AMERICAN PORTFOLIOS ADVISORS, INC
Latest filing: Aug 01, 2024 (413 days ago)
AUM
$13,083,636,201
56% change vs. 1 year ago
25% change vs. 3 years ago
102% change vs. 5 years ago
435% change vs. 10 years ago
Employee Count
700
15% change vs. 1 year ago
1173% change vs. 3 years ago
1173% change vs. 5 years ago
83% change vs. 10 years ago
Main Office
HOLBROOK, NY
4250 VETERAN'S MEMORIAL HIGHWAY, HOLBROOK, NY, UNITED STATES, 11741
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $9.5 |
| Non-Discretionary | $3.6 |
| Total | $13.1 |
| Client | AUM |
|---|---|
| Retail | $12.2 |
| Pooled | $0.0 |
| Institutional | $0.9 |
| Total | $13.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 25,477 | $5.1 |
| Average Individual AUM | $198,410 | |
| HNW | 9,053 | $7.1 |
| Average HNW AUM | $785,999 | |
| Retail Total | 34,530 | $12.2 |
| Average Retail AUM | $352,462 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $9.9 |
| ENI CORPORATION | WESTLAKE-TX-USA | $2.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $13.1 |
| Retail SMA AUM | $12.2 |
| Institutional SMA AUM | $0.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $3.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.3 |
| Municipal | 2% | $0.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.3 |
| HY Credit | 2% | $0.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 63% | $8.2 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.8 |
| Other | 0% | $0.0 |
| Total | 100% | $13.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | $40.4 | 110518 | |
| TRIAD HYBRID SOLUTIONS, LLC | $12.5 | 171070 | |
| ARBOR POINT ADVISORS, LLC | $6.9 | 165127 | |
| LADENBURG THALMANN ASSET MANAGEMENT INC | $5.6 | 108604 | |
| OSAIC INSTITUTIONS, INC. | $4.0 | broker-dealer | 35371 |
| TRIAD ADVISORS, LLC | $1.1 | broker-dealer | 25803 |
| BLACK DIAMOND FINANCIAL, LLC | $0.4 | 314622 | |
| HIGHLAND CAPITAL BROKERAGE | $0.0 | - | |
| LADENBURG THALMANN & CO. INC. | $0.0 | broker-dealer | 505 |
| WOODBURY FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 421 |
| FSC SECURITIES CORPORATION | $0.0 | broker-dealer | 7461 |
| VISION2020 WEALTH MANAGEMENT CORP. | $0.0 | 154149 | |
| SECURITIES AMERICA, INC. | $0.0 | broker-dealer | 10205 |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 18487 |
| PREMIER TRUST, INC. | $0.0 | trust company | - |
| OSAIC SERVICES, INC. | $0.0 | broker-dealer | 133763 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| DOLBER, LON, TERRY | CHIEF EXECUTIVE OFFICER |
| GORDON, GARY, BRUCE | PRESIDENT |
| DOLBERGRAPPONE, MELISSA, ANN | VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS |
| JOYNER, DAMON, BRADLEY | CHIEF FINANCIAL OFFICER |
| PRICE, JAMES, DALE | CHAIRMAN |
| SCHLUETER, MATTHEW, ADAM | EXECUTIVE VICE PRESIDENT |
| MCKENNA, NINA | ASSISTANT SECRETARY |
| SEIFFERT, SCOTT, ROBERT | CHIEF ACCOUNTING OFFICER |
| HENIG, ABBY | ASSISTANT SECRETARY |
| SCHMIDT, DAVID, ANDREW | TREASURER |
| MYERS, MICHAELA, DALE | CCO |
ADVDB.CO • SOURCE: SEC
Representatives
517 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARC GILLESPIE | HOLBROOK | NY | S63|1983-11-09|S65|1995-10-10 | CHARTERED FINANCIAL CONSULTANT | |||||
| GREGG REUTTER | HOLBROOK | NY | S63|1997-07-15|S65|2012-04-25 | ||||||
| MICHAEL CLARK | HOLBROOK | NY | S66|2001-12-17 | ||||||
| JOHN PODLESKI | HOLBROOK | NY | S63|1999-02-16|S65|1999-06-16 | CERTIFIED FINANCIAL PLANNER | |||||
| GREGORY STRINGFIELD | HOLBROOK | NY | S66|2004-12-22 | ||||||
| TIMOTHY ROSSITER | HOLBROOK | NY | S63|1985-06-21|S65|1999-12-30 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIANNA STERNKOPF | HOLBROOK | NY | S63|2019-10-03|S65|2021-11-09 | ||||||
| MICHAEL LOFTUS | HOLBROOK | NY | S63|1994-01-13|S65|2007-08-15 | ||||||
| NICHOLAS GARRY | HOLBROOK | NY | S63|2005-12-02 | PERSONAL FINANCIAL SPECIALIST | |||||
| JOHN ZUPKA | HOLBROOK | NY | S66|2017-08-30 | ||||||
| JASON COLEY | HOLBROOK | NY | S66|2019-08-28 | ||||||
| JAMES KAUFMANN | HOLBROOK | NY | S63|1992-04-14|S65|2015-01-22 | ||||||
| CARTER HONEYCUTT | HOLBROOK | NY | S63|2013-01-23|S66|2018-03-31 | ||||||
| ARMANDO FERNANDEZ | HOLBROOK | NY | S63|1998-08-07|S65|2001-07-05 | ||||||
| RYAN RUSSO | HOLBROOK | NY | S63|2010-02-05|S65|2011-03-01 | ||||||
| SARAH MOORE | HOLBROOK | NY | S66|2020-11-23 | ||||||
| MICHAEL BALLIN | HOLBROOK | NY | S63|1987-03-06|S65|2005-01-29 | ||||||
| JAMES DALEY | HOLBROOK | NY | S66|2015-06-25 | ||||||
| MATTHEW GAUDE | HOLBROOK | NY | S66|2000-04-19 | ||||||
| WILLIAM RUSSO | HOLBROOK | NY | S63|1995-04-17 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-09/13/2010, AL-10/10/2003, AR-10/13/2006, AZ-04/18/2002, CA-09/16/2003, CO-07/31/2002, CT-04/18/2002, DC-12/12/2003, DE-12/08/2004, FL-04/18/2002, GA-10/10/2003, HI-03/16/2007, IA-11/03/2005, ID-03/27/2006, IL-04/18/2002, IN-10/21/2003, KS-01/24/2006, KY-07/11/2003, LA-02/08/2006, MA-07/31/2002, MD-08/23/2002, ME-08/30/2002, MI-08/15/2003, MN-03/05/2007, MO-01/24/2006, MS-07/24/2006, MT-12/12/2003, NC-11/03/2003, ND-11/09/2009, NE-09/04/2009, NH-03/03/2003, NJ-09/10/2001, NM-11/03/2009, NV-10/28/2005, NY-04/18/2002, OH-09/29/2003, OK-04/01/2011, OR-09/03/2003, PA-07/31/2002, PR-07/28/2014, RI-11/23/2009, SC-07/13/2006, SD-11/08/2010, TN-10/12/2003, TX-02/12/2002, UT-09/13/2010, VA-07/22/2003, VT-08/14/2003, WA-12/12/2003, WI-03/10/2005, WV-04/22/2002, WY-08/21/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV