VALIC FINANCIAL ADVISORS, INC.
Latest filing: May 12, 2025 (58 days ago)
AUM
$26,372,603,709
4% change vs. 1 year ago
-2% change vs. 3 years ago
25% change vs. 5 years ago
22% change vs. 10 years ago
Employee Count
1,633
-5% change vs. 1 year ago
-19% change vs. 3 years ago
-25% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HOUSTON, TX
2929 ALLEN PKWY, HOUSTON, TX, UNITED STATES, 77019
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $26.4 |
| Non-Discretionary | $0.0 |
| Total | $26.4 |
| Client | AUM |
|---|---|
| Retail | $26.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $26.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 292,566 | $24.3 |
| Average Individual AUM | $83,146 | |
| HNW | 1,396 | $2.0 |
| Average HNW AUM | $1,457,587 | |
| Retail Total | 293,962 | $26.4 |
| Average Retail AUM | $89,673 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | HOUSTON-TX-USA | $11.0 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $8.1 |
| VALIC TRUST COMPANY INC. | WILMINGTON-DE-USA | $6.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $26.4 |
| Retail SMA AUM | $26.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 22% | $5.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 36% | $9.5 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.3 |
| Other | 40% | $10.5 |
| Total | 99% | $26.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SUNAMERICA ASSET MANAGEMENT, LLC | $57.4 | 107338 | |
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | $31.8 | 104561 | |
| AMERICAN GENERAL LIFE INSURANCE COMPANY | $0.0 | - | |
| COREBRIDGE CAPITAL SERVICES, INC. | $0.0 | broker-dealer | 13158 |
| THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK | $0.0 | - | |
| VALIC TRUST COMPANY INC | $0.0 | trust company | - |
| AIG CREDIT MANAGEMENT, LLC | $0.0 | broker-dealer | 288194 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER |
| COTTON-HEARNE, JULIE ANN | SECRETARY |
| TERWILLIGER, JOEL LESLIE | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR |
| GIBSON, KRISTA | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES |
| RINK, VERONICA | VICE PRESIDENT, BUSINESS ADMINISTRATION |
| LOGAN, JOHN | CHIEF OPERATIONS OFFICER |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER |
| SCHMITT, BRIAN DOUGLAS JR | CHIEF DISTRIBUTION OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1,223 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALLISON HUDSON | HOUSTON | TX | S63|2021-09-27|S65|2022-01-27 | ||||||
| BRIAN BAIN | HOUSTON | TX | S66|2006-11-10 | ||||||
| OWEN JOYCE | HOUSTON | TX | S66|2022-09-02 | ||||||
| GILBERT EVERS | HOUSTON | TX | S63|1990-04-17|S66|2004-06-02 | ||||||
| WILLIAM GALLEGOS | HOUSTON | TX | S63|2009-04-14|S65|2012-03-30 | ||||||
| LINDA RUBY AGUAYO | HOUSTON | TX | S66|2020-06-20 | ||||||
| WILLIAM CORELLE | HOUSTON | TX | S63|2002-02-07|S66|2003-12-19 | ||||||
| WILLIAM ALVAREZ | HOUSTON | TX | S63|2000-02-07|S65|2002-11-15 | ||||||
| DANIEL FEDORAK | HOUSTON | TX | S66|2023-08-26 | ||||||
| LARRY NORMAN | HOUSTON | TX | S63|2021-08-02|S65|2022-03-30 | ||||||
| JIMMY VALLE | HOUSTON | TX | S65|2014-11-10|S63|2013-04-20 | CERTIFIED FINANCIAL PLANNER | |||||
| CALEB LOGAN | HOUSTON | TX | S66|2023-08-28 | ||||||
| THOMAS WEST | HOUSTON | TX | S63|1997-08-15|S66|2001-08-21 | ||||||
| DAVID DELIBRO | HOUSTON | TX | S63|1995-12-21|S65|2001-02-08 | ||||||
| LAURA HYSER-STIGNER | HOUSTON | TX | S65|2017-12-29|S63|2017-05-26 | ||||||
| DAVID LAROQUE | HOUSTON | TX | S63|2006-10-17|S65|2009-02-16 | ||||||
| IKECHUKWU PIUS-NWAGWU | HOUSTON | TX | S63|2014-04-04|S65|2016-12-15 | ||||||
| PETER HEIDENREICH | HOUSTON | TX | S63|2018-06-11|S65|2021-12-20 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL HATCHER | HOUSTON | TX | S66|2023-01-20 | ||||||
| PAUL STORM | HOUSTON | TX | S66|2011-12-14 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $26.4 | $0.0 | 0% | 1,633 | 0 | 0% |
| 2025-04-21 | $26.4 | $0.0 | 0% | 1,633 | 0 | 0% |
| 2024-04-02 | $25.2 | $1.1 | 4% | 1,713 | -80 | -5% |
| 2023-04-04 | $23.2 | $3.2 | 14% | 1,880 | -247 | -13% |
| 2022-04-01 | $26.9 | -$0.5 | -2% | 2,020 | -387 | -19% |
| 2021-04-05 | $23.3 | $3.0 | 13% | 2,027 | -394 | -19% |
| 2020-04-01 | $21.1 | $5.3 | 25% | 2,168 | -535 | -25% |
| 2019-04-01 | $17.6 | $8.7 | 50% | 2,115 | -482 | -23% |
| 2018-04-02 | $24.7 | $1.6 | 7% | 1,592 | 41 | 3% |
| 2017-04-01 | $24.7 | $1.6 | 7% | 1,592 | 41 | 3% |
| 2016-04-01 | $22.7 | $3.7 | 16% | 1,497 | 136 | 9% |
| 2015-04-01 | $21.7 | $4.7 | 22% | 1,635 | -2 | 0% |
| 2014-04-01 | $13.3 | $13.1 | 98% | 1,609 | 24 | 1% |
| 2013-04-01 | $10.3 | $16.1 | 157% | 1,585 | 48 | 3% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-10/31/1997, AL-12/18/1997, AR-10/23/1997, AZ-01/01/2001, CA-10/16/1997, CO-12/28/2000, CT-10/29/1997, DC-03/25/1998, DE-08/25/2003, FL-11/21/1997, GA-02/23/1998, HI-05/21/1998, IA-06/07/2001, ID-10/22/1997, IL-12/05/1997, IN-02/28/2001, KS-10/13/1997, KY-02/23/2001, LA-09/27/2001, MA-02/19/2002, MD-11/03/1997, ME-01/05/1998, MI-02/23/2001, MN-01/02/1998, MO-10/14/1997, MS-02/23/2001, MT-10/16/1997, NC-02/23/2001, ND-03/05/2002, NE-10/14/1997, NH-10/17/1997, NJ-12/30/1998, NM-02/24/1998, NV-01/02/1998, NY-10/20/1997, OH-06/07/2001, OK-01/01/1998, OR-07/03/1997, PA-06/07/2001, RI-07/07/1999, SC-11/21/1997, SD-10/22/1997, TN-10/23/1997, TX-02/23/2001, UT-01/01/1998, VA-11/14/1997, VT-11/14/1997, WA-11/14/1997, WI-12/05/1997, WV-12/05/1997, WY-03/31/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV