AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 47 | $0.0 |
| Average Individual AUM | $351,856 | |
| HNW | 28 | $0.2 |
| Average HNW AUM | $7,626,534 | |
| Retail Total | 75 | $0.2 |
| Average Retail AUM | $3,067,736 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 12% | $0.0 |
| Sovereign | 1% | $0.0 |
| IG Credit | 4% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 38% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OSAIC WEALTH, INC. | $200.3 | broker-dealer | 23131 |
| SECURITIES AMERICA ADVISORS, INC. | $40.4 | 110518 | |
| AMERICAN PORTFOLIOS ADVISORS. INC | $13.1 | 112697 | |
| OSAIC ADVISORY SERVICES, LLC | $12.5 | 171070 | |
| ARBOR POINT ADVISORS, LLC | $6.9 | 165127 | |
| LADENBURG THALMANN ASSET MANAGEMENT INC | $5.6 | 108604 | |
| OSAIC INSTITUTIONS, INC. | $4.0 | broker-dealer | 35371 |
| TRIAD ADVISORS, LLC | $1.1 | broker-dealer | 25803 |
| LADENBURG THALMANN & CO. INC. | $0.0 | broker-dealer | 505 |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 18487 |
| SECURITIES AMERICA, INC. | $0.0 | broker-dealer | 10205 |
| PREMIER TRUST, INC. | $0.0 | trust company | - |
| HIGHLAND CAPITAL BROKERAGE | $0.0 | - | |
| OSAIC SERVICES, INC. | $0.0 | broker-dealer | 133763 |
| VISION2020 WEALTH MANAGEMENT CORP. | $0.0 | 154149 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.2 | 83% | 2 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.1 | 49% | 2 | 0 | 0% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA-03/27/2023, FL-04/01/2025, GA-04/01/2025, IL-04/08/2025, MD-04/01/2025, NC-04/01/2025, NJ-06/25/2021, NV-03/29/2024, NY-06/25/2021, VT-04/01/2025 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV