TRIAD ADVISORS, LLC
Latest filing: Jul 03, 2024 (489 days ago)
AUM
$1,106,198,778
-51% change vs. 1 year ago
-7% change vs. 3 years ago
20% change vs. 5 years ago
-4% change vs. 10 years ago
Employee Count
2,530
55% change vs. 1 year ago
1306% change vs. 3 years ago
1171% change vs. 5 years ago
1306% change vs. 10 years ago
Main Office
ATLANTA, GA
2300 WINDY RIDGE PARKWAY, ATLANTA, GA, UNITED STATES, 30339
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.4 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,820 | $0.5 |
| Average Individual AUM | $188,800 | |
| HNW | 239 | $0.5 |
| Average HNW AUM | $2,148,234 | |
| Retail Total | 3,059 | $1.0 |
| Average Retail AUM | $341,891 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 47% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OSAIC WEALTH, INC. | $200.3 | broker-dealer | 23131 |
| SECURITIES AMERICA ADVISORS, INC. | $40.4 | 110518 | |
| AMERICAN PORTFOLIOS ADVISORS. INC | $13.1 | 112697 | |
| OSAIC ADVISORY SERVICES, LLC | $12.5 | 171070 | |
| ARBOR POINT ADVISORS, LLC | $6.9 | 165127 | |
| LADENBURG THALMANN ASSET MANAGEMENT INC | $5.6 | 108604 | |
| OSAIC INSTITUTIONS, INC. | $4.0 | broker-dealer | 35371 |
| BLACK DIAMOND FINANCIAL, LLC | $0.4 | 314622 | |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 18487 |
| VISION2020 WEALTH MANAGEMENT CORP. | $0.0 | 154149 | |
| LADENBURG THALMANN & CO. INC. | $0.0 | broker-dealer | 505 |
| HIGHLAND CAPITAL BROKERAGE | $0.0 | - | |
| PREMIER TRUST, INC. | $0.0 | trust company | - |
| OSAIC SERVICES, INC. | $0.0 | broker-dealer | 133763 |
| TRIAD INSURANCE, INC. | $0.0 | - | |
| SECURITIES AMERICA, INC. | $0.0 | broker-dealer | 10205 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
27 active
| Name | Title |
|---|---|
| ROSENTHAL, JEFFREY LIN | CEO/PRESIDENT AND DIRECTOR |
| BERLINSKI, MILTON RALPH | GENERAL PARTNER, GENERAL PARTNER, INVESTMENT MANAGER, MEMBER, TRUSTEE |
| PRICE, JAMES DALE | CHAIRMAN |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR |
| CORNICK, GREGORY ALLEN | DIRECTOR |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL |
| GERB, JASON | SVP, CHIEF REGULATORY OFFICER |
| CHAFFEE, HAROLD GERARD | VP, CHIEF COMPLIANCE OFFICER |
| NORTHRIP, IRYNA YAKOVLEVNA | SVP, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY |
ADVDB.CO • SOURCE: SEC
Representatives
102 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAY RISHEL | ATLANTA | GA | S63|2007-12-20 | CERTIFIED FINANCIAL PLANNER | |||||
| RANDALL MARTINEZ | ATLANTA | GA | S66|2005-08-18 | CERTIFIED FINANCIAL PLANNER | |||||
| RUTH OBRIEN | ATLANTA | GA | S63|1983-04-29|S65|2016-10-24 | ||||||
| ROBERT OVERMAN | ATLANTA | GA | S63|1986-01-31|S65|2009-11-23 | ||||||
| ANDREW PAYNE | ATLANTA | GA | S63|2005-08-08|S66|2007-01-18 | ||||||
| BECKY WALKER | ATLANTA | GA | S63|1991-03-20|S65|1999-10-14 | CERTIFIED FINANCIAL PLANNER | |||||
| DONNA LITTY | ATLANTA | GA | S63|1995-10-23|S65|2019-08-26 | ||||||
| DAVID HICKS | ATLANTA | GA | S63|1987-02-17|S65|2013-03-13 | ||||||
| STEPHANIE BOWENS | ATLANTA | GA | S63|1997-08-26|S65|1997-09-04 | ||||||
| ANDREW MORRIS | ATLANTA | GA | S63|2020-12-21|S65|2021-11-22 | ||||||
| FREDERICK TAYLOR | ATLANTA | GA | S63|1981-11-10 | ||||||
| JORY HEAD | ATLANTA | GA | S66|2017-08-31 | ||||||
| ERICA DUNBAR | ATLANTA | GA | S63|2004-08-25|S65|2009-09-28 | ||||||
| WILLIAM SANDEFUR | ATLANTA | GA | S63|1992-07-24|S65|2005-09-07 | ||||||
| ELLEN GALLAGHER | ATLANTA | GA | S63|1997-11-18|S65|1999-07-27 | CERTIFIED FINANCIAL PLANNER | |||||
| ALLISON SCHABERG | ATLANTA | GA | S63|1999-01-21|S65|2016-05-09 | ||||||
| JOHN PAYNE | ATLANTA | GA | S63|1986-01-31 | ||||||
| TRENTON WALSH | ATLANTA | GA | S66|2022-11-28 | ||||||
| GREGORY KALOSIEH | ATLANTA | GA | S66|2014-09-30 | ||||||
| JAMES WADE | ATLANTA | GA | S63|2005-03-30|S66|2006-12-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| GA, AK-08/15/2014, AL-03/29/1999, AR-03/17/2009, AZ-04/20/1999, CA-12/08/1998, CO-06/15/2000, CT-03/05/1999, DC-03/19/2001, DE-08/07/2003, FL-04/28/1998, GA-04/28/1998, HI-08/15/2014, IA-11/06/2006, ID-03/17/2009, IL-06/09/1998, IN-02/28/2001, KS-03/17/2009, KY-02/28/2001, LA-10/18/2001, MA-09/05/2003, MD-02/02/1999, ME-10/04/2006, MI-11/20/2000, MN-06/23/2001, MO-06/09/1998, MS-11/17/2000, MT-03/17/2009, NC-02/28/2001, ND-03/17/2009, NE-12/01/1998, NH-03/02/2000, NJ-11/17/2000, NM-03/17/2009, NV-12/31/1998, NY-06/15/2000, OH-01/01/2000, OK-11/29/2000, OR-03/19/2001, PA-03/17/2009, PR-10/04/2006, RI-05/04/2006, SC-05/18/2000, SD-03/18/2009, TN-08/11/2000, TX-09/30/1998, UT-06/15/2007, VA-02/01/1999, VI-03/17/2009, VT-02/16/2000, WA-03/19/2001, WI-06/17/1998, WV-07/12/2006, WY-03/28/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV