SIMPLICITY WEALTH
Latest filing: Mar 26, 2025 (114 days ago)
AUM
$3,598,410,848
14% change vs. 1 year ago
1983% change vs. 3 years ago
7202% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
242
52% change vs. 1 year ago
521% change vs. 3 years ago
490% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SUMMIT, NJ
475 SPRINGFIELD AVE., SUMMIT, NJ, UNITED STATES, 7901
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.5 |
| Non-Discretionary | $0.1 |
| Total | $3.6 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $2.6 |
| Total | $3.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 5,557 | $0.7 |
| Average Individual AUM | $117,084 | |
| HNW | 32 | $0.4 |
| Average HNW AUM | $12,038,937 | |
| Retail Total | 5,589 | $1.0 |
| Average Retail AUM | $185,343 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO | SAN FRANCISCO-CA-USA | $1.8 |
| TRUIST | CHARLOTTE-NC-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.6 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $2.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 22% | $0.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 71% | $2.6 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $3.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CORECAP ADVISORS, LLC | $3.2 | 158819 | |
| TLG ADVISORS, INC. | $1.9 | 111052 | |
| LIFEPRO ASSET MANAGEMENT, LLC | $0.3 | 285252 | |
| CORECAP INVESTMENTS, LLC | $0.0 | broker-dealer | 37068 |
| SIMPLICITY FINANCIAL MARKETING HOLDINGS INC. | $0.0 | - | |
| THE LEADERS GROUP, INC. | $0.0 | broker-dealer | 37157 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| MCCANN, ERIN, BARTLETT | PRESIDENT |
| DONALDSON, BRUCE, GEORGE | CHIEF EXECUTIVE OFFICER/BOARD MEMBER |
| ROZMAN, THOMAS, JOHN | CHIEF INVESTMENT OFFICER |
| WICKERSHAM, SEAN, DAVID | BOARD MEMBER |
| LEIDNER, MITCHELL, MARC | CFO AND TREASURER/BOARD MEMBER |
| PARKER, CHRISTINA | GENERAL COUNSEL |
| MARGOLIES, JARED | CHIEF COMPLIANCE OFFICER |
| TINNIRELLO, PAUL, ADAM | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
74 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GORDON BAKER | SUMMIT | NJ | S63|2008-12-31|S65|2009-01-31 | ||||||
| WILLIAM GREEN | SUMMIT | NJ | S65|2018-08-13|S63|2019-05-16 | ||||||
| DOUGLAS LANGFORD | SUMMIT | NJ | S65|2014-01-09|S63|2006-07-26 | ||||||
| CHAD BLANTON | SUMMIT | NJ | S65|2017-04-05 | ||||||
| MATTHEW OAKS | SUMMIT | NJ | S65|2017-04-07 | ||||||
| NICHOLAS KAISER | SUMMIT | NJ | S63|2007-08-24|S66|2013-09-27 | CERTIFIED FINANCIAL PLANNER | |||||
| TIMOTHY UNDERWOOD | SUMMIT | NJ | S63|2013-11-15|S65|2013-12-23 | ||||||
| ROBERT CANNON | SUMMIT | NJ | S63|1991-07-25|S66|2010-10-27 | ||||||
| CARLOS LOPEZ | SUMMIT | NJ | S65|2018-06-18 | ||||||
| JEFFREY MCCARTY | SUMMIT | NJ | S65|2014-06-17 | ||||||
| MICHAEL MORTELLARO | SUMMIT | NJ | S63|1991-11-07|S65|2008-08-01 | ||||||
| PAUL TINNIRELLO | SUMMIT | NJ | S66|2010-10-25|S65|2023-12-29 | ||||||
| TED HENLEY | SUMMIT | NJ | S65|2023-03-20 | ||||||
| RICHARD CONTELMO | SUMMIT | NJ | S65|2019-09-30 | ||||||
| HOYT ROBEY | SUMMIT | NJ | S63|1998-04-27|S65|2012-12-17 | CHARTERED FINANCIAL CONSULTANT | |||||
| KEVIN BROWN | SUMMIT | NJ | S63|2021-10-04|S66|2023-02-03 | ||||||
| DAVID WOHLWEND | SUMMIT | NJ | S63|1995-05-17 | CHARTERED FINANCIAL CONSULTANT | |||||
| WILLIAM MILLER | SUMMIT | NJ | S63|2016-06-30 | ||||||
| ERIN MCCANN | SUMMIT | NJ | S63|2017-09-11|S65|2024-02-26 | ||||||
| KENNETH GREENE | SUMMIT | NJ | S63|2009-06-03|S65|2017-02-08 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $3.6 | $0.0 | 0% | 242 | 0 | 0% |
| 2025-04-21 | $3.6 | $0.0 | 0% | 242 | 0 | 0% |
| 2024-04-02 | $3.2 | $0.4 | 14% | 159 | 83 | 52% |
| 2023-04-04 | $0.2 | $3.4 | 1690% | 46 | 196 | 426% |
| 2022-04-01 | $0.2 | $3.4 | 1983% | 39 | 203 | 521% |
| 2021-04-05 | $0.2 | $3.4 | 2084% | 46 | 196 | 426% |
| 2020-04-01 | $0.0 | $3.5 | 7202% | 41 | 201 | 490% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 6 | 236 | 3933% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NJ, AK-01/07/2022, AL-10/02/2020, AR-04/28/2021, AZ-04/26/2019, CA-07/15/2019, CO-04/04/2019, CT-04/06/2020, DC-01/07/2022, DE-01/07/2022, FL-03/29/2019, GA-07/15/2019, HI-01/07/2022, IA-01/07/2022, ID-01/07/2022, IL-06/21/2019, IN-01/07/2022, KS-01/07/2022, KY-10/22/2019, LA-04/30/2019, MA-09/24/2019, MD-11/18/2019, ME-07/15/2019, MI-03/11/2019, MN-09/02/2020, MO-09/23/2020, MS-03/29/2019, MT-01/07/2022, NC-05/13/2019, ND-01/07/2022, NE-09/02/2020, NH-11/05/2019, NJ-08/08/2019, NM-06/30/2021, NV-01/07/2022, NY-03/10/2020, OH-04/26/2019, OK-01/07/2022, OR-03/10/2020, PA-09/13/2021, RI-01/07/2022, SC-03/10/2020, SD-09/02/2020, TN-03/04/2020, TX-03/29/2019, UT-06/30/2021, VA-01/07/2022, VI-01/07/2022, VT-01/07/2022, WA-09/02/2020, WI-12/13/2019, WV-01/07/2022, WY-01/07/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV