AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $253.1 |
| Non-Discretionary | $0.7 |
| Total | $253.8 |
| Client | AUM |
|---|---|
| Retail | $2.4 |
| Pooled | $66.8 |
| Institutional | $184.6 |
| Total | $253.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,779 | $2.4 |
| Average Individual AUM | $1,356,594 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 1,779 | $2.4 |
| Average Retail AUM | $1,356,594 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $187.0 |
| Retail SMA AUM | $2.4 |
| Institutional SMA AUM | $184.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 32% | $59.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 6% | $11.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $1.9 |
| IG Credit | 34% | $63.6 |
| HY Credit | 3% | $5.6 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $7.5 |
| Other | 21% | $39.3 |
| Total | 101% | $188.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VOYA INVESTMENTS, LLC | $55.4 | 111091 | |
| VOYA INVESTMENT MANAGEMENT LLC | $32.5 | 108934 | |
| VOYA RETIREMENT ADVISORS, LLC | $30.9 | 3989 | |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | $25.8 | 107235 | |
| POMONA MANAGEMENT LLC | $13.1 | 148269 | |
| VOYA FINANCIAL ADVISORS, INC. | $2.7 | broker-dealer | 2882 |
| VOYA ALTERNATIVE ASSET MANAGEMENT IRELAND LIMITED | $0.0 | - | |
| POMONA CAPITAL ASIA LIMITED | $0.0 | - | |
| VOYA INVESTMENT TRUST CO. | $0.0 | trust company | - |
| VOYA FURMAN SELZ INVESTMENTS III LLC | $0.0 | - | |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 37886 |
| VOYA FINANCIAL PARTNERS, LLC | $0.0 | broker-dealer | 34815 |
| POMONA EUROPE ADVISERS LTD. | $0.0 | - | |
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED | $0.0 | 159442 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
| Name | Title |
|---|---|
| SAHIBZADA, AMIR | CHIEF RISK OFFICER & MANAGING DIRECTOR |
| TOMS, MATTHEW, NMN | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR |
| FINK, JAMES, MICHAEL | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR |
| FALGOUT, HUEY, PAUL | HEAD OF IM LEGAL & MANAGING DIRECTOR |
| TUZZA, JACOB, JOHN | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR |
| FAVER, MICHELINE, SUZANNE | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR |
| COSTA, VINCENT, JOSEPH | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR |
| PETERS, MICHAEL, HUBERTUS | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR |
| WOLFF, MARKUS, NMN | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR |
| STEIN, ERIC, A | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
88 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JASON BONNEY | NEW YORK | NY | S66|2008-02-11 | ||||||
| BRANT GRIMES | NEW YORK | NY | S63|2000-09-21 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM MATYI | NEW YORK | NY | S66|2021-05-14 | ||||||
| MICHAEL BOSI | NEW YORK | NY | S63|2006-02-17|S66|2014-07-18 | ||||||
| GREGORY GOODSON | NEW YORK | NY | S63|2014-12-08|S65|2016-07-11 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| DORON EISENSCHER | NEW YORK | NY | S66|2001-08-07|S65|2015-06-23 | ||||||
| SAMUEL WRIGHT | NEW YORK | NY | S66|2019-06-11|S63|2023-11-27 | ||||||
| CHADD LUCAS | NEW YORK | NY | S66|2009-04-27 | ||||||
| VINCENT LEON | NEW YORK | NY | S63|2001-02-22|S65|2004-08-23 | ||||||
| DAVID WESKE | NEW YORK | NY | S66|2007-08-20 | ||||||
| THOMAS DUNN | NEW YORK | NY | S65|1994-12-19|S63|2020-09-04|S66|2021-01-11 | ||||||
| HEATH BLACK | NEW YORK | NY | S63|1998-05-29|S66|2023-11-06 | ||||||
| PEYTON FAIR | NEW YORK | NY | S66|2019-11-01 | ||||||
| JOSEPH ARRIETA | NEW YORK | NY | S63|2021-02-22|S65|2023-08-04 | ||||||
| DAVID QUIAT | NEW YORK | NY | S66|2019-03-08|S63|2009-10-30 | ||||||
| DAVID BOLDGER | NEW YORK | NY | S66|2017-04-01 | ||||||
| RANDY CAMERON | NEW YORK | NY | S65|2015-04-02 | ||||||
| JOHN TAGLIAFERRI | NEW YORK | NY | S63|1996-03-29|S65|1994-05-31|S66|2007-10-16 | ||||||
| TROY MAAG | NEW YORK | NY | S63|2001-06-22|S65|2008-03-27|S66|2014-03-14 | ||||||
| ARTHUR MICHAELS | NEW YORK | NY | S63|2014-01-27|S66|2019-05-30 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $253.8 | $0.0 | 0% | 880 | 0 | 0% |
| 2025-04-21 | $253.8 | $0.0 | 0% | 880 | 0 | 0% |
| 2024-04-02 | $241.8 | $12.0 | 5% | 879 | 1 | 0% |
| 2023-04-04 | $236.7 | $17.1 | 7% | 880 | 0 | 0% |
| 2022-04-01 | $177.7 | $76.1 | 43% | 760 | 120 | 16% |
| 2021-04-05 | $143.5 | $110.4 | 77% | 780 | 100 | 13% |
| 2020-04-01 | $125.5 | $128.3 | 102% | 798 | 82 | 10% |
| 2019-04-01 | $108.2 | $145.6 | 134% | 788 | 92 | 12% |
| 2018-04-02 | $102.8 | $151.0 | 147% | 822 | 58 | 7% |
| 2017-04-01 | $91.8 | $162.0 | 176% | 860 | 20 | 2% |
| 2016-04-01 | $87.1 | $166.7 | 191% | 896 | -16 | -2% |
| 2015-04-01 | $92.3 | $161.5 | 175% | 916 | -36 | -4% |
| 2014-04-01 | $88.5 | $165.3 | 187% | 888 | -8 | -1% |
| 2013-04-01 | $76.1 | $177.7 | 234% | 896 | -16 | -2% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, AK-07/02/2004, AL-06/30/2004, AR-07/07/2004, AZ-03/31/2003, CA-12/10/2002, CO-06/30/2004, CT-03/31/1998, DC-06/30/2004, DE-07/28/2004, FL-07/01/2004, GA-05/16/1990, HI-06/30/2004, IA-07/06/2004, ID-06/30/2004, IL-07/07/2004, IN-06/30/2004, KS-06/30/2004, KY-06/30/2004, LA-06/30/2004, MA-06/30/2004, MD-06/30/2004, ME-06/30/2004, MI-03/31/2003, MN-07/12/2004, MO-06/30/2004, MS-06/30/2004, MT-06/30/2004, NC-06/30/2004, ND-06/30/2004, NE-06/30/2004, NH-06/30/2004, NJ-07/12/2004, NM-06/30/2004, NV-06/30/2004, NY-01/02/2003, OH-06/30/2004, OK-06/30/2004, OR-06/30/2004, PA-06/30/2004, PR-06/30/2004, RI-06/30/2004, SC-06/30/2004, SD-07/06/2004, TN-07/01/2004, TX-12/10/2002, UT-06/30/2004, VA-06/30/2004, VT-06/30/2004, WA-06/30/2004, WI-06/30/2004, WV-06/30/2004, WY-03/30/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV