VANGUARD ADVISERS, INC.

Latest filing: Apr 30, 2025 (46 days ago)
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AUM

$300,434,933,763
-10% change vs. 1 year ago
-11% change vs. 3 years ago
36% change vs. 5 years ago
452% change vs. 10 years ago

Employee Count

2,225
6% change vs. 1 year ago
15% change vs. 3 years ago
32% change vs. 5 years ago
654% change vs. 10 years ago

Main Office

MALVERN, PA
100 VANGUARD BLVD, MALVERN, PA, UNITED STATES, 19355

Client AUM

Discretion AUM
Discretionary $107.7
Non-Discretionary $192.7
Total $300.4
Client AUM
Retail $286.7
Pooled $13.7
Institutional $0.0
Total $300.4
Retail Accounts AUM
Individual 743,587 $159.8
Average Individual AUM $214,849
HNW 73,708 $126.9
Average HNW AUM $1,722,259
Retail Total 817,295 $286.7
Average Retail AUM $350,795

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
VANGUARD MARKETING CORPORATION MALVERN-PA-USA $189.4
VANGUARD FIDUCIARY TRUST COMPANY MALVERN-PA-USA $62.9
THE VANGUARD GROUP INC MALVERN-PA-USA $59.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $286.7
Retail SMA AUM $286.7
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 82% $235.1
Other Pools 18% $51.6
Cash 0% $0.0
Other 0% $0.0
Total 100% $286.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
THE VANGUARD GROUP, INC. $10,246.6 105958
VANGUARD GLOBAL ADVISERS, LLC $491.4 164593
VANGUARD PERSONALIZED INDEXING MANAGEMENT $7.3 285366
VANGUARD MARKETING CORPORATION $0.0 broker-dealer 7452
VANGUARD NATIONAL TRUST COMPANY, N.A. $0.0 trust company -
VGI INSURANCE, INC. $0.0 -
VANGUARD FIDUCIARY TRUST COMPANY $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
BUCKLEY, MORTIMER, JOSEPH PRESIDENT AND CEO
RISI, KARIN, ANN DIRECTOR
ROLLINGS, MICHAEL, THOMAS DIRECTOR
BRANCATO, MATTHEW, CLARK DIRECTOR
BENCHENER, MATTHEW, JOHN DIRECTOR
BISORDI, JOHN DIRECTOR AND GENERAL COUNSEL
PETTY, DAVID CHIEF FINANCIAL OFFICER
STEWART, MARC CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

2,558 active representatives found, showing 20 random

Name City State Exams Designations
ANDREW NATKO MALVERN PA S66|2021-04-19
MELISSA BILCZEWSKI MALVERN PA S63|2007-03-30 CERTIFIED FINANCIAL PLANNER
TONYA RICHARDSON MALVERN PA S63|2009-09-21|S66|2019-10-24
ESTEBAN ROMERO MALVERN PA S66|2018-08-10|S63|2016-05-28
LETITIA KENNEDY MALVERN PA S63|2013-07-31|S66|2022-05-19
MATTHEW JANKES MALVERN PA S66|2019-08-02
DAWN METZLER MALVERN PA S63|2011-08-16|S66|2019-08-06
AUTUMN SMITH-FAULKNER MALVERN PA S63|2016-12-30|S66|2019-10-02
SALLY SCHROEDER MALVERN PA S63|2010-11-04 CERTIFIED FINANCIAL PLANNER
DANIEL TREMBLAY MALVERN PA S63|2019-08-30|S66|2021-07-13
CHARLES DICKINSON MALVERN PA S63|2005-06-29|S65|2014-05-23 CERTIFIED FINANCIAL PLANNER
CESAR MADARANG MALVERN PA S63|2006-02-28|S65|2011-07-08 CERTIFIED FINANCIAL PLANNER
CHARLES PILAND MALVERN PA S66|2018-07-31
JOSEPH CROSBY MALVERN PA S63|2016-10-31|S65|2019-09-11
JEREMY THOMAS MALVERN PA S63|2021-11-22|S66|2023-05-30
GARRETT BLOM MALVERN PA S63|2018-09-19|S66|2020-10-08
GARY MARTIN MALVERN PA S63|2011-09-16|S65|2015-04-08
JESSE D'ELIA MALVERN PA S63|2014-02-19 CERTIFIED FINANCIAL PLANNER
NOAH LOSER MALVERN PA S63|2021-12-17|S66|2023-05-30
BEREN BROWN MALVERN PA S63|2017-01-10|S66|2019-11-22

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $300.4 $0.0 0% 2,225 0 0%
2025-04-21 $300.4 $0.0 0% 2,225 0 0%
2024-04-02 $333.1 -$32.6 -10% 2,107 118 6%
2023-04-04 $299.2 $1.2 0% 2,124 101 5%
2022-04-01 $338.9 -$38.4 -11% 1,932 293 15%
2021-04-05 $276.5 $23.9 9% 1,866 359 19%
2020-04-01 $221.0 $79.4 36% 1,682 543 32%
2019-04-01 $160.9 $139.5 87% 984 1,241 126%
2018-04-02 $151.1 $149.3 99% 878 1,347 153%
2017-04-01 $107.8 $192.6 179% 659 1,566 238%
2016-04-01 $79.9 $220.6 276% 558 1,667 299%
2015-04-01 $54.5 $246.0 452% 295 1,930 654%
2014-04-01 $36.2 $264.2 729% 311 1,914 615%
2013-04-01 $26.2 $274.2 1045% 290 1,935 667%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
PA, AK-04/14/2009, AL-04/14/2009, AR-04/14/2009, AZ-04/14/2009, CA-04/14/2009, CO-04/14/2009, CT-04/14/2009, DC-04/14/2009, DE-03/29/1996, FL-04/14/2009, GA-04/14/2009, HI-04/14/2009, IA-04/15/2009, ID-04/14/2009, IL-04/25/1996, IN-04/14/2009, KS-04/14/2009, KY-04/14/2009, LA-04/14/2009, MA-04/14/2009, MD-04/14/2009, ME-04/14/2009, MI-04/14/2009, MN-04/14/2009, MO-04/14/2009, MS-04/14/2009, MT-04/14/2009, NC-04/14/2009, ND-04/14/2009, NE-04/14/2009, NH-04/14/2009, NJ-04/14/2009, NM-04/14/2009, NV-04/14/2009, NY-04/14/2009, OH-04/14/2009, OK-01/01/1998, OR-04/14/2009, PA-09/13/1996, PR-04/14/2009, RI-04/14/2009, SC-04/14/2009, SD-04/15/2009, TN-04/30/1996, TX-06/07/1996, UT-04/14/2009, VA-04/14/2009, VI-04/14/2009, VT-04/14/2009, WA-04/14/2009, WI-04/14/2009, WV-04/14/2009, WY-03/29/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
MUNICIPAL ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV