DWS INVESTMENTS HONG KONG LIMITED
Latest filing: Jul 11, 2025 (115 days ago)
AUM
$2,407,874,328
-30% change vs. 1 year ago
-72% change vs. 3 years ago
-70% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
66
-7% change vs. 1 year ago
-7% change vs. 3 years ago
-19% change vs. 5 years ago
288% change vs. 10 years ago
Main Office
HONG KONG,
60/F INTERNATIONAL COMMERCE CENTRE, HONG KONG, , CHINA
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.4 |
| Non-Discretionary | $0.0 |
| Total | $2.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.8 |
| Institutional | $0.6 |
| Total | $2.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE BANK, N.A. | CENTRAL--HKG | $0.4 |
| THE BANK OF NEW YORK MELLON | SINGAPORE--SGP | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 34% | $0.2 |
| IG Credit | 29% | $0.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 2% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 34% | $0.2 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $193.1 | 104518 | |
| DWS INTERNATIONAL GMBH | $178.5 | 105075 | |
| RREEF AMERICA L.L.C. | $29.5 | 109596 | |
| DWS ALTERNATIVES GLOBAL LIMITED | $16.6 | 139526 | |
| DWS INVESTMENTS AUSTRALIA LIMITED | $1.4 | 109112 | |
| DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG AMSTERDAM BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.A.E. | $0.0 | trust company | - |
| DWS FAR EASTERN INVESTMENTS LIMITED | $0.0 | - | |
| DEUTSCHE BANK SECURITIES INC. | $0.0 | broker-dealer | 2525 |
| DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH | $0.0 | trust company | - |
| DEUTSCHE SECURITIES SAUDI ARABIA LLC | $0.0 | trust company | - |
| DWS INVESTMENT S.A. | $0.0 | 300838 | |
| DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNÍ SLOZKA | $0.0 | trust company | - |
| DEUTSCHE BANK AG BANGKOK BRANCH | $0.0 | trust company | - |
| DEUTSCHE SECURITIES ASIA LIMITED | $0.0 | broker-dealer | - |
| DEUTSCHE BANK AG, LONDON BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG JAKARTA BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK TRUST COMPANY AMERICAS | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL) | $0.0 | trust company | - |
| DWS INVESTMENTS SINGAPORE LIMITED | $0.0 | - | |
| DEUTSCHE BANK (MALAYSIA) BERHAD | $0.0 | trust company | - |
| DEUTSCHE BANK AG, FRANKFURT | $0.0 | trust company | - |
| DWS INVESTMENTS JAPAN LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG, NEW YORK BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.A. - BANCO ALEMÃO | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE) | $0.0 | trust company | - |
| DEUTSCHE BANK A.S. | $0.0 | trust company | - |
| DEUTSCHE BANK AG, KARACHI BRANCH | $0.0 | trust company | - |
| DWS ASSET MANAGEMENT (KOREA) COMPANY LIMITED | $0.0 | - | |
| DEUTSCHE SECURITIES AND SERVICES, DUBAI | $0.0 | trust company | - |
| DEUTSCHE BANK AG, SEOUL BRANCH | $0.0 | trust company | - |
| DWS INVESTMENTS UK LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG MANILA BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
| DWS INVESTMENT GMBH | $0.0 | - | |
| DEUTSCHE BANK AG, HONG KONG BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, SINGAPORE BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK, LONDON BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, MUMBAI BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, COLOMBO BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.P.A. | $0.0 | trust company | - |
| DEUTSCHE BANK AG HUNGARY BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG TAIPEI BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK POLSKA S.A. | $0.0 | trust company | - |
| DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM) | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| SCHOEPPL-JOST, ELKE | DIRECTOR / REGIONAL INVESTMENT HEAD APAC |
| WONG, SUSANNA, N.Y. | REGIONAL HEAD OF LEGAL APAC |
| MURFIN, SIMON, JOHN | DIRECTOR / CHIEF OPERATING OFFICER APAC |
| PIDDEN, ANDREW, FREDERICK PETER | DIRECTOR / GLOBAL HEAD OF INVESTMENTS SUSTAINABLE INVESTMENTS |
| WONG, CHUN MUI, JOJO | CHIEF COMPLIANCE OFFICER / REGIONAL HEAD OF AFC & COMPLIANCE APAC |
| LOK, WENDY, WAI NG | DIRECTOR / CHIEF OPERATING OFFICER HONG KONG |
| WANG, VANESSA | DIRECTOR / HEAD OF CLIENT COVERAGE, APAC / HEAD OF ASIA PACIFIC |
| TOH, LORRAINE LAY HOON | DIRECTOR |
| CHAN, MACY, LAI KWAN | DIRECTOR / CHIEF FINANCIAL OFFICER APAC |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $2.4 | $0.0 | 0% | 66 | 0 | 0% |
| 2025-04-21 | $2.4 | $0.0 | 0% | 66 | 0 | 0% |
| 2024-04-02 | $3.5 | -$1.0 | -30% | 71 | -5 | -7% |
| 2023-04-04 | $6.3 | -$3.9 | -62% | 79 | -13 | -16% |
| 2022-04-01 | $8.5 | -$6.1 | -72% | 71 | -5 | -7% |
| 2021-04-05 | $9.0 | -$6.6 | -73% | 70 | -4 | -6% |
| 2020-04-01 | $7.9 | -$5.5 | -70% | 81 | -15 | -19% |
| 2019-04-01 | $4.9 | -$2.5 | -50% | 72 | -6 | -8% |
| 2018-04-02 | $4.4 | -$2.0 | -45% | 54 | 12 | 22% |
| 2017-04-01 | $2.7 | -$0.3 | -10% | 43 | 23 | 53% |
| 2016-04-01 | $0.0 | $2.4 | 118514% | 25 | 41 | 164% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 17 | 49 | 288% |
| 2014-04-01 | $1.4 | $1.0 | 75% | 12 | 54 | 450% |
| 2013-04-01 | $1.7 | $0.7 | 41% | 9 | 57 | 633% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV