VANGUARD ADVISERS, INC.
Latest filing: Apr 10, 2025 (20 days ago)
AUM
$300,434,933,763
-10% change vs. 1 year ago
-11% change vs. 3 years ago
36% change vs. 5 years ago
452% change vs. 10 years ago
Employee Count
2,225
6% change vs. 1 year ago
15% change vs. 3 years ago
32% change vs. 5 years ago
654% change vs. 10 years ago
Main Office
MALVERN, PA
100 VANGUARD BLVD, MALVERN, PA, UNITED STATES, 19355
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $107.7 |
| Non-Discretionary | $192.7 |
| Total | $300.4 |
| Client | AUM |
|---|---|
| Retail | $286.7 |
| Pooled | $13.7 |
| Institutional | $0.0 |
| Total | $300.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 743,587 | $159.8 |
| Average Individual AUM | $214,849 | |
| HNW | 73,708 | $126.9 |
| Average HNW AUM | $1,722,259 | |
| Retail Total | 817,295 | $286.7 |
| Average Retail AUM | $350,795 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| VANGUARD MARKETING CORPORATION | MALVERN-PA-USA | $189.4 |
| VANGUARD FIDUCIARY TRUST COMPANY | MALVERN-PA-USA | $62.9 |
| THE VANGUARD GROUP INC | MALVERN-PA-USA | $59.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $286.7 |
| Retail SMA AUM | $286.7 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 82% | $235.1 |
| Other Pools | 18% | $51.6 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $286.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THE VANGUARD GROUP, INC. | $10,246.6 | 105958 | |
| VANGUARD GLOBAL ADVISERS, LLC | $491.4 | 164593 | |
| VANGUARD PERSONALIZED INDEXING MANAGEMENT | $7.3 | 285366 | |
| VANGUARD MARKETING CORPORATION | $0.0 | broker-dealer | 7452 |
| VANGUARD NATIONAL TRUST COMPANY, N.A. | $0.0 | trust company | - |
| VGI INSURANCE, INC. | $0.0 | - | |
| VANGUARD FIDUCIARY TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| BUCKLEY, MORTIMER, JOSEPH | PRESIDENT AND CEO |
| RISI, KARIN, ANN | DIRECTOR |
| ROLLINGS, MICHAEL, THOMAS | DIRECTOR |
| BRANCATO, MATTHEW, CLARK | DIRECTOR |
| BENCHENER, MATTHEW, JOHN | DIRECTOR |
| BISORDI, JOHN | DIRECTOR AND GENERAL COUNSEL |
| PETTY, DAVID | CHIEF FINANCIAL OFFICER |
| STEWART, MARC | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
2,558 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANDREW GALLAGHER | MALVERN | PA | S63|2013-04-17|S66|2021-10-06 | ||||||
| RALPH RIEDEL | MALVERN | PA | S66|2023-05-09 | ||||||
| LAURENCE DENNEY | MALVERN | PA | S63|2018-01-05|S65|2018-05-04 | ||||||
| LUKE HALTER | MALVERN | PA | S63|2011-06-16|S65|2014-02-14 | CERTIFIED FINANCIAL PLANNER | |||||
| ANTHONY COLIN | MALVERN | PA | S63|2013-07-03|S66|2019-11-01 | ||||||
| BRADLEY HAMBLIN | MALVERN | PA | S66|2006-08-04 | ||||||
| LACY MCQUAIN | MALVERN | PA | S63|2005-07-21 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN BERGSMA | MALVERN | PA | S63|2010-04-20 | CERTIFIED FINANCIAL PLANNER | |||||
| KRISTEN IACOBELLI | MALVERN | PA | S63|2014-09-10|S65|2016-05-09 | ||||||
| DANIEL WESOLOWSKI | MALVERN | PA | S63|2009-11-02|S65|2010-01-21 | CERTIFIED FINANCIAL PLANNER | |||||
| SPENCER FULLER | MALVERN | PA | S63|2018-10-19|S66|2020-08-28 | ||||||
| ROBERT SCHWARTZ | MALVERN | PA | S63|2012-03-01|S66|2019-10-15 | ||||||
| EVAN SWARTLEY | MALVERN | PA | S63|1998-08-10 | CERTIFIED FINANCIAL PLANNER | |||||
| MITCHELL ROTH | MALVERN | PA | S66|2018-09-17 | ||||||
| BHUMI SHAH | MALVERN | PA | S65|2015-08-25|S63|2017-06-28 | CERTIFIED FINANCIAL PLANNER | |||||
| LOUIS ESPOSITO | MALVERN | PA | S63|2008-09-19 | CERTIFIED FINANCIAL PLANNER | |||||
| KEVIN KOLB | MALVERN | PA | S63|2002-06-26|S66|2021-10-01 | ||||||
| RENA WALSH | MALVERN | PA | S63|1998-07-30|S66|2021-06-16 | ||||||
| ASHLEY MARTIN | MALVERN | PA | S63|2013-11-22|S66|2019-10-09 | ||||||
| RACHEL CLINTON | MALVERN | PA | S63|2017-09-06|S66|2019-10-09 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $300.4 | $0.0 | 0% | 2,225 | 0 | 0% |
| 2024-04-02 | $333.1 | -$32.6 | -10% | 2,107 | 118 | 6% |
| 2023-04-04 | $299.2 | $1.2 | 0% | 2,124 | 101 | 5% |
| 2022-04-01 | $338.9 | -$38.4 | -11% | 1,932 | 293 | 15% |
| 2021-04-05 | $276.5 | $23.9 | 9% | 1,866 | 359 | 19% |
| 2020-04-01 | $221.0 | $79.4 | 36% | 1,682 | 543 | 32% |
| 2019-04-01 | $160.9 | $139.5 | 87% | 984 | 1,241 | 126% |
| 2018-04-02 | $151.1 | $149.3 | 99% | 878 | 1,347 | 153% |
| 2017-04-01 | $107.8 | $192.6 | 179% | 659 | 1,566 | 238% |
| 2016-04-01 | $79.9 | $220.6 | 276% | 558 | 1,667 | 299% |
| 2015-04-01 | $54.5 | $246.0 | 452% | 295 | 1,930 | 654% |
| 2014-04-01 | $36.2 | $264.2 | 729% | 311 | 1,914 | 615% |
| 2013-04-01 | $26.2 | $274.2 | 1045% | 290 | 1,935 | 667% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-04/14/2009, AL-04/14/2009, AR-04/14/2009, AZ-04/14/2009, CA-04/14/2009, CO-04/14/2009, CT-04/14/2009, DC-04/14/2009, DE-03/29/1996, FL-04/14/2009, GA-04/14/2009, HI-04/14/2009, IA-04/15/2009, ID-04/14/2009, IL-04/25/1996, IN-04/14/2009, KS-04/14/2009, KY-04/14/2009, LA-04/14/2009, MA-04/14/2009, MD-04/14/2009, ME-04/14/2009, MI-04/14/2009, MN-04/14/2009, MO-04/14/2009, MS-04/14/2009, MT-04/14/2009, NC-04/14/2009, ND-04/14/2009, NE-04/14/2009, NH-04/14/2009, NJ-04/14/2009, NM-04/14/2009, NV-04/14/2009, NY-04/14/2009, OH-04/14/2009, OK-01/01/1998, OR-04/14/2009, PA-09/13/1996, PR-04/14/2009, RI-04/14/2009, SC-04/14/2009, SD-04/15/2009, TN-04/30/1996, TX-06/07/1996, UT-04/14/2009, VA-04/14/2009, VI-04/14/2009, VT-04/14/2009, WA-04/14/2009, WI-04/14/2009, WV-04/14/2009, WY-03/29/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
MUNICIPAL ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV