FIDELITY PERSONAL AND WORKPLACE ADVISORS
Latest filing: Feb 14, 2025 (262 days ago)
AUM
$818,776,100,963
0% change vs. 1 year ago
13% change vs. 3 years ago
81% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
15,424
0% change vs. 1 year ago
37% change vs. 3 years ago
89% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BOSTON, MA
245 SUMMER STREET, V2A, BOSTON, MA, UNITED STATES, 02210
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $818.8 |
| Non-Discretionary | $0.0 |
| Total | $818.8 |
| Client | AUM |
|---|---|
| Retail | $704.0 |
| Pooled | $0.0 |
| Institutional | $114.8 |
| Total | $818.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,103,013 | $247.4 |
| Average Individual AUM | $224,303 | |
| HNW | 549,755 | $456.6 |
| Average HNW AUM | $830,512 | |
| Retail Total | 1,652,768 | $704.0 |
| Average Retail AUM | $425,945 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $818.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $818.8 |
| Retail SMA AUM | $704.0 |
| Institutional SMA AUM | $114.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 20% | $163.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $8.2 |
| Municipal | 2% | $16.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $8.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 76% | $622.3 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $818.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $4,730.7 | 108281 | |
| STRATEGIC ADVISERS LLC | $1,067.7 | 104555 | |
| FIAM LLC | $270.7 | 133196 | |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $29.2 | 148045 | |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | $15.1 | 108273 | |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | $9.7 | 315088 | |
| BALLYROCK INVESTMENT ADVISORS LLC | $8.4 | 115324 | |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $6.5 | 301896 | |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
| DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
| AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
| FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
| AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
| FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
| DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
| FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
| GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
| SOTERIA REINSURANCE LTD. | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
| DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
| FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
| FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
| FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
| FIDELITY FUNDS MANAGER III,LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
| FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
| FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
| KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CP HITS ADVISORS FUND LP | $0.0 | - | |
| FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
| NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
| FIAM INDEX FUND GP, LLC | $0.0 | - | |
| FIDVEST US LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
| COYNE, DAVID, BUTLER | ELECTED MANAGER |
| COMPSON, RICHARD, GRAY | ELECTED MANAGER/PRESIDENT |
| LYNN, KARIM, GLORIE | CHIEF LEGAL OFFICER/SECRETARY |
| OWENS, WILSON, BRECHNER | ELECTED MANAGER |
| PETERSON, DAVID, (NMN) | ELECTED MANAGER |
| MCDERMOTT, CHRISTOPHER, ANDREW | ELECTED MANAGER |
| MOORJANI, SANGEETA, (NMN) | ELECTED MANAGER |
| LAMB, BRANDON, LEIGH | CHIEF COMPLIANCE OFFICER |
| MCLAUGHLIN, KEVIN, MICHAEL | CHIEF FINANCIAL OFFICER |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
| WIEMEYER, PETER, ERIC | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
15,179 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DILLON MANLEY | BOSTON | MA | S63|2020-01-13|S66|2021-08-27 | ||||||
| ALEXANDER CACHES | BOSTON | MA | S63|1992-01-10|S66|2002-01-07 | ||||||
| LARA HEALY | BOSTON | MA | S66|2020-05-27 | ||||||
| CATHERINE KUZNICKI | BOSTON | MA | S63|1994-01-03|S66|2022-01-18 | ||||||
| BARRY WAYNE | BOSTON | MA | S63|2007-06-06|S66|2010-08-03 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID KOESTNER | BOSTON | MA | S63|2001-03-16|S66|2003-08-18 | ||||||
| SANDER BLEUSTEIN | BOSTON | MA | S63|1985-10-31|S65|1997-08-28 | CERTIFIED FINANCIAL PLANNER | |||||
| ALHAJIE DUMBUYA | BOSTON | MA | S63|2021-01-05|S66|2023-02-13 | ||||||
| VINCENT ARMAND | BOSTON | MA | S63|1996-11-18|S65|2001-12-04 | ||||||
| JAVIER GARCIA | BOSTON | MA | S63|2020-07-31|S66|2020-11-25 | ||||||
| DANIEL ROMA | BOSTON | MA | S66|2021-12-15 | ||||||
| MATTHEW IVESTER | BOSTON | MA | S63|2021-08-13|S66|2023-12-22 | ||||||
| MATTHEW LANGFORD | BOSTON | MA | S63|2019-09-10|S66|2020-09-04 | ||||||
| FIELDER WHITTINGTON | BOSTON | MA | S63|2018-04-17|S66|2021-07-19 | ||||||
| MATTHEW TAYLOR | BOSTON | MA | S63|2000-03-23|S65|2015-01-21 | ||||||
| KEVIN NGUYEN | BOSTON | MA | S63|2017-12-08|S66|2022-03-26 | ||||||
| PHILIP BIEGELSEN | BOSTON | MA | S63|1995-11-18|S65|1995-12-06 | ||||||
| TAYLOR CURTIUS | BOSTON | MA | S63|2012-05-07|S66|2015-12-23 | CERTIFIED FINANCIAL PLANNER | |||||
| RACHEL METALLO | BOSTON | MA | S66|2015-09-18 | CERTIFIED FINANCIAL PLANNER | |||||
| KATHERINE WHITTELSEY | BOSTON | MA | S66|2022-09-30|S63|2022-01-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-03/28/2018, AL-03/28/2018, AR-03/28/2018, AZ-03/28/2018, CA-03/28/2018, CO-03/28/2018, CT-03/28/2018, DC-03/28/2018, DE-03/28/2018, FL-03/28/2018, GA-03/28/2018, HI-03/28/2018, IA-03/28/2018, ID-03/28/2018, IL-07/13/2018, IN-03/28/2018, KS-03/28/2018, KY-03/28/2018, LA-03/28/2018, MA-11/13/2017, MD-03/28/2018, ME-03/28/2018, MI-03/28/2018, MN-03/28/2018, MO-03/28/2018, MS-03/28/2018, MT-03/28/2018, NC-03/28/2018, ND-03/28/2018, NE-03/28/2018, NH-03/28/2018, NJ-04/25/2018, NM-03/28/2018, NV-03/28/2018, NY-03/28/2018, OH-03/28/2018, OK-03/28/2018, OR-03/28/2018, PA-03/28/2018, PR-03/28/2018, RI-03/28/2018, SC-03/28/2018, SD-03/28/2018, TN-03/28/2018, TX-03/28/2018, UT-03/28/2018, VA-03/28/2018, VT-03/28/2018, WA-03/28/2018, WI-03/28/2018, WV-03/28/2018, WY-03/28/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV