WELLS FARGO ADVISORS

Latest filing: Apr 17, 2025 (13 days ago)

View on IAPD

Adviser Website

AUM

$197,360,196,619

28% change vs. 1 year ago

92% change vs. 3 years ago

202% change vs. 5 years ago

418% change vs. 10 years ago

Employee Count

3,658

13% change vs. 1 year ago

71% change vs. 3 years ago

79% change vs. 5 years ago

93% change vs. 10 years ago

Main Office

ST. LOUIS, MO

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO, UNITED STATES, 63103-2205

Client AUM

Discretion	AUM
Discretionary	$148.6
Non-Discretionary	$48.7
Total	$197.4

Client	AUM
Retail	$182.8
Pooled	$0.0
Institutional	$14.5
Total	$197.4

Retail	Accounts	AUM
Individual	200,234	$43.4
Average Individual AUM		$216,726
HNW	192,216	$139.4
Average HNW AUM		$725,328
Retail Total	392,450	$182.8
Average Retail AUM		$465,831

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
WELLS FARGO CLEARING SERVICES, LLC	SAINT LOUIS-MO-USA	$102.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$197.4
Retail SMA AUM	$182.8
Institutional SMA AUM	$14.5

Asset Class	%	AUM
Equity Exch	36%	$71.0
Equity Non-Exch	0%	$0.0
Govt Agency	2%	$3.9
Municipal	3%	$5.9
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	2%	$3.9
Derivatives	0%	$0.0
Investment Companies	54%	$106.6
Other Pools	0%	$0.0
Cash	3%	$5.9
Other	0%	$0.0
Total	100%	$197.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
WELLS FARGO CLEARING SERVICES, LLC	$606.0	broker-dealer	19616
WELLS FARGO INVESTMENT INSTITUTE, INC.	$40.8		133204
WELLS FARGO SECURITIES ASIA LIMITED	$0.0	broker-dealer	-
WELLS FARGO PRIME SERVICES, LLC	$0.0	broker-dealer	133068
WELLS FARGO BANK, NATIONAL ASSOCIATION.	$0.0	broker-dealer, trust company	-
WELLS FARGO SECURITIES CANADA, LTD	$0.0	broker-dealer	-
WELLS FARGO SECURITIES INTERNATIONAL LIMITED	$0.0	broker-dealer	-
WELLS FARGO SECURITIES (JAPAN) CO., LTD.	$0.0	broker-dealer	-
WELLS FARGO SECURITIES, LLC	$0.0	broker-dealer	126292

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name	Title
SANKOVICH, PAUL CAMERON IAPD Broker	CHIEF COMPLIANCE OFFICER (EXCEPT INVESTMENT ADVISOR)
TYERS, JOHN R IAPD Broker	PRESIDENT/BOARD OF MANAGERS
GINDI, SOL IAPD Broker	CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS
LACEY, PAUL IAPD Broker	PRINCIPAL OPERATIONS OFFICER
TA, KIMBERLY CROWDER IAPD Broker	BOARD OF MANAGERS
SIMMONS, BARRY G IAPD Broker	BOARD OF MANAGERS
GARRETT, RICHARD IAPD Broker	CHIEF COMPLIANCE OFFICER (IA ONLY)
PATEL, RAKESH IAPD Broker	CHIEF FINANCIAL OFFICER
MARKMANN, DAVID FRANZ IAPD Broker	DESIGNATED TEXAS OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

3,006 active representatives found, showing 20 random

Name	City	State	Exams	Designations
WILLIAM SEIBOLD	ST. LOUIS	MO	S66\|2008-12-01
ERIC B SOILAND	ST. LOUIS	MO	S63\|1986-12-12\|S65\|1996-02-29	CERTIFIED FINANCIAL PLANNER
JENNA KOBULAR	ST. LOUIS	MO	S63\|2016-06-01\|S66\|2018-09-01
ROBERT NAGLE	ST. LOUIS	MO	S66\|2013-01-24
BRUCE BORTNIKER	ST. LOUIS	MO	S63\|1998-05-13\|S65\|1998-06-18
IRWIN JACKSON	ST. LOUIS	MO	S63\|1980-07-16\|S65\|1998-09-04	CERTIFIED FINANCIAL PLANNER
JAMES FRYREAR	ST. LOUIS	MO	S63\|1997-07-25\|S65\|2023-08-25
WILLIAM KIEFFER	ST. LOUIS	MO	S63\|1996-08-28\|S65\|1996-09-23
JAMES HUNTER	ST. LOUIS	MO	S66\|2018-01-25
GARY MOULD	ST. LOUIS	MO	S63\|1993-01-04
STEVEN DICHTER	ST. LOUIS	MO	S63\|1981-09-03\|S65\|1995-08-29\|S66\|2021-09-28
BRADLEY BARNBLATT	ST. LOUIS	MO	S63\|1995-04-10\|S65\|1995-04-17	CERTIFIED FINANCIAL PLANNER
JAIME ZARLENGA-SIEGLER	ST. LOUIS	MO	S63\|2001-04-20\|S65\|2004-03-08	CERTIFIED FINANCIAL PLANNER
KEVIN DAVIE	ST. LOUIS	MO	S66\|2011-10-17
WESLEY WONG	ST. LOUIS	MO	S63\|1992-01-31\|S65\|2000-04-11
JASON COPELAND	ST. LOUIS	MO	S63\|1999-05-21	CERTIFIED FINANCIAL PLANNER
JASON KELLER	ST. LOUIS	MO	S66\|2014-04-24
DAVID HELVERSON	ST. LOUIS	MO	S63\|1986-04-24\|S65\|1997-04-16
VINCENT IAMMARINO	ST. LOUIS	MO	S63\|1992-06-18\|S65\|2017-06-27
ANGELA SIMMONS	ST. LOUIS	MO	S63\|1996-11-20\|S65\|1996-12-07	CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-04-21	$197.4	$0.0	0%	3,658	0	0%
2024-04-02	$154.2	$43.2	28%	3,227	431	13%
2023-04-04	$103.1	$94.3	91%	2,705	953	35%
2022-04-01	$102.5	$94.8	92%	2,135	1,523	71%
2021-04-05	$79.6	$117.7	148%	2,028	1,630	80%
2020-04-01	$65.3	$132.1	202%	2,045	1,613	79%
2019-04-01	$47.5	$149.8	315%	1,978	1,680	85%
2018-04-02	$49.2	$148.2	302%	1,997	1,661	83%
2017-04-01	$42.5	$154.9	364%	2,061	1,597	77%
2016-04-01	$38.4	$158.9	414%	1,998	1,660	83%
2015-04-01	$38.1	$159.3	418%	1,892	1,766	93%
2014-04-01	$32.0	$165.3	516%	1,812	1,846	102%
2013-04-01	$25.0	$172.4	690%	1,740	1,918	110%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MO, AK-02/22/2002, AL-05/28/1997, AR-10/08/1999, AZ-09/08/1999, CA-07/08/1997, CO-03/11/1999, CT-02/05/2001, DC-08/11/2000, DE-08/12/2003, FL-01/30/1985, GA-01/16/1992, HI-02/15/2002, IA-02/25/2002, ID-11/14/2000, IL-04/01/2002, IN-03/18/2002, KS-03/27/2002, KY-02/15/2002, LA-02/15/2002, MD-03/30/2001, ME-03/27/2002, MI-03/30/2001, MN-03/01/2002, MO-05/14/1997, MS-03/30/2001, MT-02/15/2002, NC-03/30/2001, ND-02/15/2002, NE-03/30/2001, NH-03/30/2001, NJ-05/04/1995, NM-03/30/2001, NV-06/18/1997, NY-09/19/1994, OH-03/30/2001, OK-02/05/2001, OR-10/31/2005, PA-02/15/2002, PR-03/28/2016, RI-02/15/2002, SC-06/14/1999, SD-02/21/2002, TN-10/30/2001, TX-05/12/1986, UT-02/19/2002, VA-03/30/2001, VI-06/23/2005, VT-02/15/2002, WA-07/10/1997, WI-02/15/2002, WV-01/01/2002, WY-07/03/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV