AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.8 |
| Non-Discretionary | $0.0 |
| Total | $2.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.8 |
| Institutional | $0.0 |
| Total | $2.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $4,730.7 | 108281 | |
| STRATEGIC ADVISERS LLC | $1,067.7 | 104555 | |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
| FIAM LLC | $270.7 | 133196 | |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $29.2 | 148045 | |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | $15.1 | 108273 | |
| IMPRESA MANAGEMENT LLC | $11.0 | 168741 | |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | $9.7 | 315088 | |
| FIL INVESTMENT ADVISORS | $9.0 | 111103 | |
| BALLYROCK INVESTMENT ADVISORS LLC | $8.4 | 115324 | |
| FIL INVESTMENT ADVISORS (UK) LTD. | $7.3 | 110970 | |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $6.5 | 301896 | |
| FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
| FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
| FIDELITY INVESTMENTS CANADA ULC | $0.0 | - | |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
| FIL INVESTMENTS (JAPAN) LIMITED | $0.0 | 110938 | |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| FIL INVESTMENT SERVICES (UK) LIMITED | $0.0 | - | |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
| FIL INVESTMENTS INTERNATIONAL | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
| KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
| FIL INVESTMENT MANAGEMENT (SINGAPORE) LIMITED | $0.0 | - | |
| FIAM INDEX FUND GP, LLC | $0.0 | - | |
| FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
| FIDVEST US LLC | $0.0 | - | |
| FIDELITY REAL ESTATE PARTNERS V LLC | $0.0 | - | |
| FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
| FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | $0.0 | - | |
| FIDELITY REAL ESTATE PARTNERS VII LLC | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
| AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
| DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
| SOTERIA REINSURANCE LTD. | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
| GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
| FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
| DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| FIL INVESTMENT MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
| FIL PENSIONS MANAGEMENT | $0.0 | - | |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
| FIL LIMITED | $0.0 | - | |
| AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
| NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
| FIDELITY CLEARING CANADA ULC | $0.0 | broker-dealer | - |
| DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
| FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
| FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
| Name | Title |
|---|---|
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER |
| COHEN, TIMOTHY, MICHAEL | DIRECTOR |
| HIRAI, RIEKO, (NMN) | DIRECTOR |
| SHANLEY III, WILLIAM, FRANCIS | DIRECTOR |
| NEUREITER, KIRK, ROLAND | DIRECTOR, PRESIDENT |
| RIMMER, CHRISTOPHER, JOHN | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER |
| WONG, KAN, MAN | DIRECTOR |
| BROWN, STEPHANIE, JEAN | CHIEF COMPLIANCE OFFICER |
| CAREY, MARGARET, ANN | CHIEF LEGAL OFFICER |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
| SALTER, NATHANIEL, NORR | DIRECTOR |
| KANEMASU, KENJI, (NMN) | COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $2.8 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $2.8 | $0.0 | 0% | 11 | 1 | 9% |
| 2024-04-02 | $2.9 | -$0.1 | -4% | 11 | 1 | 9% |
| 2023-04-04 | $7.0 | -$4.2 | -60% | 13 | -1 | -8% |
| 2022-04-01 | $7.8 | -$5.0 | -64% | 15 | -3 | -20% |
| 2021-04-05 | $4.2 | -$1.4 | -33% | 17 | -5 | -29% |
| 2020-04-01 | $4.0 | -$1.1 | -29% | 15 | -3 | -20% |
| 2019-04-01 | $4.1 | -$1.3 | -31% | 20 | -8 | -40% |
| 2018-04-02 | $2.3 | $0.5 | 24% | 21 | -9 | -43% |
| 2017-04-01 | $1.8 | $1.0 | 58% | 20 | -8 | -40% |
| 2016-04-01 | $1.6 | $1.2 | 71% | 17 | -5 | -29% |
| 2015-04-01 | $0.0 | $2.8 | 133959% | 15 | -3 | -20% |
| 2014-04-01 | $0.0 | $2.8 | 133959% | 15 | -3 | -20% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 12 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV