EQUITABLE ADVISORS, LLC

Latest filing: Apr 16, 2025 (14 days ago)
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Adviser Website

AUM

$34,656,353,594
16% change vs. 1 year ago
24% change vs. 3 years ago
85% change vs. 5 years ago
273% change vs. 10 years ago

Employee Count

5,876
6% change vs. 1 year ago
8% change vs. 3 years ago
3% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
1345 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10105

Client AUM

Discretion AUM
Discretionary $14.8
Non-Discretionary $19.8
Total $34.7
Client AUM
Retail $33.2
Pooled $0.0
Institutional $1.5
Total $34.7
Retail Accounts AUM
Individual 35,319 $8.1
Average Individual AUM $229,169
HNW 29,241 $25.1
Average HNW AUM $857,227
Retail Total 64,560 $33.2
Average Retail AUM $513,634

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
LPL FINANCIAL LLC FORT MILL-SC-USA $29.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $34.7
Retail SMA AUM $33.2
Institutional SMA AUM $1.5
Asset Class % AUM
Equity Exch 15% $5.2
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.3
Municipal 1% $0.3
Sovereign 0% $0.0
IG Credit 1% $0.3
HY Credit 1% $0.3
Derivatives 0% $0.0
Investment Companies 76% $26.3
Other Pools 0% $0.0
Cash 4% $1.4
Other 1% $0.3
Total 100% $34.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ALLIANCEBERNSTEIN L.P. $709.2 108477
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC $162.6 156933
AB CARVAL INVESTORS, LP $16.8 141819
PLANMEMBER SECURITIES CORPORATION $9.0 broker-dealer 11869
AB PRIVATE CREDIT INVESTORS LLC $7.2 173027
AB BROADLY SYNDICATED LOAN MANAGER LLC $1.7 308135
SANFORD C. BERNSTEIN & CO., LLC $1.6 broker-dealer 104474
AB CUSTOM ALTERNATIVE SOLUTIONS LLC $0.7 110879
BERNSTEIN INSTITUTIONAL SERVICES LLC $0.0 broker-dealer 317807
ALLIANCEBERNSTEIN HOLDING L.P. $0.0 106998
ALLIANCEBERNSTEIN INVESTMENTS, INC. $0.0 broker-dealer 14549
ALLIANCEBERNSTEIN CORPORATION $0.0 107445
EQUITABLE DISTRIBUTORS, LLC $0.0 broker-dealer 25900
PLANMEMBER ASSET MANAGEMENT CORPORATION $0.0 289591
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

19 active

Name Title
MASSA, FRANK ANGELO JR PRESIDENT/DIRECTOR
PENNELL, PAGE HOWARD VICE PRESIDENT
BONADONNA, MARYJEAN ELIZABETH CHIEF RISK OFFICER
JONES, GINA MARIE VICE PRESIDENT AND FINANCIAL CRIME OFFICER
KARR, DAVID WHITCOMB CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER
MELLIN, JAMES PATRICK CHIEF SALES OFFICER
SMITH, JANE LYNN ASSISTANT VICE PRESIDENT
CANNON, CHRISTIAN JAMES VICE PRESIDENT AND GENERAL COUNSEL
BROWNING, RALPH EDWARD II CHIEF PRIVACY OFFICER
SARFATTI, AARON JOSEPH DIRECTOR
LARUSSA, CHRISTOPHER JOHN INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER
BOYLAN, PATRICIA AGNES BROKER DEALER CHIEF COMPLIANCE OFFICER
LANE, NICHOLAS BURRITT DIRECTOR
SCAPPATOR, CANDACE LYNN CONTROLLER/FINOP/PRINCIPAL FINANCIAL OFFICER
ZHANG, YUN DIRECTOR
ZIMMERER, TRACY VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

4,005 active representatives found, showing 20 random

Name City State Exams Designations
IAN BRINKLOW NEW YORK NY S63|2022-05-17|S66|2023-03-24
MATTHEW BRYMER NEW YORK NY S65|2016-02-16|S63|2015-11-09
DANIEL BARROW NEW YORK NY S63|2020-11-09|S66|2021-07-24
ERIC CALLAHAN NEW YORK NY S63|1996-07-11|S65|1998-10-15
EDWARD FREDERICKS NEW YORK NY S63|1996-09-24|S65|1996-12-30
BRENDAN BAKST NEW YORK NY S66|2016-06-17|S63|2023-03-17
MELISSA STALBAUM NEW YORK NY S63|2020-11-28|S66|2021-10-28
GEORGE OSIPOVITCH NEW YORK NY S66|2006-08-09
ARIEL MEREDITH NEW YORK NY S66|2022-11-22
JACKSON MODICO NEW YORK NY S66|2023-01-17
DYLAN TEMPLE NEW YORK NY S66|2017-06-20
GLENN WOODLIEF NEW YORK NY S63|1988-01-07|S65|1999-12-20
ROBERT IMPARATO NEW YORK NY S63|1993-02-16|S65|2000-08-14 CERTIFIED FINANCIAL PLANNER
STEPHANIE MORAWSKI NEW YORK NY S66|2022-12-02
LISA YUHNKE NEW YORK NY S66|2018-08-16
MICHAEL MORELLI NEW YORK NY S66|2023-04-25
ANTHONY PECORARO NEW YORK NY S66|2012-06-28
ALEXANDER THOMAS NEW YORK NY S63|2014-08-12|S65|2018-04-30
BEENA KINARIWALA NEW YORK NY S63|1991-11-04|S65|1999-07-10
JAMES DISERIO NEW YORK NY S63|2007-07-23|S65|2008-04-10

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-04-21 $34.7 $0.0 0% 5,876 0 0%
2024-04-02 $29.8 $4.9 16% 5,565 311 6%
2023-04-04 $24.6 $10.1 41% 5,251 625 12%
2022-04-01 $28.0 $6.7 24% 5,450 426 8%
2021-04-05 $22.4 $12.2 55% 6,057 -181 -3%
2020-04-01 $18.7 $15.9 85% 5,718 158 3%
2019-04-01 $14.7 $20.0 136% 5,930 -54 -1%
2018-04-02 $14.5 $20.1 138% 5,774 102 2%
2017-04-01 $18.5 $16.2 88% 5,667 209 4%
2016-04-01 $9.9 $24.8 251% 5,427 449 8%
2015-04-01 $9.3 $25.4 273% 5,874 2 0%
2014-04-01 $8.4 $26.2 311% 5,777 99 2%
2013-04-01 $9.1 $25.6 281% 6,138 -262 -4%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/09/1992, AL-12/17/1999, AR-07/16/1992, AZ-03/28/2003, CA-07/08/1997, CO-01/01/1999, CT-07/09/1997, DC-03/29/2001, DE-08/19/2003, FL-05/19/1985, GA-05/14/1992, HI-10/01/1999, IA-10/11/1999, ID-07/13/1992, IL-03/03/1985, IN-03/29/2001, KS-01/09/1998, KY-06/10/1985, LA-08/08/2002, MD-03/29/2001, ME-08/08/1992, MI-10/05/1999, MN-05/16/1985, MO-08/13/1985, MS-10/24/2000, MT-02/23/1998, NC-10/24/2000, ND-03/29/2001, NE-07/31/1999, NH-08/11/1992, NJ-04/03/1985, NM-02/08/2000, NV-12/26/1990, NY-11/07/1984, OH-01/01/2000, OK-12/03/1999, OR-03/29/2001, PA-03/29/2001, PR-03/29/2001, RI-01/01/1999, SC-03/29/2001, SD-07/02/1992, TN-09/09/1997, TX-09/20/1999, UT-06/03/1992, VA-09/02/1987, VI-04/29/2010, VT-02/09/1995, WA-07/28/1992, WI-03/31/1993, WV-06/23/1992, WY-07/31/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV