AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $253.1 |
Non-Discretionary | $0.7 |
Total | $253.8 |
Client | AUM |
---|---|
Retail | $2.4 |
Pooled | $66.8 |
Institutional | $184.6 |
Total | $253.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 1,779 | $2.4 |
Average Individual AUM | $1,356,594 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 1,779 | $2.4 |
Average Retail AUM | $1,356,594 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $187.0 |
Retail SMA AUM | $2.4 |
Institutional SMA AUM | $184.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 32% | $59.9 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 6% | $11.2 |
Municipal | 0% | $0.0 |
Sovereign | 1% | $1.9 |
IG Credit | 34% | $63.6 |
HY Credit | 3% | $5.6 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 4% | $7.5 |
Other | 21% | $39.3 |
Total | 101% | $188.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
VOYA INVESTMENTS, LLC | $55.4 | 111091 | |
VOYA INVESTMENT MANAGEMENT LLC | $32.5 | 108934 | |
VOYA RETIREMENT ADVISORS, LLC | $30.9 | 3989 | |
VOYA ALTERNATIVE ASSET MANAGEMENT LLC | $25.8 | 107235 | |
POMONA MANAGEMENT LLC | $13.1 | 148269 | |
VOYA FINANCIAL ADVISORS, INC. | $2.7 | broker-dealer | 2882 |
VOYA ALTERNATIVE ASSET MANAGEMENT IRELAND LIMITED | $0.0 | - | |
POMONA CAPITAL ASIA LIMITED | $0.0 | - | |
VOYA INVESTMENT TRUST CO. | $0.0 | trust company | - |
VOYA FURMAN SELZ INVESTMENTS III LLC | $0.0 | - | |
VOYA INVESTMENTS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 37886 |
VOYA FINANCIAL PARTNERS, LLC | $0.0 | broker-dealer | 34815 |
POMONA EUROPE ADVISERS LTD. | $0.0 | - | |
VOYA INVESTMENT MANAGEMENT (UK) LIMITED | $0.0 | 159442 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
Name | Title |
---|---|
SAHIBZADA, AMIR | CHIEF RISK OFFICER & MANAGING DIRECTOR |
TOMS, MATTHEW, NMN | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR |
FINK, JAMES, MICHAEL | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR |
FALGOUT, HUEY, PAUL | HEAD OF IM LEGAL & MANAGING DIRECTOR |
TUZZA, JACOB, JOHN | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR |
FAVER, MICHELINE, SUZANNE | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR |
COSTA, VINCENT, JOSEPH | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR |
PETERS, MICHAEL, HUBERTUS | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR |
WOLFF, MARKUS, NMN | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR |
STEIN, ERIC, A | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
88 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
BRANDON MICHAEL | NEW YORK | NY | S63|2000-01-10|S66|2000-01-17 | ||||||
JACOB TUZZA | NEW YORK | NY | S66|2009-01-26 | ||||||
JAMES DEGENNARO | NEW YORK | NY | S66|2010-12-23|S63|2019-06-07 | CERTIFIED FINANCIAL PLANNER | |||||
MITCHELL ROSSI | NEW YORK | NY | S66|2023-12-19 | ||||||
JEFFREY LOVANIO | NEW YORK | NY | S63|2000-03-29|S65|2003-07-23 | ||||||
KELLY FRIIS | NEW YORK | NY | S63|2000-11-28|S66|2008-04-04 | ||||||
RANDY CAMERON | NEW YORK | NY | S65|2015-04-02 | ||||||
DILLON GROTE | NEW YORK | NY | S63|2016-07-15|S66|2021-07-19 | ||||||
KATARZYNA JABLONSKI | NEW YORK | NY | S66|2011-11-28 | ||||||
CASEY ALLISON | NEW YORK | NY | S66|2005-06-27 | ||||||
ALBERTO D'AVENIA | NEW YORK | NY | S63|2019-03-08|S66|2023-04-29 | ||||||
DORON EISENSCHER | NEW YORK | NY | S66|2001-08-07|S65|2015-06-23 | ||||||
CHRISTIAN LOUGHRAN | NEW YORK | NY | S63|2022-01-24|S66|2023-12-15 | ||||||
NICOLE PATENAUDE | NEW YORK | NY | S66|2023-12-18 | ||||||
MICHAEL PERKINS | NEW YORK | NY | S63|1986-10-02|S65|1993-08-06|S66|2008-12-22 | ||||||
NATHAN PAULSEN | NEW YORK | NY | S66|2022-05-09 | ||||||
SAMUEL WRIGHT | NEW YORK | NY | S66|2019-06-11|S63|2023-11-27 | ||||||
HUGH FERRY | NEW YORK | NY | S66|2005-01-13 | CHARTERED FINANCIAL ANALYST | |||||
CHADD LUCAS | NEW YORK | NY | S66|2009-04-27 | ||||||
JENNIFER HARRIS | NEW YORK | NY | S66|2016-02-01 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-08-01 | $253.8 | $0.0 | 0% | 880 | 0 | 0% |
2025-04-21 | $253.8 | $0.0 | 0% | 880 | 0 | 0% |
2024-04-02 | $241.8 | $12.0 | 5% | 879 | 1 | 0% |
2023-04-04 | $236.7 | $17.1 | 7% | 880 | 0 | 0% |
2022-04-01 | $177.7 | $76.1 | 43% | 760 | 120 | 16% |
2021-04-05 | $143.5 | $110.4 | 77% | 780 | 100 | 13% |
2020-04-01 | $125.5 | $128.3 | 102% | 798 | 82 | 10% |
2019-04-01 | $108.2 | $145.6 | 134% | 788 | 92 | 12% |
2018-04-02 | $102.8 | $151.0 | 147% | 822 | 58 | 7% |
2017-04-01 | $91.8 | $162.0 | 176% | 860 | 20 | 2% |
2016-04-01 | $87.1 | $166.7 | 191% | 896 | -16 | -2% |
2015-04-01 | $92.3 | $161.5 | 175% | 916 | -36 | -4% |
2014-04-01 | $88.5 | $165.3 | 187% | 888 | -8 | -1% |
2013-04-01 | $76.1 | $177.7 | 234% | 896 | -16 | -2% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-07/02/2004, AL-06/30/2004, AR-07/07/2004, AZ-03/31/2003, CA-12/10/2002, CO-06/30/2004, CT-03/31/1998, DC-06/30/2004, DE-07/28/2004, FL-07/01/2004, GA-05/16/1990, HI-06/30/2004, IA-07/06/2004, ID-06/30/2004, IL-07/07/2004, IN-06/30/2004, KS-06/30/2004, KY-06/30/2004, LA-06/30/2004, MA-06/30/2004, MD-06/30/2004, ME-06/30/2004, MI-03/31/2003, MN-07/12/2004, MO-06/30/2004, MS-06/30/2004, MT-06/30/2004, NC-06/30/2004, ND-06/30/2004, NE-06/30/2004, NH-06/30/2004, NJ-07/12/2004, NM-06/30/2004, NV-06/30/2004, NY-01/02/2003, OH-06/30/2004, OK-06/30/2004, OR-06/30/2004, PA-06/30/2004, PR-06/30/2004, RI-06/30/2004, SC-06/30/2004, SD-07/06/2004, TN-07/01/2004, TX-12/10/2002, UT-06/30/2004, VA-06/30/2004, VT-06/30/2004, WA-06/30/2004, WI-06/30/2004, WV-06/30/2004, WY-03/30/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV