AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $24.9 |
| Non-Discretionary | $0.0 |
| Total | $24.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $24.9 |
| Institutional | $0.0 |
| Total | $24.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $193.1 | 104518 | |
| RREEF AMERICA L.L.C. | $29.5 | 109596 | |
| DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
| DEUTSCHE BANK SECURITIES INC. | $0.0 | broker-dealer | 2525 |
| DWS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37306 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| KLASSEN, FREDDI | ELECTED MANAGER / CHIEF OPERATING OFFICER |
| GILLIGAN, MICHAEL, JOSEPH | ELECTED MANAGER/CHIEF FINANCIAL OFFICER |
| GECSEDI, FRANK, JOSEPH | CHIEF COMPLIANCE OFFICER |
| PEARSON, CAROLINE | CHIEF LEGAL OFFICER |
| NOACK, ARNE, FREDERICK | CHIEF EXECUTIVE OFFICER & ELECTED MANAGER |
| UZCAN, HEPSEN | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $24.9 | $0.0 | 0% | 53 | 0 | 0% |
| 2025-04-21 | $24.9 | $0.0 | 0% | 53 | 0 | 0% |
| 2024-04-02 | $20.0 | $4.9 | 24% | 37 | 16 | 43% |
| 2023-04-04 | $18.1 | $6.8 | 38% | 23 | 30 | 130% |
| 2022-04-01 | $24.0 | $0.9 | 4% | 18 | 35 | 194% |
| 2021-04-05 | $20.1 | $4.8 | 24% | 23 | 30 | 130% |
| 2020-04-01 | $16.4 | $8.5 | 52% | 23 | 30 | 130% |
| 2019-04-01 | $10.7 | $14.2 | 133% | 37 | 16 | 43% |
| 2018-04-02 | $13.7 | $11.2 | 82% | 34 | 19 | 56% |
| 2017-04-01 | $13.2 | $11.7 | 88% | 21 | 32 | 152% |
| 2016-04-01 | $19.9 | $5.0 | 25% | 13 | 40 | 308% |
| 2015-04-01 | $4.3 | $20.6 | 483% | 10 | 43 | 430% |
| 2014-04-01 | $0.9 | $24.0 | 2605% | 10 | 43 | 430% |
| 2013-04-01 | $0.0 | $24.9 | 50128% | 7 | 46 | 657% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, DE-03/21/2018, NY-03/21/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV