OSAIC ADVISORY SERVICES, LLC

Latest filing: Jun 09, 2025 (148 days ago)

View on IAPD

Adviser Website

AUM

$12,469,688,882

152% change vs. 1 year ago

141% change vs. 3 years ago

305% change vs. 5 years ago

10000% change vs. 10 years ago

Employee Count

2,594

0% change vs. 1 year ago

27% change vs. 3 years ago

2848% change vs. 5 years ago

10000% change vs. 10 years ago

Main Office

ATLANTA, GA

2300 WINDY RIDGE PARKWAY, ATLANTA, GA, UNITED STATES, 30339

Client AUM

Discretion	AUM
Discretionary	$12.0
Non-Discretionary	$0.4
Total	$12.5

Client	AUM
Retail	$12.1
Pooled	$0.0
Institutional	$0.4
Total	$12.5

Retail	Accounts	AUM
Individual	24,896	$5.6
Average Individual AUM		$225,143
HNW	2,890	$6.5
Average HNW AUM		$2,235,491
Retail Total	27,786	$12.1
Average Retail AUM		$434,237

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$2.7
FIDELITY BROKERAGE SERVICES LLC	SMITHFIELD-RI-USA	$2.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$12.5
Retail SMA AUM	$12.1
Institutional SMA AUM	$0.4

Asset Class	%	AUM
Equity Exch	65%	$8.1
Equity Non-Exch	0%	$0.0
Govt Agency	2%	$0.2
Municipal	1%	$0.1
Sovereign	0%	$0.0
IG Credit	2%	$0.2
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	27%	$3.4
Other Pools	0%	$0.0
Cash	3%	$0.4
Other	0%	$0.0
Total	100%	$12.5

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
OSAIC WEALTH, INC.	$200.3	broker-dealer	23131
SECURITIES AMERICA ADVISORS, INC.	$40.4		110518
AMERICAN PORTFOLIOS ADVISORS. INC	$13.1		112697
ARBOR POINT ADVISORS, LLC	$6.9		165127
LADENBURG THALMANN ASSET MANAGEMENT INC	$5.6		108604
OSAIC INSTITUTIONS, INC.	$4.0	broker-dealer	35371
TRIAD ADVISORS, LLC	$1.1	broker-dealer	25803
BLACK DIAMOND FINANCIAL, LLC	$0.4		314622
TRIAD INSURANCE, INC.	$0.0		-
PREMIER TRUST, INC.	$0.0	trust company	-
HIGHLAND CAPITAL BROKERAGE INC	$0.0		-
LADENBURG THALMANN & CO. INC.	$0.0	broker-dealer	505
VISION2020 WEALTH MANAGEMENT CORP.	$0.0		154149
SECURITIES AMERICA, INC.	$0.0	broker-dealer	10205
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	$0.0	broker-dealer	18487
OSAIC SERVICES, INC.	$0.0	broker-dealer	133763

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

25 active

Name	Title
REHN, AMY, R IAPD Broker	CHIEF OPERATING OFFICER
BERLINSKI, MILTON, RALPH IAPD Broker	MEMBER, GENERAL PARTNER, INVESTMENT MANAGER, TRUSTEE, GENERAL PARTNER
PRICE, JAMES, DALE IAPD Broker	CHAIRMAN
SCHMIDT, DAVID, ANDREW IAPD Broker	TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL
SCHLUETER, MATTHEW, ADAM IAPD Broker	EXECUTIVE VICE PRESIDENT
NORTHRIP, IRYNA, YAKOVLEVNA IAPD Broker	SVP, CHIEF COMPLIANCE OFFICER
SWENSON, EDWARD, CHRISTY IAPD Broker	PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

147 active representatives found, showing 20 random

Name	City	State	Exams	Designations
BRENDAN DONLEVY	ATLANTA	GA	S66\|2023-11-13
ALEXIS ZUCCARO	ATLANTA	GA	S66\|2015-10-09
DAVID MICHALK	ATLANTA	GA	S63\|1997-12-20\|S66\|2002-12-21	CHARTERED FINANCIAL CONSULTANT
RYAN JOTKOFF	ATLANTA	GA	S66\|2015-03-22	CERTIFIED FINANCIAL PLANNER
ANTWONE HARRIS	ATLANTA	GA	S66\|2003-05-06	CERTIFIED FINANCIAL PLANNER
ROBERT HAMM	ATLANTA	GA	S63\|1986-09-17\|S65\|2005-12-13
MONICA NARVAEZ	ATLANTA	GA	S63\|1988-02-06\|S65\|1997-09-30	CERTIFIED FINANCIAL PLANNER
VALERIE ROQUE	ATLANTA	GA	S66\|2018-02-28	CERTIFIED FINANCIAL PLANNER
CECILE HULT	ATLANTA	GA	S66\|2009-06-06	CERTIFIED FINANCIAL PLANNER
BRETT BOLLAERT	ATLANTA	GA	S66\|2023-04-03
JAMES KAMPSTRA	ATLANTA	GA	S66\|2010-03-31	CERTIFIED FINANCIAL PLANNER
JEREMY FORTIN	ATLANTA	GA	S66\|2013-04-18
DEVIN VOORHEES	ATLANTA	GA	S66\|2022-08-02
MICHAEL PARROTT	ATLANTA	GA	S66\|2015-11-03	CERTIFIED FINANCIAL PLANNER
ERIC ASHBURN	ATLANTA	GA	S63\|2017-08-23\|S66\|2014-08-15	CERTIFIED FINANCIAL PLANNER
LESTER JONES	ATLANTA	GA	S63\|1994-10-31\|S65\|2017-11-20
PATRICK RUSCH	ATLANTA	GA	S66\|2010-06-17	CERTIFIED FINANCIAL PLANNER\|CHARTERED FINANCIAL CONSULTANT
WAYNE LOGUE	ATLANTA	GA	S63\|1982-09-28	CERTIFIED FINANCIAL PLANNER
KATHRYN OSWALD	ATLANTA	GA	S63\|2001-12-19\|S66\|2006-12-29	CERTIFIED FINANCIAL PLANNER
DEBORAH JOHNSON	ATLANTA	GA	S66\|2015-02-19

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-08-01	$12.5	$0.0	0%	2,594	0	0%
2025-04-21	$12.5	$0.0	0%	2,594	0	0%
2024-04-02	$4.9	$7.5	152%	2,582	12	0%
2023-04-04	$4.6	$7.8	169%	1,748	846	48%
2022-04-01	$5.2	$7.3	141%	2,037	557	27%
2021-04-05	$3.8	$8.7	228%	1,828	766	42%
2020-04-01	$3.1	$9.4	305%	88	2,506	2848%
2019-04-01	$1.5	$11.0	750%	56	2,538	4532%
2018-04-02	$0.7	$11.8	1723%	29	2,565	8845%
2017-04-01	$0.5	$11.9	2201%	24	2,570	10708%
2016-04-01	$0.1	$12.3	9178%	22	2,572	11691%
2015-04-01	$0.0	$12.4	32780%	12	2,582	21517%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

GA, AK-10/17/2019, AL-07/17/2014, AR-11/04/2014, AZ-11/04/2014, CA-07/17/2014, CO-07/17/2014, CT-11/04/2014, DC-01/05/2017, DE-01/15/2016, FL-07/17/2014, GA-07/17/2014, HI-03/28/2019, IA-06/14/2018, ID-06/24/2016, IL-07/17/2014, IN-07/17/2014, KS-07/29/2016, KY-07/17/2014, LA-11/04/2014, MA-07/17/2014, MD-07/17/2014, ME-02/05/2016, MI-02/05/2016, MN-11/17/2014, MO-11/04/2014, MS-01/15/2016, MT-05/03/2019, NC-07/17/2014, ND-06/15/2020, NE-11/04/2019, NH-02/05/2016, NJ-08/01/2014, NM-07/01/2016, NV-12/05/2014, NY-11/04/2014, OH-07/17/2014, OK-05/03/2019, OR-05/27/2016, PA-07/17/2014, PR-03/30/2021, RI-06/08/2018, SC-07/17/2014, SD-01/05/2015, TN-07/17/2014, TX-07/17/2014, UT-06/24/2016, VA-07/17/2014, VI-05/03/2019, VT-05/27/2016, WA-01/05/2016, WI-01/05/2015, WV-05/27/2016, WY-11/10/2020

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV