AMERICAN PORTFOLIOS ADVISORS, INC

Latest filing: Aug 01, 2024 (319 days ago)

AUM

$13,083,636,201
56% change vs. 1 year ago
25% change vs. 3 years ago
102% change vs. 5 years ago
435% change vs. 10 years ago

Employee Count

700
15% change vs. 1 year ago
1173% change vs. 3 years ago
1173% change vs. 5 years ago
83% change vs. 10 years ago

Main Office

HOLBROOK, NY
4250 VETERAN'S MEMORIAL HIGHWAY, HOLBROOK, NY, UNITED STATES, 11741

Client AUM

Discretion AUM
Discretionary $9.5
Non-Discretionary $3.6
Total $13.1
Client AUM
Retail $12.2
Pooled $0.0
Institutional $0.9
Total $13.1
Retail Accounts AUM
Individual 25,477 $5.1
Average Individual AUM $198,410
HNW 9,053 $7.1
Average HNW AUM $785,999
Retail Total 34,530 $12.2
Average Retail AUM $352,462

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $9.9
ENI CORPORATION WESTLAKE-TX-USA $2.8

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $13.1
Retail SMA AUM $12.2
Institutional SMA AUM $0.9
Asset Class % AUM
Equity Exch 23% $3.0
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.3
Municipal 2% $0.3
Sovereign 0% $0.0
IG Credit 2% $0.3
HY Credit 2% $0.3
Derivatives 0% $0.0
Investment Companies 63% $8.2
Other Pools 0% $0.0
Cash 6% $0.8
Other 0% $0.0
Total 100% $13.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
SECURITIES AMERICA ADVISORS, INC. $40.4 110518
TRIAD HYBRID SOLUTIONS, LLC $12.5 171070
ARBOR POINT ADVISORS, LLC $6.9 165127
LADENBURG THALMANN ASSET MANAGEMENT INC $5.6 108604
OSAIC INSTITUTIONS, INC. $4.0 broker-dealer 35371
TRIAD ADVISORS, LLC $1.1 broker-dealer 25803
BLACK DIAMOND FINANCIAL, LLC $0.4 314622
HIGHLAND CAPITAL BROKERAGE $0.0 -
LADENBURG THALMANN & CO. INC. $0.0 broker-dealer 505
WOODBURY FINANCIAL SERVICES, INC. $0.0 broker-dealer 421
FSC SECURITIES CORPORATION $0.0 broker-dealer 7461
VISION2020 WEALTH MANAGEMENT CORP. $0.0 154149
SECURITIES AMERICA, INC. $0.0 broker-dealer 10205
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. $0.0 broker-dealer 18487
PREMIER TRUST, INC. $0.0 trust company -
OSAIC SERVICES, INC. $0.0 broker-dealer 133763

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

17 active

Name Title
DOLBER, LON, TERRY CHIEF EXECUTIVE OFFICER
GORDON, GARY, BRUCE PRESIDENT
DOLBERGRAPPONE, MELISSA, ANN VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS
JOYNER, DAMON, BRADLEY CHIEF FINANCIAL OFFICER
PRICE, JAMES, DALE CHAIRMAN
SCHLUETER, MATTHEW, ADAM EXECUTIVE VICE PRESIDENT
MCKENNA, NINA ASSISTANT SECRETARY
SEIFFERT, SCOTT, ROBERT CHIEF ACCOUNTING OFFICER
HENIG, ABBY ASSISTANT SECRETARY
SCHMIDT, DAVID, ANDREW TREASURER
MYERS, MICHAELA, DALE CCO

ADVDB.CO • SOURCE: SEC

Representatives

517 active representatives found, showing 20 random

Name City State Exams Designations
STEVEN HIPSLEY HOLBROOK NY S63|1994-05-24 CERTIFIED FINANCIAL PLANNER
LINDA SACHS HOLBROOK NY S63|1993-11-17|S65|1993-12-06
GEORGE BELLISH HOLBROOK NY S63|1999-04-08|S66|2008-12-12
NEIL EGLESTON HOLBROOK NY S63|1997-07-30|S65|1999-10-11
JOSEPH DEBONO HOLBROOK NY S63|1997-03-13|S66|2003-06-24
DIANE BOYAJIAN HOLBROOK NY S63|1984-12-17
DEREK KARNER HOLBROOK NY S66|2020-07-22
G DIDDEL HOLBROOK NY S63|1988-08-17|S65|1997-05-23
DENISE OTTEN HOLBROOK NY S63|1984-01-26|S66|2002-01-14
WILLIAM STEEDLEY HOLBROOK NY S63|1998-01-07|S65|1998-04-02
TIMOTHY ROSSITER HOLBROOK NY S63|1985-06-21|S65|1999-12-30 CERTIFIED FINANCIAL PLANNER
JOHN DEMPSEY HOLBROOK NY S63|1997-04-21 CHARTERED FINANCIAL CONSULTANT
JARET MITTENTHAL HOLBROOK NY S66|2020-05-01
JOHN MORVAY HOLBROOK NY S66|2013-06-28
BRIAN TRAINER HOLBROOK NY S63|1986-04-03|S65|2001-03-03
RONIT ROGOSZINSKI HOLBROOK NY S66|2002-09-11|S63|2019-09-27 CERTIFIED FINANCIAL PLANNER
KRIS TOWER HOLBROOK NY S63|1996-08-02|S65|2000-12-28 CERTIFIED FINANCIAL PLANNER
ERICA SMITH HOLBROOK NY S63|2018-09-01|S65|2020-07-11
TODD HARRIS HOLBROOK NY S65|2009-12-19|S66|2006-11-02
ROBERT COHEN HOLBROOK NY S63|1997-03-04 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-09/13/2010, AL-10/10/2003, AR-10/13/2006, AZ-04/18/2002, CA-09/16/2003, CO-07/31/2002, CT-04/18/2002, DC-12/12/2003, DE-12/08/2004, FL-04/18/2002, GA-10/10/2003, HI-03/16/2007, IA-11/03/2005, ID-03/27/2006, IL-04/18/2002, IN-10/21/2003, KS-01/24/2006, KY-07/11/2003, LA-02/08/2006, MA-07/31/2002, MD-08/23/2002, ME-08/30/2002, MI-08/15/2003, MN-03/05/2007, MO-01/24/2006, MS-07/24/2006, MT-12/12/2003, NC-11/03/2003, ND-11/09/2009, NE-09/04/2009, NH-03/03/2003, NJ-09/10/2001, NM-11/03/2009, NV-10/28/2005, NY-04/18/2002, OH-09/29/2003, OK-04/01/2011, OR-09/03/2003, PA-07/31/2002, PR-07/28/2014, RI-11/23/2009, SC-07/13/2006, SD-11/08/2010, TN-10/12/2003, TX-02/12/2002, UT-09/13/2010, VA-07/22/2003, VT-08/14/2003, WA-12/12/2003, WI-03/10/2005, WV-04/22/2002, WY-08/21/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
NEWSLETTERS
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV