OSAIC ADVISORY SERVICES, LLC

Latest filing: Jun 09, 2025 (101 days ago)
View on IAPD
Adviser Website

AUM

$12,469,688,882
152% change vs. 1 year ago
141% change vs. 3 years ago
305% change vs. 5 years ago
10000% change vs. 10 years ago

Employee Count

2,594
0% change vs. 1 year ago
27% change vs. 3 years ago
2848% change vs. 5 years ago
10000% change vs. 10 years ago

Main Office

ATLANTA, GA
2300 WINDY RIDGE PARKWAY, ATLANTA, GA, UNITED STATES, 30339

Client AUM

Discretion AUM
Discretionary $12.0
Non-Discretionary $0.4
Total $12.5
Client AUM
Retail $12.1
Pooled $0.0
Institutional $0.4
Total $12.5
Retail Accounts AUM
Individual 24,896 $5.6
Average Individual AUM $225,143
HNW 2,890 $6.5
Average HNW AUM $2,235,491
Retail Total 27,786 $12.1
Average Retail AUM $434,237

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $2.7
FIDELITY BROKERAGE SERVICES LLC SMITHFIELD-RI-USA $2.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $12.5
Retail SMA AUM $12.1
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 65% $8.1
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.2
Municipal 1% $0.1
Sovereign 0% $0.0
IG Credit 2% $0.2
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 27% $3.4
Other Pools 0% $0.0
Cash 3% $0.4
Other 0% $0.0
Total 100% $12.5

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
OSAIC WEALTH, INC. $200.3 broker-dealer 23131
SECURITIES AMERICA ADVISORS, INC. $40.4 110518
AMERICAN PORTFOLIOS ADVISORS. INC $13.1 112697
ARBOR POINT ADVISORS, LLC $6.9 165127
LADENBURG THALMANN ASSET MANAGEMENT INC $5.6 108604
OSAIC INSTITUTIONS, INC. $4.0 broker-dealer 35371
TRIAD ADVISORS, LLC $1.1 broker-dealer 25803
BLACK DIAMOND FINANCIAL, LLC $0.4 314622
TRIAD INSURANCE, INC. $0.0 -
PREMIER TRUST, INC. $0.0 trust company -
HIGHLAND CAPITAL BROKERAGE INC $0.0 -
LADENBURG THALMANN & CO. INC. $0.0 broker-dealer 505
VISION2020 WEALTH MANAGEMENT CORP. $0.0 154149
SECURITIES AMERICA, INC. $0.0 broker-dealer 10205
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. $0.0 broker-dealer 18487
OSAIC SERVICES, INC. $0.0 broker-dealer 133763

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

25 active

Name Title
REHN, AMY, R CHIEF OPERATING OFFICER
BERLINSKI, MILTON, RALPH MEMBER, GENERAL PARTNER, INVESTMENT MANAGER, TRUSTEE, GENERAL PARTNER
PRICE, JAMES, DALE CHAIRMAN
SCHMIDT, DAVID, ANDREW TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL
SCHLUETER, MATTHEW, ADAM EXECUTIVE VICE PRESIDENT
NORTHRIP, IRYNA, YAKOVLEVNA SVP, CHIEF COMPLIANCE OFFICER
SWENSON, EDWARD, CHRISTY PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

147 active representatives found, showing 20 random

Name City State Exams Designations
MARY DILL ATLANTA GA S66|2004-09-14 CHARTERED FINANCIAL CONSULTANT
TYLER SAILE ATLANTA GA S65|2017-12-14|S63|2016-07-29 CERTIFIED FINANCIAL PLANNER
NEAL SHIELDS ATLANTA GA S66|2013-07-12
MONICA NARVAEZ ATLANTA GA S63|1988-02-06|S65|1997-09-30 CERTIFIED FINANCIAL PLANNER
DAVID HUDSON ATLANTA GA S63|2003-06-12 PERSONAL FINANCIAL SPECIALIST
JOSEPH LYONS ATLANTA GA S63|1997-07-31|S65|1998-07-15 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
ELINA CANNON ATLANTA GA CHARTERED FINANCIAL ANALYST
PATRICK RUSCH ATLANTA GA S66|2010-06-17 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
ROBERTA DAUGHERTY ATLANTA GA S66|2002-05-10 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
CORY UNDERWOOD ATLANTA GA S63|2004-06-16|S65|2004-07-12 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
KIM JAMES ATLANTA GA S63|1997-07-31|S65|1997-09-30 CERTIFIED FINANCIAL PLANNER|PERSONAL FINANCIAL SPECIALIST
ANTWONE HARRIS ATLANTA GA S66|2003-05-06 CERTIFIED FINANCIAL PLANNER
CHRISTOPHER BUSH ATLANTA GA S63|2013-02-23|S65|2023-02-11
DEBORAH JOHNSON ATLANTA GA S66|2015-02-19
DANIEL HEAD ATLANTA GA S63|1981-12-17|S66|2013-11-04
HEATHER BUCKRIDGE ATLANTA GA S66|2012-08-03|S65|2015-05-06|S63|2020-12-14 CERTIFIED FINANCIAL PLANNER
ANU SHARMA ATLANTA GA S66|2016-07-11
ROBERT HAMM ATLANTA GA S66|2015-08-14
RYAN JOTKOFF ATLANTA GA S66|2015-03-22 CERTIFIED FINANCIAL PLANNER
JACK JONES ATLANTA GA S63|1994-09-22|S65|2000-07-11 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-08-01 $12.5 $0.0 0% 2,594 0 0%
2025-04-21 $12.5 $0.0 0% 2,594 0 0%
2024-04-02 $4.9 $7.5 152% 2,582 12 0%
2023-04-04 $4.6 $7.8 169% 1,748 846 48%
2022-04-01 $5.2 $7.3 141% 2,037 557 27%
2021-04-05 $3.8 $8.7 228% 1,828 766 42%
2020-04-01 $3.1 $9.4 305% 88 2,506 2848%
2019-04-01 $1.5 $11.0 750% 56 2,538 4532%
2018-04-02 $0.7 $11.8 1723% 29 2,565 8845%
2017-04-01 $0.5 $11.9 2201% 24 2,570 10708%
2016-04-01 $0.1 $12.3 9178% 22 2,572 11691%
2015-04-01 $0.0 $12.4 32780% 12 2,582 21517%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
GA, AK-10/17/2019, AL-07/17/2014, AR-11/04/2014, AZ-11/04/2014, CA-07/17/2014, CO-07/17/2014, CT-11/04/2014, DC-01/05/2017, DE-01/15/2016, FL-07/17/2014, GA-07/17/2014, HI-03/28/2019, IA-06/14/2018, ID-06/24/2016, IL-07/17/2014, IN-07/17/2014, KS-07/29/2016, KY-07/17/2014, LA-11/04/2014, MA-07/17/2014, MD-07/17/2014, ME-02/05/2016, MI-02/05/2016, MN-11/17/2014, MO-11/04/2014, MS-01/15/2016, MT-05/03/2019, NC-07/17/2014, ND-06/15/2020, NE-11/04/2019, NH-02/05/2016, NJ-08/01/2014, NM-07/01/2016, NV-12/05/2014, NY-11/04/2014, OH-07/17/2014, OK-05/03/2019, OR-05/27/2016, PA-07/17/2014, PR-03/30/2021, RI-06/08/2018, SC-07/17/2014, SD-01/05/2015, TN-07/17/2014, TX-07/17/2014, UT-06/24/2016, VA-07/17/2014, VI-05/03/2019, VT-05/27/2016, WA-01/05/2016, WI-01/05/2015, WV-05/27/2016, WY-11/10/2020
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV