PGIM CUSTOM HARVEST LLC
Latest filing: Mar 28, 2025 (33 days ago)
AUM
$5,373,954,186
50% change vs. 1 year ago
129% change vs. 3 years ago
2594% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
71
18% change vs. 1 year ago
610% change vs. 3 years ago
788% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEWARK, NJ
655 BROAD STREET, NEWARK, NJ, UNITED STATES, 07102
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $5.4 |
| Non-Discretionary | $0.0 |
| Total | $5.4 |
| Client | AUM |
|---|---|
| Retail | $5.2 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $5.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 6,017 | $5.2 |
| Average HNW AUM | $857,286 | |
| Retail Total | 6,017 | $5.2 |
| Average Retail AUM | $857,286 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $1.9 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.5 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.4 |
| Retail SMA AUM | $5.2 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 95% | $5.1 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $5.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,033.2 | 105676 | |
| PGIM INVESTMENTS LLC | $322.1 | 105670 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $111.3 | 129752 | |
| PGIM PORTFOLIO ADVISORY LLC | $26.3 | 136274 | |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $23.6 | 106442 | |
| PGIM DC SOLUTIONS LLC | $1.2 | 318800 | |
| PRUCO SECURITIES, LLC | $0.0 | broker-dealer | 5685 |
| PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
| PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| HOLDERITH, ROBERT, COOMBER | VICE PRESIDENT |
| SAUBER, JOEL, ROGER | EXECUTIVE VICE PRESIDENT |
| PARKER, STUART, SHERMAN | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, PRESIDENT |
| DIGIACOMO, CLAUDIA | CHIEF LEGAL OFFICER, EXECUTIVE VICE PRESIDENT, SECRETARY |
| DONOHUE, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER |
| HANES, LISA, MARIE | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $5.4 | $0.0 | 0% | 71 | 0 | 0% |
| 2024-04-02 | $3.6 | $1.8 | 50% | 60 | 11 | 18% |
| 2023-04-04 | $2.4 | $3.0 | 126% | 12 | 59 | 492% |
| 2022-04-01 | $2.3 | $3.0 | 129% | 10 | 61 | 610% |
| 2021-04-05 | $0.3 | $5.0 | 1454% | 7 | 64 | 914% |
| 2020-04-01 | $0.2 | $5.2 | 2594% | 8 | 63 | 788% |
| 2019-04-01 | $0.1 | $5.2 | 3660% | 7 | 64 | 914% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 1 | 70 | 7000% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NJ, AK-03/24/2022, AL-03/24/2022, AR-03/24/2022, AZ-03/24/2022, CA-03/30/2020, CO-03/24/2022, CT-03/24/2022, DC-03/24/2022, DE-03/24/2022, FL-03/26/2021, GA-03/24/2022, HI-03/24/2022, IA-03/24/2022, ID-03/24/2022, IL-03/24/2022, IN-03/24/2022, KS-03/24/2022, KY-03/24/2022, LA-03/24/2022, MA-03/26/2021, MD-03/24/2022, ME-03/24/2022, MI-03/24/2022, MN-03/24/2022, MO-03/24/2022, MS-03/24/2022, MT-03/24/2022, NC-03/24/2022, ND-03/24/2022, NE-03/26/2021, NH-03/26/2021, NJ-04/07/2020, NM-03/24/2022, NV-03/24/2022, NY-03/30/2020, OH-03/24/2022, OK-03/24/2022, OR-03/24/2022, PA-03/24/2022, PR-03/27/2023, RI-03/24/2022, SC-03/24/2022, SD-03/24/2022, TN-03/24/2022, TX-03/26/2021, UT-03/24/2022, VA-03/24/2022, VT-03/24/2022, WA-03/24/2022, WI-03/24/2022, WV-03/24/2022, WY-03/24/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV