PGIM LIMITED
Latest filing: Mar 28, 2025 (33 days ago)
AUM
$65,204,857,383
1% change vs. 1 year ago
4% change vs. 3 years ago
-48% change vs. 5 years ago
162% change vs. 10 years ago
Employee Count
331
-1% change vs. 1 year ago
38% change vs. 3 years ago
52% change vs. 5 years ago
138% change vs. 10 years ago
Main Office
LONDON,
GRAND BUILDINGS, 1-3 STRAND, LONDON, , UNITED KINGDOM, WC2N 5HR
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $65.2 |
| Non-Discretionary | $0.0 |
| Total | $65.2 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $23.8 |
| Institutional | $40.6 |
| Total | $65.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.8 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.8 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $10.5 |
| CITIBANK, NATIONAL ASSOCIATION | SIOUX FALLS-SD-USA | $7.8 |
| NORTHERN TRUST CORPORATION | WILMINGTON-DE-USA | $6.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $41.4 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $40.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $1.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 25% | $10.3 |
| IG Credit | 44% | $18.2 |
| HY Credit | 12% | $5.0 |
| Derivatives | 1% | $0.4 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.8 |
| Other | 13% | $5.4 |
| Total | 100% | $41.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,033.2 | 105676 | |
| PGIM INVESTMENTS LLC | $322.1 | 105670 | |
| JENNISON ASSOCIATES LLC | $211.3 | 107959 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $111.3 | 129752 | |
| AST INVESTMENT SERVICES, INC. | $93.5 | 108897 | |
| PGIM PORTFOLIO ADVISORY LLC | $26.3 | 136274 | |
| PGIM LUXEMBOURG S.A. | $15.9 | 281562 | |
| PGIM REAL ESTATE (UK) LIMITED | $4.4 | 171548 | |
| PGIM WADHWANI LLP | $1.6 | 161434 | |
| THE GIBRALTAR LIFE INSURANCE CO. LTD | $0.0 | - | |
| PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| UNITED STATES PROPERTY FUND VI GP S.A.R.L. | $0.0 | - | |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| PGIM INVESTMENTS (IRELAND) LIMITED | $0.0 | - | |
| PRICOA MANAGEMENT PARTNER LIMITED | $0.0 | - | |
| STERLING PRIVATE PLACEMENT MANAGEMENT LLP | $0.0 | - | |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
| PGIM REAL ESTATE GERMANY AG | $0.0 | - | |
| PRAMERICA PRECAP III GP LLP | $0.0 | - | |
| PGIM REAL ESTATE FRANCE SAS | $0.0 | - | |
| EVP II GP S.À.R.L. | $0.0 | - | |
| STRAND INVESTMENTS LIMITED | $0.0 | - | |
| PEREF II GP S.A.R.L. | $0.0 | - | |
| EIP GP S.A R.L. | $0.0 | - | |
| PGIM FOREIGN INVESTMENTS, INC. | $0.0 | - | |
| PGIM (SCOTS) LTD | $0.0 | - | |
| PRAMERICA REAL ESTATE CAPITAL IV GP (SCOTS FEEDER) LLP | $0.0 | - | |
| WINDSOR AVENUE PARTNERS (IRELAND) II, L.P. | $0.0 | - | |
| WINDSOR AVENUE PARTNERS (US) II, L.P. | $0.0 | - | |
| PRUDENTIAL FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE PARTNERS, LLC | $0.0 | - | |
| PGIM (HONG KONG) LTD. | $0.0 | broker-dealer | - |
| PRAMERICA PRECAP VI GP (SCOTS FEEDER) LLP | $0.0 | - | |
| MONTANA CAPITAL PARTNERS AG | $0.0 | 293568 | |
| WINDSOR AVENUE HOLDINGS II, LLC | $0.0 | - | |
| PGIM BROAD MARKET HIGH YIELD BOND PARTNERS, LLC | $0.0 | - | |
| PGIM FIXED INCOME ALTERNATIVES II GP, LLC | $0.0 | - | |
| PRAMERICA REAL ESTATE CAPITAL IV GP LLP | $0.0 | - | |
| PGIM REAL ESTATE CAPITAL VII GP S.A.R.L. | $0.0 | - | |
| PGIM AVP IV GP S.A.R.L. | $0.0 | - | |
| FICG-PG-I FUND GP, LLC | $0.0 | - | |
| EUROCORE GP S.A.R.L. | $0.0 | - | |
| PGIM LOAN ORIGINATOR MANAGER LIMITED | $0.0 | - | |
| EUROPEAN VALUE PARTNERS GP S.A.R.L. | $0.0 | - | |
| ASIA PROPERTY FUND III GP S.A.R.L. | $0.0 | - | |
| PGIM FIXED INCOME SPECIAL OPPORTUNITIES FUND I GP, LLC | $0.0 | - | |
| PRAMERICA PRECAP VI GP LLP | $0.0 | - | |
| PGIM FIXED INCOME ALTERNATIVES GP, LLC | $0.0 | - | |
| PGIM JAPAN COMPANY LIMITED | $0.0 | - | |
| GERMAN RETAIL INCOME GP LIMITED | $0.0 | - | |
| PRAMERICA FIXED INCOME FUNDS MANAGEMENT LIMITED | $0.0 | - | |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | - | |
| PGIM MANAGEMENT PARTNER LIMITED | $0.0 | - | |
| PGIM PRIVATE CAPITAL (IRELAND) LIMITED | $0.0 | 305536 | |
| PRAMERICA PRECAP IV GP LLP | $0.0 | - | |
| PRAMERICA PRECAP II GP LLP | $0.0 | - | |
| PRUDENTIAL FIXED INCOME U.S. RELATIVE VALUE PARTNERS, LLC | $0.0 | - | |
| PGIM U.S. LEVERAGED LOANS GP, LLC | $0.0 | - | |
| PGIM (SINGAPORE) PTE LIMITED | $0.0 | - | |
| PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
| PGIM PRIVATE CAPITAL LIMITED | $0.0 | - | |
| PRU FIXED INCOME EMERGING MARKETS PARTNERS I, LLC | $0.0 | - | |
| PGIM (AUSTRALIA) PTY LIMITED | $0.0 | - | |
| PGIM NETHERLANDS BV | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| BUTLER, JONATHAN, PAUL | MANAGING DIRECTOR, DIRECTOR |
| SAMSON, ELIZABETH, ANN | VICE PRESIDENT, DIRECTOR |
| FRESSON, MARK, GERALD | VICE PRESIDENT, DIRECTOR |
| CRAIN, ANDREW, BALLANTYNE | VICE PRESIDENT, EMEA CHIEF COMPLIANCE OFFICER |
| FARLEY, EDWARD, MCMURDO | MANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE |
| MCMULLEN, SARAH, ELIZABETH | PRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY |
| DAWREEAWOO, BATOOLAH | CHIEF LEGAL OFFICER |
| WARREN, STEPHEN, ROBERT | MANAGING DIRECTOR |
| FINNERTY, JENNIFER, MARIE | RISK MANAGER |
| MALOOLY, DANIEL, JAMES | MANAGING DIRECTOR |
| POLLARD, SUSAN, LEE | HUMAN RESOURCES DIRECTOR |
| NICHOLLS, DARREN, EDWARD | RISK MANAGER, DIRECTOR |
| VATAJ, VASEL | FINANCE DIRECTOR (NON-EXECUTIVE) |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $65.2 | $0.0 | 0% | 331 | 0 | 0% |
| 2024-04-02 | $64.4 | $0.8 | 1% | 336 | -5 | -1% |
| 2023-04-04 | $59.4 | $5.8 | 10% | 293 | 38 | 13% |
| 2022-04-01 | $62.9 | $2.3 | 4% | 240 | 91 | 38% |
| 2021-04-05 | $105.0 | -$39.8 | -38% | 233 | 98 | 42% |
| 2020-04-01 | $124.3 | -$59.1 | -48% | 218 | 113 | 52% |
| 2019-04-01 | $48.0 | $17.2 | 36% | 203 | 128 | 63% |
| 2018-04-02 | $43.3 | $21.9 | 51% | 187 | 144 | 77% |
| 2017-04-01 | $31.3 | $33.9 | 108% | 158 | 173 | 109% |
| 2016-04-01 | $27.2 | $38.0 | 139% | 147 | 184 | 125% |
| 2015-04-01 | $24.9 | $40.3 | 162% | 139 | 192 | 138% |
| 2014-04-01 | $25.1 | $40.1 | 160% | 127 | 204 | 161% |
| 2013-04-01 | $18.9 | $46.3 | 245% | 123 | 208 | 169% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV