PRUCO SECURITIES, LLC

Latest filing: May 01, 2025 (45 days ago)
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Adviser Website

AUM

$0
-100% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

387
-86% change vs. 1 year ago
-85% change vs. 3 years ago
-85% change vs. 5 years ago
-76% change vs. 10 years ago

Main Office

NEWARK, NJ
751 BROAD STREET, NEWARK, NJ, UNITED STATES, 07102-3777

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $16.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PGIM, INC. $1,033.2 105676
PGIM INVESTMENTS LLC $322.1 105670
JENNISON ASSOCIATES LLC $211.3 107959
PGIM QUANTITATIVE SOLUTIONS LLC $111.3 129752
AST INVESTMENT SERVICES, INC. $93.5 108897
PGIM LIMITED $65.2 160005
PRUDENTIAL SELECT STRATEGIES LLC $21.7 286153
PGIM LUXEMBOURG S.A. $15.9 281562
PGIM REAL ESTATE (UK) LIMITED $4.4 171548
PRUDENTIAL TRUST COMPANY $0.0 trust company -
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA $0.0 680
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC $0.0 broker-dealer 18353
PRUCO LIFE INSURANCE COMPANY $0.0 -
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC $0.0 broker-dealer 21570
PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
HYNES, PATRICK LIAM ELECTED MANAGER
GAYLE, PETER CASEY ELECTED MANAGER
FONTANO, ANTHONY MICHAEL ELECTED MANAGER
HEARN, BRADFORD ONEIL CHAIRMAN, ELECTED MANAGER
SMIT, ROBERT PHILIP CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER
BEGUN, ROBERT NMN PRESIDENT, PRINCIPAL OPERATIONS OFFICER
FELICIANO, DEXTER MICHAEL CHIEF OPERATING OFFICER, VICE PRESIDENT, ELECTED MANAGER
MORAN, JULIA ELLEN CHIEF LEGAL OFFICER
FLORIO, KELLY NICOLE ANTI-MONEY LAUNDERING OFFICER
LEE, CONWAY KWANG-WEI CHIEF COMPLIANCE OFFICER
BUCKLEY, MOIRA MURPHY ELECTED MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

2,690 active representatives found, showing 20 random

Name City State Exams Designations
JENNIFER EVANKO NEWARK NJ S63|2018-06-27|S66|2024-05-22
JACOB SAPIA NEWARK NJ S66|2020-12-19
MICHAEL KOZARA NEWARK NJ S63|2021-02-10|S65|2024-04-13
STEVEN MAKINSON NEWARK NJ S63|1986-03-24|S65|2003-05-05
ETHEL BOYD NEWARK NJ S63|2007-09-01|S65|2011-12-13
CHRISTOPHER KIP THOMPSON NEWARK NJ S65|1994-08-08|S63|2019-01-03
JEANNETTE BURNS NEWARK NJ S65|2015-06-01|S63|2014-05-30
THOMAS MALKASIAN NEWARK NJ S63|1982-10-05|S65|2009-01-13
NINA BENTON NEWARK NJ S63|1999-03-29|S65|1999-12-21
THOMAS MC ELWEE NEWARK NJ S63|2013-09-03|S66|2024-02-24
SANJIV JASWAL NEWARK NJ S63|1996-07-24|S65|2013-10-29 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
BRETT BANKS NEWARK NJ S66|2011-01-21
ATUL SHAH NEWARK NJ S63|2000-05-19|S65|1999-12-16
HOWARD SHULDINER NEWARK NJ S63|1995-08-04|S65|1999-07-07
PHILIP WINSTEAD NEWARK NJ S63|2007-04-13|S65|2011-10-17
MIN WEN CHEN NEWARK NJ S63|2008-12-03|S65|2009-02-25
KELLY SQUIRES NEWARK NJ S63|1992-04-27|S65|1997-12-11
MICHAEL JOHNSON NEWARK NJ S63|2018-07-21|S66|2021-02-05
PAUL SHOCKLEY NEWARK NJ S66|2018-07-13
MICHAEL HADERER NEWARK NJ S63|2004-09-18|S66|2005-09-17 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $0.0 $0.0 0% 387 0 0%
2025-04-21 $0.0 $0.0 0% 387 0 0%
2024-04-02 $16.4 -$16.4 -100% 2,700 -2,313 -86%
2023-04-04 $14.0 -$14.0 -100% 2,500 -2,113 -85%
2022-04-01 $15.0 -$15.0 -100% 2,600 -2,213 -85%
2021-04-05 $11.2 -$11.2 -100% 2,600 -2,213 -85%
2020-04-01 $8.7 -$8.7 -100% 2,600 -2,213 -85%
2019-04-01 $6.5 -$6.5 -100% 2,600 -2,213 -85%
2018-04-02 $6.3 -$6.3 -100% 2,600 -2,213 -85%
2017-04-01 $5.2 -$5.2 -100% 2,150 -1,763 -82%
2016-04-01 $4.9 -$4.9 -100% 1,804 -1,417 -79%
2015-04-01 $4.9 -$4.9 -100% 1,596 -1,209 -76%
2014-04-01 $4.2 -$4.2 -100% 1,572 -1,185 -75%
2013-04-01 $3.4 -$3.4 -100% 1,506 -1,119 -74%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NJ, AK-09/30/2019, AL-09/30/2019, AR-09/30/2019, AZ-09/30/2019, CA-09/30/2019, CO-09/30/2019, CT-09/30/2019, DC-09/30/2019, DE-09/30/2019, FL-09/30/2019, GA-09/30/2019, HI-09/30/2019, IA-09/30/2019, ID-09/30/2019, IL-12/13/1996, IN-09/30/2019, KS-09/30/2019, KY-09/30/2019, LA-09/30/2019, MA-09/30/2019, MD-09/30/2019, ME-09/30/2019, MI-09/30/2019, MN-09/30/2019, MO-09/30/2019, MS-09/30/2019, MT-09/30/2019, NC-09/30/2019, ND-09/30/2019, NE-09/30/2019, NH-09/30/2019, NJ-09/30/2019, NM-09/30/2019, NV-09/30/2019, NY-09/30/2019, OH-09/30/2019, OK-09/30/2019, OR-09/30/2019, PA-11/26/2001, PR-03/31/2021, RI-09/30/2019, SC-09/30/2019, SD-09/30/2019, TN-09/30/2019, TX-09/30/2019, UT-09/30/2019, VA-09/30/2019, VT-09/30/2019, WA-09/30/2019, WI-09/30/2019, WV-09/30/2019, WY-09/30/2019
ADVISER ACTIVITIES
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV