MANNING & NAPIER ADVISORS, LLC
Latest filing: May 05, 2025 (55 days ago)
AUM
$18,406,580,736
0% change vs. 1 year ago
-14% change vs. 3 years ago
-4% change vs. 5 years ago
-62% change vs. 10 years ago
Employee Count
200
-10% change vs. 1 year ago
-23% change vs. 3 years ago
-25% change vs. 5 years ago
-52% change vs. 10 years ago
Main Office
FAIRPORT, NY
290 WOODCLIFF DRIVE, FAIRPORT, NY, UNITED STATES, 14450
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $18.4 |
| Non-Discretionary | $0.0 |
| Total | $18.4 |
| Client | AUM |
|---|---|
| Retail | $5.7 |
| Pooled | $5.6 |
| Institutional | $7.1 |
| Total | $18.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,464 | $0.8 |
| Average Individual AUM | $557,958 | |
| HNW | 1,486 | $4.9 |
| Average HNW AUM | $3,301,110 | |
| Retail Total | 2,950 | $5.7 |
| Average Retail AUM | $1,939,762 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| EXETER TRUST COMPANY | FAIRPORT-NY-USA | $5.3 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISO-CA-USA | $1.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $12.8 |
| Retail SMA AUM | $5.7 |
| Institutional SMA AUM | $7.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 49% | $6.3 |
| Equity Non-Exch | 5% | $0.6 |
| Govt Agency | 13% | $1.7 |
| Municipal | 1% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $0.5 |
| HY Credit | 4% | $0.5 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 16% | $2.1 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.4 |
| Other | 6% | $0.8 |
| Total | 101% | $13.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THOROFARE, LLC | $1.3 | 171293 | |
| CALLODINE CAPITAL MANAGEMENT, LP | $0.8 | 297115 | |
| RAINIER INVESTMENT MANAGEMENT LLC | $0.6 | 105556 | |
| CALLODINE CREDIT MANAGEMENT, LLC | $0.5 | 313165 | |
| RAND CAPITAL MANAGEMENT LLC | $0.2 | 304504 | |
| THOROFARE LENDING FUND V MANAGEMENT, LLC | $0.0 | - | |
| THOROFARE LENDING FUND IV MANAGEMENT, LLC | $0.0 | - | |
| MANNING & NAPIER INVESTOR SERVICES, INC. | $0.0 | broker-dealer | 26266 |
| CALLODINE STRATEGIC CREDIT FUND II GP, LLC | $0.0 | - | |
| CALLODINE CAPITAL PARTNERS, LLC | $0.0 | - | |
| CALLODINE COMMERCIAL PARTNERS, LLC | $0.0 | - | |
| THOROFARE CAPITAL, INC. | $0.0 | - | |
| EXETER TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
22 active
| Name | Title |
|---|---|
| BATTAGLIA, PAUL, JOHN | CHIEF FINANCIAL OFFICER |
| KUSHNER, JESSICA, MICHELE | CHIEF COMPLIANCE OFFICER |
| TURNER, SARAH, CHRISTINE | GENERAL COUNSEL / CORPORATE SECRETARY |
| MAYER, MARC, ORLANS | CEO |
| BRILEY, CHRISTOPHER, PICKETT | CHIEF TECHNOLOGY OFFICER |
| KINGSLEY BRUNNER, NICOLE | CHIEF MARKETING AND STRATEGY OFFICER |
| MCGREEVY, AARON, THOMAS | CHIEF DISTRIBUTION OFFICER |
| MORABITO, SCOTT, JAMES | MANAGING DIRECTOR, OPERATIONS |
| GREEN, STACEY, JONES | HEAD OF HUMAN RESOURCES |
| MORROW, JAMES, STUART | OWNER |
| PEGULA, KIM, SUANNE | OWNER |
| PEGULA, TERRENCE, MICHAEL | OWNER |
| PETROSINO, CHRISTOPHER, FRED | MANAGING DIRECTOR, QUANTITATIVE STRATEGIES GROUP |
| WELLES, JAY, MICHAEL | HEAD OF CORE EQUITIES & MANAGING DIRECTOR, TECHNOLOGY GROUP |
| BUSHALLOW, MARC, EDWARD | MANAGING DIRECTOR, FIXED INCOME; EXECUTIVE GROUP MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
48 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TIMOTHY WILLIS | FAIRPORT | NY | S63|2005-06-13|S65|2003-08-14 | ||||||
| AARON MCGREEVY | FAIRPORT | NY | S63|2008-08-29|S65|2009-05-21 | ||||||
| JAMES HERBST | FAIRPORT | NY | S63|2000-04-15|S65|2000-09-12 | ||||||
| NOAH ORDWAY | FAIRPORT | NY | S63|2005-09-08|S65|2007-09-14 | ||||||
| GERALD GUGGER | FAIRPORT | NY | S63|2023-09-28 | CHARTERED FINANCIAL ANALYST | |||||
| CRAIG ABBOTT | FAIRPORT | NY | S63|1998-06-04 | ||||||
| JOHN PALMER | FAIRPORT | NY | S66|2006-09-13 | ||||||
| AARON PISANI | FAIRPORT | NY | S63|2001-05-18|S66|2014-04-03 | ||||||
| ANNLEAH JONES | FAIRPORT | NY | S66|2023-02-23 | ||||||
| CHRISTOPHER RYAN | FAIRPORT | NY | S63|2006-10-06|S65|2007-01-22|S66|1998-07-02 | ||||||
| ANDREW DELMEDICO | FAIRPORT | NY | S63|2015-02-10 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID IMMONEN | FAIRPORT | NY | S63|1995-10-19|S65|1995-12-01 | CHARTERED FINANCIAL ANALYST | |||||
| THANE BLOSSER | FAIRPORT | NY | S66|2017-10-06 | ||||||
| SAMANTHA LAREW | FAIRPORT | NY | S63|2005-03-30|S66|2008-04-07 | ||||||
| CHELSEA SEIBEL | FAIRPORT | NY | S63|2011-10-28|S66|2013-02-11 | CERTIFIED FINANCIAL PLANNER | |||||
| DOUGLAS HILFIKER | FAIRPORT | NY | S66|2021-07-30 | ||||||
| BRIAN HUGHES | FAIRPORT | NY | S66|2022-10-12 | ||||||
| COREY JACKSON | FAIRPORT | NY | S63|2008-04-10 | CERTIFIED FINANCIAL PLANNER | |||||
| CRYSTEN PARKER | FAIRPORT | NY | S66|2023-12-08 | ||||||
| ROBERT CONRAD | FAIRPORT | NY | S63|1997-10-22|S65|1998-03-11|S66|2005-01-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $18.4 | $0.0 | 0% | 200 | 0 | 0% |
| 2025-04-21 | $18.4 | $0.0 | 0% | 200 | 0 | 0% |
| 2024-04-02 | $18.5 | -$0.1 | 0% | 223 | -23 | -10% |
| 2023-04-04 | $17.0 | $1.4 | 8% | 251 | -51 | -20% |
| 2022-04-01 | $21.4 | -$3.0 | -14% | 261 | -61 | -23% |
| 2021-04-05 | $19.7 | -$1.3 | -6% | 260 | -60 | -23% |
| 2020-04-01 | $19.2 | -$0.8 | -4% | 268 | -68 | -25% |
| 2019-04-01 | $19.9 | -$1.5 | -8% | 321 | -121 | -38% |
| 2018-04-02 | $24.5 | -$6.1 | -25% | 349 | -149 | -43% |
| 2017-04-01 | $30.2 | -$11.8 | -39% | 370 | -170 | -46% |
| 2016-04-01 | $35.5 | -$17.1 | -48% | 395 | -195 | -49% |
| 2015-04-01 | $47.8 | -$29.4 | -62% | 417 | -217 | -52% |
| 2014-04-01 | $50.8 | -$32.4 | -64% | 386 | -186 | -48% |
| 2013-04-01 | $45.2 | -$26.8 | -59% | 357 | -157 | -44% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-03/28/2013, AL-04/21/1994, AR-01/01/1998, AZ-08/17/1994, CA-10/13/1988, CO-03/31/2010, CT-09/15/1997, DC-11/18/1993, DE-07/29/2003, FL-08/22/1988, GA-01/02/1993, HI-03/28/2013, IA-03/28/2013, ID-03/28/2013, IL-05/25/1989, IN-02/09/2001, KS-03/28/2013, KY-09/29/1988, LA-03/28/2013, MA-04/14/1994, MD-02/25/1991, ME-02/26/2004, MI-02/19/1998, MN-01/28/1991, MO-06/19/2001, MS-03/18/2008, MT-03/28/2013, NC-12/18/2000, ND-03/28/2013, NE-03/28/2013, NH-06/30/1993, NJ-12/01/1989, NM-03/28/2013, NV-03/28/2013, NY-01/28/1985, OH-05/03/1999, OK-03/17/1999, OR-07/13/1995, PA-01/02/1987, PR-03/28/2013, RI-01/01/1993, SC-12/08/1995, SD-03/28/2013, TN-05/11/1992, TX-07/01/1994, UT-03/28/2013, VA-08/02/1988, VI-03/28/2013, VT-12/15/1994, WA-02/27/2003, WI-01/31/1991, WV-08/16/1988, WY-04/05/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV