AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $32.5 |
| Non-Discretionary | $0.0 |
| Total | $32.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $32.5 |
| Total | $32.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $33.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $32.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $32.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.6 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 26% | $8.4 |
| HY Credit | 1% | $0.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.6 |
| Other | 69% | $22.4 |
| Total | 100% | $32.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | $253.8 | 106494 | |
| VOYA INVESTMENTS, LLC | $55.4 | 111091 | |
| VOYA RETIREMENT ADVISORS, LLC | $30.9 | 3989 | |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | $25.8 | 107235 | |
| POMONA MANAGEMENT LLC | $13.1 | 148269 | |
| VOYA FINANCIAL ADVISORS, INC. | $2.7 | broker-dealer | 2882 |
| CZECH ASSET MANAGEMENT, L.P. | $1.8 | 159308 | |
| VOYA ALTERNATIVE ASSET MANAGEMENT IRELAND LIMITED | $0.0 | - | |
| VOYA INVESTMENT TRUST CO. | $0.0 | trust company | - |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 37886 |
| POMONA EUROPE ADVISERS LTD. | $0.0 | - | |
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED | $0.0 | 159442 | |
| POMONA CAPITAL ASIA LIMITED | $0.0 | - | |
| VOYA FINANCIAL PARTNERS, LLC | $0.0 | broker-dealer | 34815 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
| Name | Title |
|---|---|
| SAHIBZADA, AMIR | CHIEF RISK OFFICER & MANAGING DIRECTOR |
| TOMS, MATTHEW, NMN | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR |
| FINK, JAMES, MICHAEL | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR |
| FALGOUT, HUEY, PAUL | HEAD OF IM LEGAL & MANAGING DIRECTOR |
| TUZZA, JACOB, JOHN | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR |
| FAVER, MICHELINE, SUZANNE | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR |
| COSTA, VINCENT, JOSEPH | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR |
| PETERS, MICHAEL, HUBERTUS | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR |
| WOLFF, MARKUS, NMN | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR |
| STEIN, ERIC, A | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $32.5 | $0.0 | 0% | 880 | 0 | 0% |
| 2025-04-21 | $32.5 | $0.0 | 0% | 880 | 0 | 0% |
| 2024-04-02 | $33.8 | -$1.4 | -4% | 879 | 1 | 0% |
| 2023-04-04 | $36.5 | -$4.0 | -11% | 880 | 0 | 0% |
| 2022-04-01 | $43.5 | -$11.1 | -25% | 760 | 120 | 16% |
| 2021-04-05 | $69.6 | -$37.1 | -53% | 780 | 100 | 13% |
| 2020-04-01 | $64.5 | -$32.0 | -50% | 798 | 82 | 10% |
| 2019-04-01 | $59.4 | -$26.9 | -45% | 788 | 92 | 12% |
| 2018-04-02 | $90.8 | -$58.3 | -64% | 822 | 58 | 7% |
| 2017-04-01 | $89.9 | -$57.4 | -64% | 860 | 20 | 2% |
| 2016-04-01 | $87.2 | -$54.7 | -63% | 896 | -16 | -2% |
| 2015-04-01 | $86.6 | -$54.1 | -62% | 916 | -36 | -4% |
| 2014-04-01 | $84.4 | -$51.9 | -62% | 888 | -8 | -1% |
| 2013-04-01 | $92.3 | -$59.8 | -65% | 896 | -16 | -2% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| GA, CO-05/23/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV