RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Latest filing: Jun 30, 2025 (127 days ago)
AUM
$344,868,106,925
25% change vs. 1 year ago
27% change vs. 3 years ago
193% change vs. 5 years ago
562% change vs. 10 years ago
Employee Count
6,727
7% change vs. 1 year ago
6% change vs. 3 years ago
16% change vs. 5 years ago
68% change vs. 10 years ago
Main Office
SAINT PETERSBURG, FL
880 CARILLON PARKWAY, SAINT PETERSBURG, FL, UNITED STATES, 33716
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $148.4 |
| Non-Discretionary | $196.5 |
| Total | $344.9 |
| Client | AUM |
|---|---|
| Retail | $303.1 |
| Pooled | $0.0 |
| Institutional | $41.8 |
| Total | $344.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 388,282 | $108.7 |
| Average Individual AUM | $279,838 | |
| HNW | 78,807 | $194.5 |
| Average HNW AUM | $2,467,529 | |
| Retail Total | 467,089 | $303.1 |
| Average Retail AUM | $648,944 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | PORTSMOUTH-NH-USA | $127.9 |
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $125.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $344.9 |
| Retail SMA AUM | $303.1 |
| Institutional SMA AUM | $41.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 34% | $117.3 |
| Equity Non-Exch | 10% | $34.5 |
| Govt Agency | 2% | $6.9 |
| Municipal | 2% | $6.9 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $3.4 |
| HY Credit | 1% | $3.4 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 37% | $127.6 |
| Other Pools | 1% | $3.4 |
| Cash | 5% | $17.2 |
| Other | 8% | $27.6 |
| Total | 101% | $348.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $433.8 | broker-dealer, municipal advisor | 705 |
| EAGLE ASSET MANAGEMENT INC | $58.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $33.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $16.4 | 174904 | |
| CHARTWELL INVESTMENT PARTNERS, LLC | $12.3 | 170335 | |
| CLARIVEST ASSET MANAGEMENT LLC | $2.5 | 139785 | |
| RAYMOND JAMES (USA) LTD | $1.5 | broker-dealer | 25853 |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.5 | 109439 | |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES BANK | $0.0 | - | |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL, S.A. | $0.0 | - | |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
| RAYMOND JAMES FINANCIAL PLANNING LIMITED | $0.0 | - | |
| RAYMOND JAMES LTD. | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | $0.0 | trust company | - |
| RAYMOND JAMES INSURANCE GROUP, INC | $0.0 | - | |
| TRISTATE CAPITAL BANK | $0.0 | - | |
| SUMRIDGE PARTNERS, LLC | $0.0 | broker-dealer | 152437 |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES TRUST, NA | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| CURTIS, SCOTT | PRESIDENT, DIRECTOR |
| SANTELLI, JONATHAN | GENERAL COUNSEL |
| KILLGOAR, TIMOTHY, ROBERT | DIRECTOR |
| PERRY, JODI, LYNN | PRESIDENT, ICD |
| SHOUKRY, PAUL, MARONE | TREASURER |
| MARTIN, PHILIP, ROGER | RIA CHIEF COMPLIANCE OFFICER |
| HELAL, TAREK | DIRECTOR |
| RUST, KEITH, GREGORY | DIRECTOR |
| GUICE, BROCK, AARON | SECRETARY |
| FRULAND, ERIK, MILLS | DIRECTOR |
| ELWYN, TASHTEGO, SPRING | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
5,784 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARK NEITZEL | SAINT PETERSBURG | FL | S63|1999-02-18 | ||||||
| JERYL STRAUSS | SAINT PETERSBURG | FL | S63|1995-03-14 | ||||||
| MATTHEW LANE | SAINT PETERSBURG | FL | S63|1994-03-10|S65|1996-03-04 | ||||||
| CORBIN KITZINGER | SAINT PETERSBURG | FL | S66|2007-09-28 | ||||||
| WESLEY GALLEGOS | SAINT PETERSBURG | FL | S66|2016-06-28 | ||||||
| ADAM STALCUP | SAINT PETERSBURG | FL | S63|2016-03-25|S66|2018-11-30 | CERTIFIED FINANCIAL PLANNER | |||||
| MARIE BAKER | SAINT PETERSBURG | FL | S66|2013-08-30 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIN GROSZ | SAINT PETERSBURG | FL | S66|2012-04-19 | ||||||
| GERRY BOLLINGER | SAINT PETERSBURG | FL | S63|1996-10-04|S65|2001-02-14 | ||||||
| MEGHAN FORRESTER | SAINT PETERSBURG | FL | S63|2017-01-10|S65|2020-12-29 | ||||||
| GINGER MONTAGNA | SAINT PETERSBURG | FL | S63|1995-10-30|S65|1997-10-28 | ||||||
| SUSANNE ROSENFELDT | SAINT PETERSBURG | FL | S66|2012-03-03 | CERTIFIED FINANCIAL PLANNER | |||||
| JACQUELYN MCCAW | SAINT PETERSBURG | FL | S66|2022-02-03 | ||||||
| RYAN BARRETT | SAINT PETERSBURG | FL | S63|2001-07-05|S66|2010-08-30 | ||||||
| TIMOTHY NOVATNACK | SAINT PETERSBURG | FL | S63|1986-10-24|S65|2008-02-08 | CHARTERED FINANCIAL CONSULTANT | |||||
| ANTHONY SOAVE | SAINT PETERSBURG | FL | S63|1990-06-01 | CHARTERED FINANCIAL CONSULTANT | |||||
| ERIC FOUNTAIN | SAINT PETERSBURG | FL | S63|1997-12-15|S65|2005-08-01 | CERTIFIED FINANCIAL PLANNER | |||||
| ROLAND MARTIN | SAINT PETERSBURG | FL | S66|2012-09-14 | ||||||
| GARY YU | SAINT PETERSBURG | FL | S63|2021-03-05|S65|2022-01-09 | ||||||
| SAMUEL CHAMBERLAIN | SAINT PETERSBURG | FL | S66|2008-08-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $344.9 | $0.0 | 0% | 6,727 | 0 | 0% |
| 2025-04-21 | $344.9 | $0.0 | 0% | 6,727 | 0 | 0% |
| 2024-04-02 | $275.4 | $69.4 | 25% | 6,280 | 447 | 7% |
| 2023-04-04 | $245.2 | $99.6 | 41% | 6,517 | 210 | 3% |
| 2022-04-01 | $272.3 | $72.6 | 27% | 6,337 | 390 | 6% |
| 2021-04-05 | $191.9 | $153.0 | 80% | 6,060 | 667 | 11% |
| 2020-04-01 | $117.6 | $227.2 | 193% | 5,787 | 940 | 16% |
| 2019-04-01 | $103.7 | $241.2 | 233% | 6,224 | 503 | 8% |
| 2018-04-02 | $81.2 | $263.6 | 325% | 5,600 | 1,127 | 20% |
| 2017-04-01 | $68.8 | $276.0 | 401% | 4,600 | 2,127 | 46% |
| 2016-04-01 | $59.2 | $285.7 | 483% | 4,300 | 2,427 | 56% |
| 2015-04-01 | $52.1 | $292.8 | 562% | 4,000 | 2,727 | 68% |
| 2014-04-01 | $43.0 | $301.9 | 702% | 3,700 | 3,027 | 82% |
| 2013-04-01 | $36.7 | $308.2 | 841% | 3,500 | 3,227 | 92% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-12/23/2008, AL-12/23/2008, AR-12/23/2008, AZ-12/23/2008, CA-12/23/2008, CO-12/23/2008, CT-12/23/2008, DC-12/23/2008, DE-01/12/2009, FL-12/23/2008, GA-12/23/2008, HI-12/23/2008, IA-12/23/2008, ID-12/23/2008, IL-12/23/2008, IN-12/23/2008, KS-12/23/2008, KY-12/23/2008, LA-12/23/2008, MA-12/23/2008, MD-12/23/2008, ME-12/23/2008, MI-12/23/2008, MN-12/23/2008, MO-12/23/2008, MS-12/23/2008, MT-12/23/2008, NC-12/23/2008, ND-12/23/2008, NE-12/23/2008, NH-12/23/2008, NJ-01/12/2009, NM-12/23/2008, NV-12/23/2008, NY-12/23/2008, OH-12/23/2008, OK-12/23/2008, OR-12/23/2008, PA-12/23/2008, PR-12/23/2008, RI-12/23/2008, SC-12/23/2008, SD-12/23/2008, TN-12/23/2008, TX-12/23/2008, UT-12/23/2008, VA-12/23/2008, VI-12/23/2008, VT-12/23/2008, WA-12/23/2008, WI-12/23/2008, WV-12/23/2008, WY-08/03/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV