $0.8 | -$0.2 | -25% | 7 | -3 | -43% |
| 2017-04-01 | $1.6 | -$1.0 | -61% | 27 | -23 | -85% |
| 2016-04-01 | $3.3 | -$2.7 | -81% | 50 | -46 | -92% |
| 2015-04-01 | $6.1 | -$5.5 | -90% | 57 | -53 | -93% |
| 2014-04-01 | $10.4 | -$9.8 | -94% | 59 | -55 | -93% |
| 2013-04-01 | $12.6 | -$12.0 | -95% | 78 | -74 | -95% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WA, WA-01/26/1990 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV