AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $55.4 |
| Non-Discretionary | $0.0 |
| Total | $55.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $55.4 |
| Institutional | $0.0 |
| Total | $55.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | $253.8 | 106494 | |
| VOYA INVESTMENT MANAGEMENT LLC | $32.5 | 108934 | |
| VOYA RETIREMENT ADVISORS, LLC | $30.9 | 3989 | |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | $25.8 | 107235 | |
| VOYA FINANCIAL ADVISORS, INC. | $2.7 | broker-dealer | 2882 |
| CZECH ASSET MANAGEMENT, L.P. | $1.8 | 159308 | |
| VOYA INVESTMENT TRUST CO. | $0.0 | trust company | - |
| RELIASTAR LIFE INSURANCE COMPANY | $0.0 | - | |
| VOYA FINANCIAL PARTNERS, LLC | $0.0 | broker-dealer | 34815 |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | $0.0 | - | |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 37886 |
| RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| FALGOUT, HUEY, PAUL | SECRETARY |
| MCKENNA, ERICA, NMN | CHIEF COMPLIANCE OFFICER |
| NASH, JONATHAN, DOV | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT RISK OFFICER |
| TUZZA, JACOB, JOHN | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR |
| WILLINGHAM, CATRINA | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $55.4 | $0.0 | 0% | 109 | 0 | 0% |
| 2025-04-21 | $55.4 | $0.0 | 0% | 109 | 0 | 0% |
| 2024-04-02 | $57.8 | -$2.4 | -4% | 121 | -12 | -10% |
| 2023-04-04 | $53.2 | $2.1 | 4% | 135 | -26 | -19% |
| 2022-04-01 | $97.2 | -$41.8 | -43% | 113 | -4 | -4% |
| 2021-04-05 | $91.1 | -$35.7 | -39% | 130 | -21 | -16% |
| 2020-04-01 | $88.8 | -$33.4 | -38% | 140 | -31 | -22% |
| 2019-04-01 | $81.8 | -$26.4 | -32% | 135 | -26 | -19% |
| 2018-04-02 | $95.4 | -$40.0 | -42% | 150 | -41 | -27% |
| 2017-04-01 | $51.9 | $3.5 | 7% | 150 | -41 | -27% |
| 2016-04-01 | $51.0 | $4.4 | 9% | 150 | -41 | -27% |
| 2015-04-01 | $54.1 | $1.3 | 2% | 28 | 81 | 289% |
| 2014-04-01 | $51.6 | $3.8 | 7% | 28 | 81 | 289% |
| 2013-04-01 | $46.3 | $9.1 | 20% | 28 | 81 | 289% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ, AZ-03/28/2025 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV