AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $15.1 |
| Non-Discretionary | $0.0 |
| Total | $15.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $13.7 |
| Institutional | $1.4 |
| Total | $15.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.3 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 6% | $0.1 |
| IG Credit | 86% | $1.2 |
| HY Credit | 2% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $4,730.7 | 108281 | |
| STRATEGIC ADVISERS LLC | $1,067.7 | 104555 | |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
| FIAM LLC | $270.7 | 133196 | |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $29.2 | 148045 | |
| IMPRESA MANAGEMENT LLC | $11.0 | 168741 | |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | $9.7 | 315088 | |
| BALLYROCK INVESTMENT ADVISORS LLC | $8.4 | 115324 | |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $6.5 | 301896 | |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
| GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
| DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
| FIDVEST US LLC | $0.0 | - | |
| FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
| NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
| DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
| FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
| SOTERIA REINSURANCE LTD. | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
| FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
| FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
| FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
| FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
| AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
| FIAM INDEX FUND GP, LLC | $0.0 | - | |
| FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | $0.0 | - | |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
| KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
| Name | Title |
|---|---|
| FLAHERTY, MARK, DAVID | CHIEF EXECTIVE OFFICER, DIRECTOR |
| TYERMAN, ADRIAN, JAMES | COMPLIANCE OFFICER |
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER |
| RIMMER, CHRISTOPHER, JOHN | DIRECTOR |
| BROWN, STEPHANIE, JEAN | CHIEF COMPLIANCE OFFICER |
| PROVOST, JEAN-PHILIPPE | DIRECTOR |
| CAREY, MARGARET, ANN | CHIEF LEGAL OFFICER |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
| JOHNSON, KYLE, ROBERT | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $15.1 | $0.0 | 0% | 122 | 0 | 0% |
| 2025-04-21 | $15.1 | $0.0 | 0% | 122 | 0 | 0% |
| 2024-04-02 | $14.7 | $0.4 | 3% | 111 | 11 | 10% |
| 2023-04-04 | $14.7 | $0.4 | 3% | 100 | 22 | 22% |
| 2022-04-01 | $31.0 | -$15.9 | -51% | 88 | 34 | 39% |
| 2021-04-05 | $25.5 | -$10.3 | -41% | 87 | 35 | 40% |
| 2020-04-01 | $24.0 | -$8.9 | -37% | 89 | 33 | 37% |
| 2019-04-01 | $20.3 | -$5.2 | -25% | 92 | 30 | 33% |
| 2018-04-02 | $22.2 | -$7.1 | -32% | 99 | 23 | 23% |
| 2017-04-01 | $16.9 | -$1.8 | -11% | 131 | -9 | -7% |
| 2016-04-01 | $18.6 | -$3.5 | -19% | 126 | -4 | -3% |
| 2015-04-01 | $18.1 | -$3.0 | -17% | 105 | 17 | 16% |
| 2014-04-01 | $23.3 | -$8.2 | -35% | 94 | 28 | 30% |
| 2013-04-01 | $17.8 | -$2.6 | -15% | 86 | 36 | 42% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV