AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $26.3 |
| Non-Discretionary | $0.0 |
| Total | $26.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $26.3 |
| Total | $26.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $26.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $26.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 6% | $1.6 |
| Municipal | 1% | $0.3 |
| Sovereign | 1% | $0.3 |
| IG Credit | 43% | $11.3 |
| HY Credit | 2% | $0.5 |
| Derivatives | 23% | $6.0 |
| Investment Companies | 2% | $0.5 |
| Other Pools | 2% | $0.5 |
| Cash | 5% | $1.3 |
| Other | 16% | $4.2 |
| Total | 102% | $26.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,033.2 | 105676 | |
| PGIM INVESTMENTS LLC | $322.1 | 105670 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $111.3 | 129752 | |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $23.6 | 106442 | |
| PRUDENTIAL SELECT STRATEGIES LLC | $21.7 | 286153 | |
| PGIM CUSTOM HARVEST LLC | $5.4 | 290235 | |
| PGIM DC SOLUTIONS LLC | $1.2 | 318800 | |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 | |
| PGIM JAPAN CO., LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| CHENG, LI | DIRECTOR, VICE PRESIDENT, FINANCE AND CHIEF FINANCIAL OFFICER |
| WALDECK, GEORGE, PHILIP | DIRECTOR, SENIOR VICE PRESIDENT, AND PRESIDENT AND CHIEF EXECUTIVE OFFICER |
| FLYNN, PATRICIA, ELIZABETH | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| LERMAN, ALFRED | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER AND DIRECTOR |
| SILLS, KAREN, MARIE | VICE PRESIDENT AND CHIEF LEGAL OFFICER |
| ROACH, JASON, MICHAEL | VICE PRESIDENT AND CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $26.3 | $0.0 | 0% | 39 | 0 | 0% |
| 2025-04-21 | $26.3 | $0.0 | 0% | 39 | 0 | 0% |
| 2024-04-02 | $13.4 | $12.9 | 96% | 31 | 8 | 26% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 10 | 29 | 290% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 7 | 32 | 457% |
| 2021-04-05 | $6.8 | $19.5 | 289% | 7 | 32 | 457% |
| 2020-04-01 | $6.7 | $19.5 | 289% | 6 | 33 | 550% |
| 2019-04-01 | $6.0 | $20.3 | 341% | 6 | 33 | 550% |
| 2018-04-02 | $7.8 | $18.5 | 238% | 12 | 27 | 225% |
| 2017-04-01 | $6.5 | $19.8 | 304% | 12 | 27 | 225% |
| 2016-04-01 | $6.2 | $20.0 | 323% | 12 | 27 | 225% |
| 2015-04-01 | $7.4 | $18.9 | 257% | 12 | 27 | 225% |
| 2014-04-01 | $6.6 | $19.7 | 299% | 10 | 29 | 290% |
| 2013-04-01 | $7.6 | $18.7 | 247% | 11 | 28 | 255% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NJ, NJ-03/30/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV