AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $29.2 |
| Non-Discretionary | $0.0 |
| Total | $29.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $29.2 |
| Institutional | $0.0 |
| Total | $29.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $4,730.7 | 108281 | |
| STRATEGIC ADVISERS LLC | $1,067.7 | 104555 | |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
| FIAM LLC | $270.7 | 133196 | |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | $15.1 | 108273 | |
| IMPRESA MANAGEMENT LLC | $11.0 | 168741 | |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | $9.7 | 315088 | |
| BALLYROCK INVESTMENT ADVISORS LLC | $8.4 | 115324 | |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $6.5 | 301896 | |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
| DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
| SOTERIA REINSURANCE LTD. | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
| FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
| FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
| FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
| FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
| GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
| FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
| FIAM INDEX FUND GP, LLC | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
| FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
| FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
| FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
| FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
| FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
| AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
| DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
| DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
| FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
| FIDVEST US LLC | $0.0 | - | |
| AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | $0.0 | - | |
| KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
| NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
| Name | Title |
|---|---|
| LECORNU, SHARON, YAU | EXECUTIVE DIRECTOR |
| TYERMAN, ADRIAN, JAMES | COMPLIANCE OFFICER |
| SHANLEY III, WILLIAM, FRANCIS | DIRECTOR |
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER |
| RIMMER, CHRISTOPHER, JOHN | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER |
| BROWN, STEPHANIE, JEAN | CHIEF COMPLIANCE OFFICER |
| CAREY, MARGARET, ANN | CHIEF LEGAL OFFICER |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
| LENTON, JAMES, CHRISTOPHER | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $29.2 | $0.0 | 0% | 66 | 0 | 0% |
| 2025-04-21 | $29.2 | $0.0 | 0% | 66 | 0 | 0% |
| 2024-04-02 | $24.4 | $4.8 | 20% | 60 | 6 | 10% |
| 2023-04-04 | $21.4 | $7.8 | 36% | 57 | 9 | 16% |
| 2022-04-01 | $19.1 | $10.2 | 53% | 62 | 4 | 6% |
| 2021-04-05 | $22.3 | $6.9 | 31% | 65 | 1 | 2% |
| 2020-04-01 | $16.6 | $12.6 | 76% | 57 | 9 | 16% |
| 2019-04-01 | $15.3 | $13.9 | 91% | 56 | 10 | 18% |
| 2018-04-02 | $18.3 | $10.9 | 60% | 68 | -2 | -3% |
| 2017-04-01 | $12.3 | $16.9 | 138% | 66 | 0 | 0% |
| 2016-04-01 | $11.1 | $18.1 | 163% | 67 | -1 | -1% |
| 2015-04-01 | $8.3 | $20.9 | 250% | 71 | -5 | -7% |
| 2014-04-01 | $8.8 | $20.4 | 231% | 53 | 13 | 25% |
| 2013-04-01 | $7.7 | $21.6 | 281% | 45 | 21 | 47% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV