CLEARBRIDGE INVESTMENTS, LLC
Latest filing: Apr 22, 2025 (196 days ago)
AUM
$180,788,611,945
22% change vs. 1 year ago
-5% change vs. 3 years ago
27% change vs. 5 years ago
75% change vs. 10 years ago
Employee Count
214
-1% change vs. 1 year ago
-1% change vs. 3 years ago
3% change vs. 5 years ago
20% change vs. 10 years ago
Main Office
NEW YORK, NY
ONE MADISON AVENUE, NEW YORK, NY, UNITED STATES, 10010
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $140.8 |
| Non-Discretionary | $40.0 |
| Total | $180.8 |
| Client | AUM |
|---|---|
| Retail | $46.9 |
| Pooled | $87.2 |
| Institutional | $46.7 |
| Total | $180.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 120,505 | $46.0 |
| Average Individual AUM | $382,017 | |
| HNW | 264 | $0.8 |
| Average HNW AUM | $3,218,282 | |
| Retail Total | 120,769 | $46.9 |
| Average Retail AUM | $388,217 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $30.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $93.6 |
| Retail SMA AUM | $46.9 |
| Institutional SMA AUM | $46.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $90.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $2.8 |
| Other | 0% | $0.0 |
| Total | 100% | $93.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $467.0 | 104517 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $191.6 | 140432 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $125.9 | 142219 | |
| TEMPLETON ASSET MANAGEMENT LTD. | $35.6 | broker-dealer | 111382 |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | $21.6 | broker-dealer | 111364 |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | $2.1 | 151223 | |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
| CLEARBRIDGE INVESTMENTS LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO | $0.0 | - | |
| LMP SELECT, LLC | $0.0 | - | |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
| CBI GLOBAL HEALTHCARE INNOVATIONS PARTNERS, LLC | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON JAPAN CO., LTD | $0.0 | - | |
| CBA CDIP FEEDER FUND PARTNERS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
50 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL OCONNELL | NEW YORK | NY | S63|1998-12-22|S65|2005-05-16 | ||||||
| ERIC NEISNER | NEW YORK | NY | S63|2012-06-05|S65|2017-03-22 | ||||||
| PEGEEN FITZPATRICK | NEW YORK | NY | S63|1997-03-10|S65|2001-02-20 | ||||||
| KIMBERLY ROY | NEW YORK | NY | S63|1998-07-31|S65|1999-12-09 | ||||||
| MICHAEL KOLLAR | NEW YORK | NY | S66|2010-06-28 | ||||||
| MICHAEL KAGAN | NEW YORK | NY | S66|2005-01-27 | ||||||
| JACOB WALTER | NEW YORK | NY | S63|2002-05-03|S65|2002-10-10 | CERTIFIED FINANCIAL PLANNER | |||||
| JEFFREY LAYN | NEW YORK | NY | S63|1991-12-06|S66|2002-10-28 | ||||||
| VINCENT LAVERTY | NEW YORK | NY | S63|2003-06-19 | ||||||
| CRAIG METZ | NEW YORK | NY | S66|2014-05-19 | ||||||
| PAOLO MARINI | NEW YORK | NY | S63|1999-03-22|S65|2004-06-17 | ||||||
| ERIC BREY | NEW YORK | NY | S66|2008-07-28 | ||||||
| KEVIN MCHALE | NEW YORK | NY | S66|2005-11-28 | CHARTERED FINANCIAL CONSULTANT | |||||
| MICHAEL D'ANGELOS | NEW YORK | NY | S66|2008-03-10 | ||||||
| SANDRA PALMER | NEW YORK | NY | S63|1997-03-21|S65|2001-04-30 | ||||||
| SEAN BOGDA | NEW YORK | NY | S65|1994-01-24 | ||||||
| GEORGE NEOFYTIDIS | NEW YORK | NY | S63|2000-11-10|S65|2004-01-12 | ||||||
| JOYCE BOND | NEW YORK | NY | S63|1995-01-13|S65|1995-01-09 | ||||||
| DOUGLAS STELLA | NEW YORK | NY | S63|2000-02-22|S65|2004-06-24 | ||||||
| HEATHER LENSETH | NEW YORK | NY | S66|2007-10-04 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $180.8 | $0.0 | 0% | 214 | 0 | 0% |
| 2025-04-21 | $180.8 | $0.0 | 0% | 214 | 0 | 0% |
| 2024-04-02 | $148.2 | $32.5 | 22% | 216 | -2 | -1% |
| 2023-04-04 | $138.3 | $42.5 | 31% | 218 | -4 | -2% |
| 2022-04-01 | $189.7 | -$8.9 | -5% | 216 | -2 | -1% |
| 2021-04-05 | $120.5 | $60.2 | 50% | 206 | 8 | 4% |
| 2020-04-01 | $142.1 | $38.6 | 27% | 208 | 6 | 3% |
| 2019-04-01 | $130.4 | $50.4 | 39% | 186 | 28 | 15% |
| 2018-04-02 | $118.1 | $62.7 | 53% | 182 | 32 | 18% |
| 2017-04-01 | $99.3 | $81.5 | 82% | 178 | 36 | 20% |
| 2016-04-01 | $111.9 | $68.8 | 62% | 180 | 34 | 19% |
| 2015-04-01 | $103.1 | $77.7 | 75% | 178 | 36 | 20% |
| 2014-04-01 | $66.0 | $114.8 | 174% | 177 | 37 | 21% |
| 2013-04-01 | $55.9 | $124.9 | 223% | 156 | 58 | 37% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-11/25/2005, AL-11/18/2005, AR-11/22/2005, AZ-11/18/2005, CA-11/18/2005, CO-11/18/2005, CT-11/18/2005, DC-11/18/2005, DE-11/29/2005, FL-11/21/2005, GA-11/18/2005, HI-11/18/2005, IA-11/21/2005, ID-11/18/2005, IL-12/06/2005, IN-11/18/2005, KS-11/18/2005, KY-11/18/2005, LA-11/18/2005, MA-11/18/2005, MD-11/18/2005, ME-11/18/2005, MI-11/18/2005, MN-12/05/2005, MO-11/18/2005, MS-11/18/2005, MT-11/18/2005, NC-11/18/2005, ND-11/18/2005, NE-11/18/2005, NH-11/18/2005, NJ-11/29/2005, NM-11/18/2005, NV-11/18/2005, NY-11/18/2005, OH-11/18/2005, OK-11/18/2005, OR-11/18/2005, PA-11/18/2005, PR-06/20/2008, RI-11/18/2005, SC-11/18/2005, SD-11/30/2005, TN-11/21/2005, TX-11/18/2005, UT-11/18/2005, VA-11/18/2005, VI-06/20/2008, VT-11/18/2005, WA-11/18/2005, WI-11/18/2005, WV-11/18/2005, WY-06/28/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV