VANGUARD PERSONALIZED INDEXING MANAGEMENT
Latest filing: Apr 10, 2025 (20 days ago)
AUM
$7,259,990,002
67% change vs. 1 year ago
269% change vs. 3 years ago
1819% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
29
7% change vs. 1 year ago
26% change vs. 3 years ago
480% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
OAKLAND, CA
1611 TELEGRAPH AVE., SUITE 1100, OAKLAND, CA, UNITED STATES, 94612
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.3 |
| Non-Discretionary | $0.0 |
| Total | $7.3 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $7.2 |
| Total | $7.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 2 | $0.1 |
| Average HNW AUM | $28,105,926 | |
| Retail Total | 2 | $0.1 |
| Average Retail AUM | $28,105,926 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $2.7 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.3 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $7.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $7.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $7.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THE VANGUARD GROUP, INC. | $10,246.6 | 105958 | |
| VANGUARD GLOBAL ADVISERS, LLC | $491.4 | 164593 | |
| VANGUARD ADVISERS, INC. | $300.4 | municipal advisor | 106715 |
| VGI INSURANCE, INC. | $0.0 | - | |
| VANGUARD FIDUCIARY TRUST COMPANY | $0.0 | trust company | - |
| VANGUARD MARKETING CORPORATION | $0.0 | broker-dealer | 7452 |
| VANGUARD NATIONAL TRUST COMPANY, N.A. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| BISORDI, JOHN | MANAGER |
| BENCHENER, MATTHEW, JOHN | CHAIRMAN & MANAGER |
| ROLLINGS, MICHAEL, THOMAS | MANAGER |
| RISI, KARIN, ANN | MANAGER |
| BRANCATO, MATTHEW, CLARK | MANAGER |
| STEWART, MARC | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GANJAM RAO | OAKLAND | CA | CHARTERED FINANCIAL ANALYST | ||||||
| ALAN CUMMINGS | OAKLAND | CA | S65|2017-06-06 | ||||||
| JONATHAN HUDACKO | OAKLAND | CA | S65|2016-09-20 | ||||||
| SHERWOOD YUEN | OAKLAND | CA | S63|2002-09-24|S65|2018-10-25 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $7.3 | $0.0 | 0% | 29 | 0 | 0% |
| 2024-04-02 | $4.3 | $2.9 | 67% | 27 | 2 | 7% |
| 2023-04-04 | $2.7 | $4.5 | 166% | 25 | 4 | 16% |
| 2022-04-01 | $2.0 | $5.3 | 269% | 23 | 6 | 26% |
| 2021-04-05 | $0.7 | $6.5 | 882% | 9 | 20 | 222% |
| 2020-04-01 | $0.4 | $6.9 | 1819% | 5 | 24 | 480% |
| 2019-04-01 | $0.2 | $7.1 | 3359% | 5 | 24 | 480% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/30/2019, IL-07/31/2024, PA-04/20/2021, TX-01/30/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV