ARBOR POINT ADVISORS

Latest filing: Aug 26, 2024 (435 days ago)
View on IAPD
Adviser Website

AUM

$6,929,575,682
8% change vs. 1 year ago
-5% change vs. 3 years ago
223% change vs. 5 years ago
10000% change vs. 10 years ago

Employee Count

2,643
43% change vs. 1 year ago
34% change vs. 3 years ago
2742% change vs. 5 years ago
10000% change vs. 10 years ago

Main Office

LAVISTA, NE
12325 PORT GRACE BLVD., LAVISTA, NE, UNITED STATES, 68128

Client AUM

Discretion AUM
Discretionary $6.9
Non-Discretionary $0.0
Total $6.9
Client AUM
Retail $6.7
Pooled $0.0
Institutional $0.2
Total $6.9
Retail Accounts AUM
Individual 15,511 $3.3
Average Individual AUM $213,333
HNW 1,564 $3.4
Average HNW AUM $2,185,226
Retail Total 17,075 $6.7
Average Retail AUM $393,950

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $6.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $6.9
Retail SMA AUM $6.7
Institutional SMA AUM $0.2
Asset Class % AUM
Equity Exch 45% $3.1
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.1
Municipal 1% $0.1
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 48% $3.3
Other Pools 0% $0.0
Cash 4% $0.3
Other 0% $0.0
Total 100% $6.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
OSAIC WEALTH, INC. $200.3 broker-dealer 23131
SECURITIES AMERICA ADVISORS, INC. $40.4 110518
AMERICAN PORTFOLIOS ADVISORS. INC $13.1 112697
OSAIC ADVISORY SERVICES, LLC $12.5 171070
LADENBURG THALMANN ASSET MANAGEMENT INC $5.6 108604
OSAIC INSTITUTIONS, INC. $4.0 broker-dealer 35371
TRIAD ADVISORS, LLC $1.1 broker-dealer 25803
BLACK DIAMOND FINANCIAL, LLC $0.4 314622
SECURITIES AMERICA, INC. $0.0 broker-dealer 10205
PREMIER TRUST, INC. $0.0 trust company -
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. $0.0 broker-dealer 18487
LADENBURG THALMANN & CO. INC. $0.0 broker-dealer 505
VISION2020 WEALTH MANAGEMENT CORP. $0.0 154149
OSAIC SERVICES, INC. $0.0 broker-dealer 133763
HIGHLAND CAPITAL BROKERAGE $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

25 active

Name Title
SCHLUETER, MATTHEW, ADAM EXECUTIVE VICE PRESIDENT
BERLINSKI, MILTON, RALPH TRUSTEE, GENERAL PARTNER, MEMBER, INVESTMENT MEMBER
CORNICK, GREGORY, ALLEN DIRECTOR
FORD, ERINN, JUNE DIRECTOR, INTERIM CHAIRMAN
SCHMIDT, DAVID, MARTIN TREASURER
NORTHRIP, IRYNA, YAKOVLEVNA SVP, CHIEF COMPLIANCE OFFICER
REHN, AMY, R CHIEF OPERATING OFFICER
SWENSON, EDWARD, CHRISTY PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

133 active representatives found, showing 20 random

Name City State Exams Designations
TIMOTHY INGALLS LAVISTA NE S63|2000-04-19|S66|2010-12-11
CLAYTON MCKENZIE LAVISTA NE S66|2020-02-09 CERTIFIED FINANCIAL PLANNER
CAROLE ROMINGER LAVISTA NE S63|1997-03-14|S65|1998-08-05
CINDY GLEASON LAVISTA NE S63|1990-10-29 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
BRIAN JOHNSON LAVISTA NE S66|2020-05-07
JOSEPH GIBBONS LAVISTA NE S66|2017-02-20
DEAN MCKENZIE LAVISTA NE S63|1996-09-07|S66|2009-08-06
HARVEY BRODE LAVISTA NE S63|1984-03-19 CHARTERED FINANCIAL CONSULTANT
GREGORY AYNESWORTH LAVISTA NE S63|1993-02-25|S65|1998-10-05 CERTIFIED FINANCIAL PLANNER
BLAKE BAILEY LAVISTA NE S66|2021-11-08
PAUL GUGGER LAVISTA NE S66|2001-07-10
MAGGIE GUENTER LAVISTA NE S66|2020-10-29
MARISSA HAMMERSTROM LAVISTA NE S63|2018-06-11|S65|2019-05-20 CERTIFIED FINANCIAL PLANNER
STEVEN MORGAN LAVISTA NE S66|2012-02-13
MATTHEW PULSIPHER LAVISTA NE S63|2000-12-14|S65|2004-10-22
DANIEL WARNKE LAVISTA NE S63|1991-03-25|S66|2004-06-30
RAVI KAHAN LAVISTA NE S66|2009-11-13
KARIN HEMSTOCK LAVISTA NE S66|2023-03-21
MATTHEW BRAND LAVISTA NE S63|2006-05-30|S66|2008-04-03
DOUGLAS JOHNSON LAVISTA NE S66|2010-09-07

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NE, AK-01/02/2015, AL-11/15/2013, AR-06/04/2014, AZ-06/04/2014, CA-06/27/2013, CO-06/27/2013, CT-07/01/2014, DC-01/02/2015, DE-01/02/2015, FL-06/28/2013, GA-01/20/2014, HI-06/27/2013, IA-01/16/2014, ID-01/02/2015, IL-12/17/2013, IN-01/02/2015, KS-06/04/2014, KY-06/27/2013, LA-01/16/2014, MA-06/04/2014, MD-01/02/2015, ME-01/02/2015, MI-03/14/2013, MN-06/04/2014, MO-03/26/2013, MS-03/14/2013, MT-06/04/2014, NC-01/02/2015, ND-01/02/2015, NE-09/28/2012, NH-01/02/2015, NJ-04/09/2013, NM-06/27/2013, NV-01/02/2015, NY-06/04/2014, OH-09/11/2014, OK-06/04/2014, OR-06/27/2013, PA-06/04/2014, PR-01/02/2015, RI-05/06/2014, SC-03/14/2013, SD-06/04/2014, TN-06/04/2014, TX-03/14/2013, UT-06/04/2014, VA-06/04/2014, VI-03/29/2018, VT-01/02/2015, WA-06/27/2013, WI-06/04/2014, WV-01/02/2015, WY-08/16/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV