THOROFARE, LLC
Latest filing: Mar 31, 2025 (90 days ago)
AUM
$1,293,925,371
-18% change vs. 1 year ago
19% change vs. 3 years ago
165% change vs. 5 years ago
480% change vs. 10 years ago
Employee Count
29
-9% change vs. 1 year ago
12% change vs. 3 years ago
21% change vs. 5 years ago
71% change vs. 10 years ago
Main Office
EL SEGUNDO, CA
100 NORTH PACIFIC COAST HIGHWAY, EL SEGUNDO, CA, UNITED STATES, 90245
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.3 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MANNING & NAPIER ADVISORS, LLC | $18.4 | 105992 | |
| CALLODINE CAPITAL MANAGEMENT, LP | $0.8 | 297115 | |
| RAINIER INVESTMENT MANAGEMENT LLC | $0.6 | 105556 | |
| CALLODINE CREDIT MANAGEMENT, LLC | $0.5 | 313165 | |
| RAND CAPITAL MANAGEMENT LLC | $0.2 | 304504 | |
| CALLODINE CAPITAL PARTNERS, LLC | $0.0 | - | |
| THOROFARE LENDING FUND IV MANAGEMENT, LLC | $0.0 | - | |
| MANNING & NAPIER INVESTOR SERVICES, INC. | $0.0 | broker-dealer | 26266 |
| EXETER TRUST COMPANY | $0.0 | trust company | - |
| THOROFARE LENDING FUND V MANAGEMENT, LLC | $0.0 | - | |
| CALLODINE COMMERCIAL PARTNERS, LLC | $0.0 | - | |
| THOROFARE CAPITAL, INC. | $0.0 | - | |
| CALLODINE STRATEGIC CREDIT FUND II GP, LLC | $0.0 | - | |
| CALLODINE STRATEGIC CREDIT, LLC | $0.0 | 309829 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| MILLER, KEVIN, HOWARD | CEO |
| MILLER, BRENDAN, WAPPLE | CIO |
| COOPER, ROBERT, JASON | GENERAL COUNSEL OF THOROFARE HOLDINGS, LLC |
| MORROW, JAMES, STUART | MEMBER |
| CAMMARATA, KRISTEN, MARIE | CHIEF COMPLIANCE OFFICER |
| PROSSER, EDWARD | CHIEF OPERATING OFFICER |
| PEGULA, KIM, SUANNE | OWNER |
| PEGULA, TERRENCE, MICHAEL | OWNER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.3 | $0.0 | 0% | 29 | 0 | 0% |
| 2025-04-21 | $1.3 | $0.0 | 0% | 29 | 0 | 0% |
| 2024-04-02 | $1.6 | -$0.3 | -18% | 32 | -3 | -9% |
| 2023-04-04 | $1.4 | -$0.1 | -8% | 25 | 4 | 16% |
| 2022-04-01 | $1.1 | $0.2 | 19% | 26 | 3 | 12% |
| 2021-04-05 | $0.6 | $0.6 | 101% | 25 | 4 | 16% |
| 2020-04-01 | $0.5 | $0.8 | 165% | 24 | 5 | 21% |
| 2019-04-01 | $0.3 | $0.9 | 275% | 28 | 1 | 4% |
| 2018-04-02 | $0.3 | $1.0 | 398% | 20 | 9 | 45% |
| 2017-04-01 | $0.2 | $1.1 | 557% | 17 | 12 | 71% |
| 2016-04-01 | $0.2 | $1.1 | 565% | 19 | 10 | 53% |
| 2015-04-01 | $0.2 | $1.1 | 480% | 17 | 12 | 71% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-10/07/2014, FL-03/23/2022, NY-03/27/2020, TX-11/08/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV