LEIGH BALDWIN & CO., LLC

Latest filing: Mar 31, 2025 (113 days ago)
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AUM

$285,522,208
23% change vs. 1 year ago
57% change vs. 3 years ago
190% change vs. 5 years ago
2536% change vs. 10 years ago

Employee Count

18
0% change vs. 1 year ago
-10% change vs. 3 years ago
100% change vs. 5 years ago
500% change vs. 10 years ago

Main Office

CAZENOVIA, NY
112 ALBANY STREET, CAZENOVIA, NY, UNITED STATES, 13035

Client AUM

Discretion AUM
Discretionary $0.3
Non-Discretionary $0.0
Total $0.3
Client AUM
Retail $0.3
Pooled $0.0
Institutional $0.0
Total $0.3
Retail Accounts AUM
Individual 690 $0.1
Average Individual AUM $194,031
HNW 54 $0.1
Average HNW AUM $2,324,808
Retail Total 744 $0.3
Average Retail AUM $348,684

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.3
Retail SMA AUM $0.3
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 31% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 2% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 25% $0.1
Other Pools 24% $0.1
Cash 17% $0.0
Other 0% $0.0
Total 101% $0.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NORTHEAST FINANCIAL GROUP, INC. $1.2 122609
HIGH FALLS ADVISORS, INC. $0.6 108678
TRITON WEALTH MANAGEMENT, PLLC $0.4 291070
PFS PARTNERS, LLC $0.4 147872
TOOMEY INVESTMENT MANAGEMENT, INC $0.3 127346
COMMONS CAPITAL, LLC $0.2 165738
EMERGENT WEALTH ADVISORS, LLC $0.2 174845
TLC GROUP INVESTMENT ADVISORS, LLC $0.1 137814
HERSHEY FINANCIAL ADVISERS, LLC $0.1 149907
DICCIANNI FINANCIAL GROUP, INC. $0.1 149332
VALUE FINANCIAL ADVISERS, INC. $0.1 107321
NEWMAN LADD CAPITAL ADVISORS, LLC. $0.1 129860
EXPERT FINANCIAL SERVICES, LLC $0.1 121584
OAK CREST ADVISORY, LLC $0.1 304255
STONE SECURITIES INC. $0.1 162909
SHOPE FINANCIAL PLANNING, INC. $0.1 144056
BROOKS, WAYNE I $0.1 168816
FSP ADVISORS, INC. $0.0 158482
TRANSITION ADVISORY GROUP LLC $0.0 298446
BUWICK GROUP WEALTH MANAGEMENT, LLC $0.0 301978
FLANAGAN, ERINN DUFFY $0.0 167486
WEALTH STRATEGIES & SOLUTIONS, LLC $0.0 297130
BARBARA ANN ARNDT $0.0 139918
HUDSON CAPITAL MANAGEMENT INC. $0.0 281035

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

4 active

Name Title
BALDWIN, LEIGH DOUGLAS PRESIDENT / OWNER / MANAGING MEMBER/ CFO, OWNER
DOROZYNSKI, STEFANIE LEE CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

16 active representatives found

Name City State Exams Designations
MELISSA NORWICKE CAZENOVIA NY S66|2005-06-29
DANIEL DUFFY CAZENOVIA NY S63|2011-03-07|S65|2011-04-20
FRED THOMAS CAZENOVIA NY S63|2003-05-20|S65|1990-10-05
AMY JONES CAZENOVIA NY S63|1997-11-07|S65|2009-09-04
MARY SWAN CAZENOVIA NY S66|2016-03-18
DANIEL PARKIN CAZENOVIA NY S63|1985-10-08|S65|2008-07-14
CHARLES SOVIK CAZENOVIA NY S63|1989-11-13|S65|2004-06-22
MICHAEL KINDT CAZENOVIA NY S63|2001-06-29|S65|2004-06-23
NICHOLAS COLAROSSI CAZENOVIA NY S63|1993-06-28|S65|1993-08-06
WILLIAM DOLLY CAZENOVIA NY S63|1996-04-24|S65|2013-12-23
ALAN BALDWIN CAZENOVIA NY S63|2016-09-09|S65|2017-04-13
LINDA MCANELLY CAZENOVIA NY S63|1988-01-28|S65|1998-01-22
LEIGH BALDWIN CAZENOVIA NY S63|1989-06-01|S65|2021-12-30
JILL BASSETT CAZENOVIA NY S66|2015-08-10
MICHAEL WOLTMAN CAZENOVIA NY S63|1989-12-01|S65|1990-11-19
PETER CARCHEDI CAZENOVIA NY S65|2001-05-15

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.3 $0.0 0% 18 0 0%
2025-04-21 $0.3 $0.0 0% 18 0 0%
2024-04-02 $0.2 $0.1 23% 18 0 0%
2023-04-04 $0.2 $0.1 59% 21 -3 -14%
2022-04-01 $0.2 $0.1 57% 20 -2 -10%
2021-04-05 $0.1 $0.2 114% 10 8 80%
2020-04-01 $0.1 $0.2 190% 9 9 100%
2019-04-01 $0.0 $0.3 843% 6 12 200%
2018-04-02 $0.0 $0.3 843% 6 12 200%
2017-04-01 $0.0 $0.3 1299% 6 12 200%
2016-04-01 $0.0 $0.3 2359% 3 15 500%
2015-04-01 $0.0 $0.3 2536% 3 15 500%
2014-04-01 $0.0 $0.3 2601% 3 15 500%
2013-04-01 $0.0 $0.3 2533% 3 15 500%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, CT-06/21/2022, DE-09/10/2021, FL-03/30/2018, GA-05/06/2021, IL-03/30/2023, MA-06/21/2022, NC-03/23/2021, NJ-03/12/2019, NY-07/01/2008, PA-10/29/2009, SC-09/10/2021, TX-05/05/2021, VA-07/12/2021
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV