AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $23.6 |
| Non-Discretionary | $0.0 |
| Total | $23.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.4 |
| Institutional | $23.2 |
| Total | $23.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE | BROOKLYN-NY-USA | $18.9 |
| BNY MELLON | JERSEY CITY-NJ-USA | $4.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $23.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $23.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 86% | $20.0 |
| HY Credit | 5% | $1.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.5 |
| Other | 6% | $1.4 |
| Total | 100% | $23.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,033.2 | 105676 | |
| PGIM INVESTMENTS LLC | $322.1 | 105670 | |
| JENNISON ASSOCIATES LLC | $211.3 | 107959 | |
| AST INVESTMENT SERVICES, INC. | $93.5 | 108897 | |
| PGIM LIMITED | $65.2 | 160005 | |
| PGIM PORTFOLIO ADVISORY LLC | $26.3 | 136274 | |
| PGIM LUXEMBOURG S.A. | $15.9 | 281562 | |
| PGIM CUSTOM HARVEST LLC | $5.4 | 290235 | |
| PGIM REAL ESTATE (UK) LIMITED | $4.4 | 171548 | |
| CROCKETT STREET HOLDINGS II, LLC | $0.0 | - | |
| ROSS AVENUE ENERGY FUND HOLDINGS, LLC | $0.0 | - | |
| CROCKETT STREET PARTNERS (SBA) II, L.P. | $0.0 | - | |
| MARKET STREET HOLDINGS IV, LLC | $0.0 | - | |
| WABASH AVENUE HOLDINGS V, LLC | $0.0 | - | |
| WAVELAND AVENUE HOLDINGS I, LLC | $0.0 | - | |
| PLA SERVICES MANAGER MEXICO, LLC | $0.0 | - | |
| WAVELAND AVENUE PARTNERS I (IRELAND), LP | $0.0 | - | |
| PGIM REAL ESTATE U.S. DEBT FUND GP, LLC | $0.0 | - | |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
| PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| PRUDENTIAL UNIVERSAL REINSURANCE COMPANY | $0.0 | - | |
| PRUCO SECURITIES, LLC | $0.0 | broker-dealer | 5685 |
| WINDSOR AVENUE HOLDINGS II, LLC | $0.0 | - | |
| WINDSOR AVENUE PARTNERS (US) II, L.P. | $0.0 | - | |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| PRUDENTIAL ARIZONA REINSURANCE UNIVERSAL COMPANY | $0.0 | - | |
| CAPITAL AGRICULTURAL PROPERTY SERVICES, INC. | $0.0 | - | |
| PGIM PRIVATE CAPITAL (IRELAND) LIMITED | $0.0 | 305536 | |
| CROCKETT STREET PARTNERS II, L.P. | $0.0 | - | |
| WINDSOR AVENUE PARTNERS (IRELAND) II, L.P. | $0.0 | - | |
| WABASH AVENUE PARTNERS V, L.P. | $0.0 | - | |
| PGIM REAL ESTATE FINANCE LLC | $0.0 | - | |
| PGIM REF EUROPE MEMBER LLC | $0.0 | - | |
| MULBERRY STREET HOLDINGS, LLC | $0.0 | - | |
| PGIM PRIVATE CAPITAL LIMITED | $0.0 | - | |
| DICKENS AVENUE PARTNERS VI (US), LP | $0.0 | - | |
| PRUDENTIAL CAPITAL ENERGY OPPORTUNITY FUND, L.P. | $0.0 | - | |
| PLA RETAIL FUND II AGGREGATING MANAGER, LLC | $0.0 | - | |
| STERLING PRIVATE PLACEMENT MANAGEMENT LLP | $0.0 | - | |
| WAVELAND AVENUE PARTNERS I (US), LP | $0.0 | - | |
| PLA MEXICO INDUSTRIAL MANAGER II LLC | $0.0 | - | |
| PGIM FOREIGN INVESTMENTS, INC. | $0.0 | - | |
| THE GIBRALTAR LIFE INSURANCE CO., LTD. | $0.0 | - | |
| PLA RETAIL II FUND MANAGER LLC | $0.0 | - | |
| COLUMBUS DRIVE PARTNERS, L.P. | $0.0 | - | |
| PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
| COMMERCE STREET HOLDINGS, LLC | $0.0 | - | |
| DICKENS AVENUE HOLDINGS VI, LLC | $0.0 | - | |
| DICKENS AVENUE PARTNERS VI (IRELAND), LP | $0.0 | - | |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
| LAKE STREET PARTNERS IV, L.P. | $0.0 | - | |
| STETSON STREET PARTNERS, L.P. | $0.0 | - | |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| CAMPION, MICHAEL, FRANCIS | DIRECTOR & PRESIDENT |
| GAMBOA, ARMANDO, M. | CHIEF LEGAL OFFICER |
| CONTE, ANTHONY | CHIEF COMPLIANCE OFFICER |
| LAURITA, LESLEY, ELLEN | CONTROLLER |
| DOUGLASS, MATHEW, ROBERT | DIRECTOR & CHAIRMAN |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $23.6 | $0.0 | 0% | 289 | 0 | 0% |
| 2025-04-21 | $23.6 | $0.0 | 0% | 289 | 0 | 0% |
| 2024-04-02 | $25.7 | -$2.1 | -8% | 267 | 22 | 8% |
| 2023-04-04 | $25.1 | -$1.5 | -6% | 274 | 15 | 5% |
| 2022-04-01 | $21.8 | $1.8 | 8% | 252 | 37 | 15% |
| 2021-04-05 | $20.5 | $3.1 | 15% | 242 | 47 | 19% |
| 2020-04-01 | $18.7 | $4.9 | 26% | 219 | 70 | 32% |
| 2019-04-01 | $17.3 | $6.3 | 36% | 183 | 106 | 58% |
| 2018-04-02 | $17.4 | $6.2 | 35% | 209 | 80 | 38% |
| 2017-04-01 | $17.2 | $6.4 | 37% | 190 | 99 | 52% |
| 2016-04-01 | $16.9 | $6.7 | 40% | 187 | 102 | 55% |
| 2015-04-01 | $14.8 | $8.8 | 59% | 183 | 106 | 58% |
| 2014-04-01 | $14.2 | $9.4 | 66% | 191 | 98 | 51% |
| 2013-04-01 | $12.3 | $11.3 | 92% | 156 | 133 | 85% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NJ, CO-03/25/2020, CT-03/30/2022, IL-04/04/2022, LA-03/25/2020, NE-10/07/2019, NY-03/26/2025, TX-10/29/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV