RAYMOND JAMES & ASSOCIATES, INC.
Latest filing: Apr 14, 2025 (16 days ago)
AUM
$433,814,330,581
24% change vs. 1 year ago
31% change vs. 3 years ago
113% change vs. 5 years ago
471% change vs. 10 years ago
Employee Count
13,966
9% change vs. 1 year ago
22% change vs. 3 years ago
30% change vs. 5 years ago
37% change vs. 10 years ago
Main Office
ST. PETERSBURG, FL
880 CARILLON PARKWAY, ST. PETERSBURG, FL, UNITED STATES, 33716
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $327.8 |
| Non-Discretionary | $106.0 |
| Total | $433.8 |
| Client | AUM |
|---|---|
| Retail | $351.4 |
| Pooled | $0.0 |
| Institutional | $82.4 |
| Total | $433.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 402,895 | $109.7 |
| Average Individual AUM | $272,175 | |
| HNW | 85,994 | $241.7 |
| Average HNW AUM | $2,810,825 | |
| Retail Total | 488,889 | $351.4 |
| Average Retail AUM | $718,715 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $182.1 |
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | PORTSMOUTH-NH-USA | $125.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $433.8 |
| Retail SMA AUM | $351.4 |
| Institutional SMA AUM | $82.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $195.2 |
| Equity Non-Exch | 7% | $30.4 |
| Govt Agency | 2% | $8.7 |
| Municipal | 4% | $17.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $8.7 |
| HY Credit | 1% | $4.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 25% | $108.5 |
| Other Pools | 1% | $4.3 |
| Cash | 5% | $21.7 |
| Other | 8% | $34.7 |
| Total | 100% | $433.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $344.9 | 149018 | |
| EAGLE ASSET MANAGEMENT INC | $58.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $33.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $16.4 | 174904 | |
| CHARTWELL INVESTMENT PARTNERS, LLC | $12.3 | 170335 | |
| CLARIVEST ASSET MANAGEMENT LLC | $2.5 | 139785 | |
| RAYMOND JAMES (USA) LTD | $1.5 | broker-dealer | 25853 |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.5 | 109439 | |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| SUMRIDGE PARTNERS, LLC | $0.0 | broker-dealer | 152437 |
| RAYMOND JAMES TRUST, N.A. | $0.0 | trust company | - |
| RAYMOND JAMES INSURANCE GROUP, INC. | $0.0 | - | |
| RAYMOND JAMES FINANCIAL PLANNING LIMITED | $0.0 | - | |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| TRISTATE CAPITAL BANK | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS | $0.0 | - | |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A. | $0.0 | - | |
| RAYMOND JAMES LTD. | $0.0 | broker-dealer | - |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | $0.0 | trust company | - |
| RAYMOND JAMES BANK | $0.0 | - | |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY |
| CAMPAGNOLI, VINCENT JOHN | CHIEF INFORMATION OFFICER |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER |
| OLLIA, MARSHALL FARROKH | PRINCIPAL FINANCIAL OFFICER / FINOP, CHIEF FINANCIAL OFFICER |
| SHOUKRY, PAUL MARONE | DIRECTOR; TREASURER |
| JENSON, KIM RACHELLE | CHIEF OPERATING OFFICER |
| BUNN, JAMES EDWARD | DIRECTOR |
| CURTIS, SCOTT | DIRECTOR |
| HELAL, TAREK | DIRECTOR |
| SICKLING, JAMES PHILIP | DIRECTOR |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER |
| AULETTA, SUZANNE ELIZABETH | DIRECTOR |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
5,464 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SANDRA HATCH | ST. PETERSBURG | FL | S63|1998-01-21|S65|2006-05-30 | CERTIFIED FINANCIAL PLANNER | |||||
| JONATHAN COON | ST. PETERSBURG | FL | S66|2007-12-10 | ||||||
| DIANE FISHER | ST. PETERSBURG | FL | S63|1986-02-04 | ||||||
| NANCY GOETHEL | ST. PETERSBURG | FL | S63|1995-09-15|S65|2002-09-06 | ||||||
| MARGARET O'HEARN | ST. PETERSBURG | FL | S66|2011-10-26 | ||||||
| MARK OVERBY | ST. PETERSBURG | FL | S63|1993-01-13|S65|2005-09-19 | ||||||
| ELYSE LOESER | ST. PETERSBURG | FL | S66|2021-07-30 | ||||||
| CHARLES BETTS | ST. PETERSBURG | FL | S66|2022-07-08 | ||||||
| LEWIS ROGERS | ST. PETERSBURG | FL | S63|1987-08-13 | ||||||
| REBECCA ZWERIN | ST. PETERSBURG | FL | S66|2007-04-30 | ||||||
| KATHERINE GROSS | ST. PETERSBURG | FL | S65|2005-05-18|S66|2000-07-28 | ||||||
| RONALD ROWAN | ST. PETERSBURG | FL | S63|2005-10-04|S65|1992-08-12|S66|2009-10-16 | ||||||
| ERIC LONGPHEE | ST. PETERSBURG | FL | S63|2000-04-20|S65|2000-12-06 | ||||||
| CHRISTINE DIEMIDIO | ST. PETERSBURG | FL | S63|1999-11-08|S65|2009-02-18 | ||||||
| TASHTEGO ELWYN | ST. PETERSBURG | FL | S63|1993-03-15|S65|1996-10-15 | ||||||
| MARIANA PERMUY | ST. PETERSBURG | FL | S63|2012-05-25 | ||||||
| CHRISTOPHER LARUE | ST. PETERSBURG | FL | S63|2014-09-03|S65|2016-04-22 | ||||||
| MITCHELL LAMCHICK | ST. PETERSBURG | FL | S63|2013-08-17 | CERTIFIED FINANCIAL PLANNER | |||||
| JORDAN HAMPTON | ST. PETERSBURG | FL | S66|2022-04-26 | ||||||
| TERRY INGHRAM | ST. PETERSBURG | FL | S63|1993-08-06 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $433.8 | $0.0 | 0% | 13,966 | 0 | 0% |
| 2024-04-02 | $350.0 | $83.8 | 24% | 12,793 | 1,173 | 9% |
| 2023-04-04 | $306.1 | $127.7 | 42% | 11,789 | 2,177 | 18% |
| 2022-04-01 | $331.2 | $102.7 | 31% | 11,455 | 2,511 | 22% |
| 2021-04-05 | $242.5 | $191.3 | 79% | 11,701 | 2,265 | 19% |
| 2020-04-01 | $203.9 | $229.9 | 113% | 10,745 | 3,221 | 30% |
| 2019-04-01 | $176.1 | $257.8 | 146% | 14,205 | -239 | -2% |
| 2018-04-02 | $142.9 | $290.9 | 204% | 13,277 | 689 | 5% |
| 2017-04-01 | $112.0 | $321.8 | 287% | 12,273 | 1,693 | 14% |
| 2016-04-01 | $82.4 | $351.4 | 426% | 11,248 | 2,718 | 24% |
| 2015-04-01 | $76.0 | $357.8 | 471% | 10,220 | 3,746 | 37% |
| 2014-04-01 | $61.4 | $372.4 | 607% | 10,021 | 3,945 | 39% |
| 2013-04-01 | $42.1 | $391.7 | 931% | 10,400 | 3,566 | 34% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-12/05/1985, AL-05/07/1991, AR-01/20/1984, AZ-05/17/2005, CA-07/08/1997, CO-01/01/1999, CT-02/24/1998, DC-01/28/1994, DE-06/13/2002, FL-07/11/1983, GA-03/11/1998, HI-04/03/1991, IA-01/01/1999, ID-01/08/1985, IL-04/09/1999, IN-10/24/1984, KS-09/08/1983, KY-06/06/2006, LA-10/15/2001, MA-09/13/2013, MD-05/27/1992, ME-06/17/1994, MI-12/17/1999, MN-10/10/1984, MO-09/23/1987, MS-02/12/1998, MT-02/13/1998, NC-05/15/2001, ND-02/08/1994, NE-03/08/1999, NH-05/16/2001, NJ-01/02/2003, NM-03/05/1984, NV-02/12/1998, NY-01/01/1994, OH-10/18/1999, OK-01/01/1998, OR-09/13/2013, PA-09/13/2013, PR-12/04/1984, RI-01/10/1997, SC-09/23/2003, SD-01/28/1994, TN-05/25/2000, TX-08/08/1983, UT-11/04/1993, VA-06/06/1994, VI-04/11/2005, VT-01/09/1995, WA-04/30/1987, WI-10/07/1993, WV-10/15/1993, WY-12/21/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT MUNICIPAL ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV