ARBOR POINT ADVISORS

Latest filing: Aug 26, 2024 (341 days ago)

View on IAPD

Adviser Website

AUM

$6,929,575,682

8% change vs. 1 year ago

-5% change vs. 3 years ago

223% change vs. 5 years ago

10000% change vs. 10 years ago

Employee Count

2,643

43% change vs. 1 year ago

34% change vs. 3 years ago

2742% change vs. 5 years ago

10000% change vs. 10 years ago

Main Office

LAVISTA, NE

12325 PORT GRACE BLVD., LAVISTA, NE, UNITED STATES, 68128

Client AUM

Discretion	AUM
Discretionary	$6.9
Non-Discretionary	$0.0
Total	$6.9

Client	AUM
Retail	$6.7
Pooled	$0.0
Institutional	$0.2
Total	$6.9

Retail	Accounts	AUM
Individual	15,511	$3.3
Average Individual AUM		$213,333
HNW	1,564	$3.4
Average HNW AUM		$2,185,226
Retail Total	17,075	$6.7
Average Retail AUM		$393,950

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$6.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$6.9
Retail SMA AUM	$6.7
Institutional SMA AUM	$0.2

Asset Class	%	AUM
Equity Exch	45%	$3.1
Equity Non-Exch	0%	$0.0
Govt Agency	2%	$0.1
Municipal	1%	$0.1
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	48%	$3.3
Other Pools	0%	$0.0
Cash	4%	$0.3
Other	0%	$0.0
Total	100%	$6.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
OSAIC WEALTH, INC.	$200.3	broker-dealer	23131
SECURITIES AMERICA ADVISORS, INC.	$40.4		110518
AMERICAN PORTFOLIOS ADVISORS. INC	$13.1		112697
OSAIC ADVISORY SERVICES, LLC	$12.5		171070
LADENBURG THALMANN ASSET MANAGEMENT INC	$5.6		108604
OSAIC INSTITUTIONS, INC.	$4.0	broker-dealer	35371
TRIAD ADVISORS, LLC	$1.1	broker-dealer	25803
BLACK DIAMOND FINANCIAL, LLC	$0.4		314622
SECURITIES AMERICA, INC.	$0.0	broker-dealer	10205
PREMIER TRUST, INC.	$0.0	trust company	-
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	$0.0	broker-dealer	18487
LADENBURG THALMANN & CO. INC.	$0.0	broker-dealer	505
VISION2020 WEALTH MANAGEMENT CORP.	$0.0		154149
OSAIC SERVICES, INC.	$0.0	broker-dealer	133763
HIGHLAND CAPITAL BROKERAGE	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

25 active

Name	Title
SCHLUETER, MATTHEW, ADAM IAPD Broker	EXECUTIVE VICE PRESIDENT
BERLINSKI, MILTON, RALPH IAPD Broker	TRUSTEE, GENERAL PARTNER, MEMBER, INVESTMENT MEMBER
CORNICK, GREGORY, ALLEN IAPD Broker	DIRECTOR
FORD, ERINN, JUNE IAPD Broker	DIRECTOR, INTERIM CHAIRMAN
SCHMIDT, DAVID, MARTIN IAPD Broker	TREASURER
NORTHRIP, IRYNA, YAKOVLEVNA IAPD Broker	SVP, CHIEF COMPLIANCE OFFICER
REHN, AMY, R IAPD Broker	CHIEF OPERATING OFFICER
SWENSON, EDWARD, CHRISTY IAPD Broker	PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

133 active representatives found, showing 20 random

Name	City	State	Exams	Designations
STEPHANIE SLAPPENDEL-MODEAN	LAVISTA	NE	S65\|2014-03-24\|S63\|2023-01-14
WILLIAM WEBB	LAVISTA	NE	S63\|1992-11-23\|S65\|1993-04-05
AMANDA HARRELSON	LAVISTA	NE	S63\|2005-11-16\|S66\|2010-12-30	CHARTERED FINANCIAL CONSULTANT
ANDRE SELFA	LAVISTA	NE	S63\|2012-08-04\|S66\|2013-02-19
JEROD PATTERSON	LAVISTA	NE	S66\|2022-08-21
CHRISTOPHER SHERER	LAVISTA	NE	S63\|1992-10-28\|S65\|2021-07-14
MICHAEL WILKERSON	LAVISTA	NE	S63\|1998-11-10\|S65\|2011-05-10	CERTIFIED FINANCIAL PLANNER
AMY CLARK	LAVISTA	NE	S63\|2016-09-12\|S66\|2020-10-30
RICHARD ANDERSON	LAVISTA	NE
JULIE COOMBS	LAVISTA	NE	S63\|2005-05-20	CERTIFIED FINANCIAL PLANNER
STEPHEN JACKSON	LAVISTA	NE	S63\|1990-06-22\|S65\|1999-06-28
BLAKE BAILEY	LAVISTA	NE	S66\|2021-11-08
MICHELLE DREWRY	LAVISTA	NE	S63\|1997-03-27\|S66\|2006-04-20
MICHAEL GALLION	LAVISTA	NE	S66\|2007-06-19	CERTIFIED FINANCIAL PLANNER
PRESTON YOST	LAVISTA	NE	S65\|2021-04-23\|S63\|2023-03-31
DAVID DOORNEWEERD	LAVISTA	NE	S66\|1999-04-30	CERTIFIED FINANCIAL PLANNER
DANIEL BONDER	LAVISTA	NE	S63\|1994-08-01	CERTIFIED FINANCIAL PLANNER
RAVI KAHAN	LAVISTA	NE	S66\|2009-11-13
RONALD KLIMAS	LAVISTA	NE	S63\|1998-03-24\|S65\|1995-08-15
CASSIE BLAZEVSKI	LAVISTA	NE	S63\|2013-11-07\|S65\|2018-03-24

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NE, AK-01/02/2015, AL-11/15/2013, AR-06/04/2014, AZ-06/04/2014, CA-06/27/2013, CO-06/27/2013, CT-07/01/2014, DC-01/02/2015, DE-01/02/2015, FL-06/28/2013, GA-01/20/2014, HI-06/27/2013, IA-01/16/2014, ID-01/02/2015, IL-12/17/2013, IN-01/02/2015, KS-06/04/2014, KY-06/27/2013, LA-01/16/2014, MA-06/04/2014, MD-01/02/2015, ME-01/02/2015, MI-03/14/2013, MN-06/04/2014, MO-03/26/2013, MS-03/14/2013, MT-06/04/2014, NC-01/02/2015, ND-01/02/2015, NE-09/28/2012, NH-01/02/2015, NJ-04/09/2013, NM-06/27/2013, NV-01/02/2015, NY-06/04/2014, OH-09/11/2014, OK-06/04/2014, OR-06/27/2013, PA-06/04/2014, PR-01/02/2015, RI-05/06/2014, SC-03/14/2013, SD-06/04/2014, TN-06/04/2014, TX-03/14/2013, UT-06/04/2014, VA-06/04/2014, VI-03/29/2018, VT-01/02/2015, WA-06/27/2013, WI-06/04/2014, WV-01/02/2015, WY-08/16/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV