AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MANNING & NAPIER ADVISORS, LLC | $18.4 | 105992 | |
| THOROFARE, LLC | $1.3 | 171293 | |
| CALLODINE CAPITAL MANAGEMENT, LP | $0.8 | 297115 | |
| RAINIER INVESTMENT MANAGEMENT LLC | $0.6 | 105556 | |
| CALLODINE CREDIT MANAGEMENT, LLC | $0.5 | 313165 | |
| EXETER TRUST COMPANY | $0.0 | trust company | - |
| CALLODINE CAPITAL PARTNERS, LP | $0.0 | - | |
| CALLODINE STRATEGIC CREDIT FUND II LP, LLC | $0.0 | - | |
| THOROFARE CAPITAL, INC. | $0.0 | - | |
| THOROFARE LENDING FUND V MANAGEMENT, LLC | $0.0 | - | |
| THOROFARE LENDING FUND IV MANAGEMENT, LLC | $0.0 | - | |
| CALLODINE COMMERCIAL PARTNERS, LLC | $0.0 | - | |
| MANNING & NAPIER INVESTOR SERVICES, INC. | $0.0 | broker-dealer | 26266 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| PENBERTHY, DANIEL, PATRICK | CO-CHIEF EXECUTIVE OFFICER |
| MORROW, JAMES, STUART | CO-OWNER |
| MARGARET, BRECHTEL, W | CHIEF FINANCIAL OFFICER |
| CAMMARATA, KRISTEN, MARIE | CHIEF COMPLIANCE OFFICER |
| BARFIELD, OLIVER, SCOTT | CO-CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | -2% | 9 | 1 | 11% |
| 2023-04-04 | $0.1 | $0.1 | 143% | 8 | 2 | 25% |
| 2022-04-01 | $0.1 | $0.1 | 135% | 7 | 3 | 43% |
| 2021-04-05 | $0.1 | $0.1 | 153% | 8 | 2 | 25% |
| 2020-04-01 | $0.1 | $0.1 | 138% | 7 | 3 | 43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV