AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $30.9 |
| Non-Discretionary | $0.0 |
| Total | $30.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $30.9 |
| Total | $30.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| VOYA INVESTMENT TRUST COMPANY | WINDSOR-CT-USA | $10.8 |
| BANK OF NEW YORK MELLON | EVERETT-MA-USA | $4.8 |
| STATE STREET BANK | BOSTON-MA-USA | $4.8 |
| NORTHERN TRUST | CHICAGO-IL-USA | $4.1 |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | WINDSOR-CT-USA | $2.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $30.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $30.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $30.9 |
| Total | 100% | $30.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | $253.8 | 106494 | |
| VOYA INVESTMENTS, LLC | $55.4 | 111091 | |
| VOYA INVESTMENT MANAGEMENT LLC | $32.5 | 108934 | |
| VOYA ALTERNATIVE ASSET MANAGEMENT LLC | $25.8 | 107235 | |
| POMONA MANAGEMENT LLC | $13.1 | 148269 | |
| VOYA FINANCIAL ADVISORS, INC. | $2.7 | broker-dealer | 2882 |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 37886 |
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED | $0.0 | 159442 | |
| VOYA INSTITUTIONAL TRUST COMPANY | $0.0 | trust company | - |
| RELIASTAR LIFE INSURANCE COMPANY | $0.0 | - | |
| RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK | $0.0 | - | |
| VOYA INSTITUTIONAL PLAN SERVICES, LLC | $0.0 | trust company | - |
| VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY | $0.0 | - | |
| VOYA FINANCIAL PARTNERS, LLC | $0.0 | broker-dealer | 34815 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
91 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JESSE HERNANDEZ | WINDSOR | CT | S63|2018-09-21|S66|2022-02-23 | ||||||
| OLIVER SCHULZ | WINDSOR | CT | S63|2003-11-20|S66|2011-08-16 | ||||||
| TIMOTHY ERTZ | WINDSOR | CT | S66|2022-08-18 | ||||||
| DEXTER CUMBERBATCH | WINDSOR | CT | S66|2008-06-20 | ||||||
| KEVIN PAUL | WINDSOR | CT | S63|1993-07-26|S66|2016-03-29 | ||||||
| VANESSA GIUSTI | WINDSOR | CT | S63|2014-05-19|S66|2015-10-03 | ||||||
| JANET HILE | WINDSOR | CT | S63|2017-12-18|S65|2018-03-19 | ||||||
| JEFFREY FINGER | WINDSOR | CT | S66|2014-09-19 | ||||||
| JONATHAN ULDRIKIS | WINDSOR | CT | S63|1998-02-26|S65|2008-08-22 | CERTIFIED FINANCIAL PLANNER | |||||
| STEVEN URLI | WINDSOR | CT | S63|2005-11-07|S65|2016-10-31 | ||||||
| TAMARA MELMAN | WINDSOR | CT | S63|1998-12-02|S65|2003-12-19 | ||||||
| THOMAS ROBINSON | WINDSOR | CT | S66|2018-10-05 | ||||||
| SUSAN COLAVECCHIO | WINDSOR | CT | S63|2005-09-28|S65|2006-05-02 | ||||||
| KRISTEN GOTTUSO | WINDSOR | CT | S65|2015-05-08|S63|2015-02-20 | ||||||
| CHRISTOPHER PHILLIPS | WINDSOR | CT | S63|2000-07-27|S65|2000-08-12 | ||||||
| DAVID DOUGLAS | WINDSOR | CT | S63|2001-01-10|S66|2021-03-12 | ||||||
| JESSE HERNANDEZ | WINDSOR | CT | S63|1995-10-02|S65|2005-10-17 | ||||||
| LISA MORGAN | WINDSOR | CT | S63|2006-11-21|S65|2009-03-06 | ||||||
| KELLY TAYLOR | WINDSOR | CT | S63|2011-04-04|S65|2012-10-02 | ||||||
| JULIE PEDERSEN-MCDEVITT | WINDSOR | CT | S65|2013-12-19|S63|2018-10-01 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $30.9 | $0.0 | 0% | 116 | 0 | 0% |
| 2025-04-21 | $30.9 | $0.0 | 0% | 116 | 0 | 0% |
| 2024-04-02 | $27.0 | $3.8 | 14% | 136 | -20 | -15% |
| 2023-04-04 | $18.4 | $12.5 | 68% | 70 | 46 | 66% |
| 2022-04-01 | $20.7 | $10.2 | 49% | 62 | 54 | 87% |
| 2021-04-05 | $17.6 | $13.3 | 75% | 47 | 69 | 147% |
| 2020-04-01 | $14.3 | $16.6 | 116% | 44 | 72 | 164% |
| 2019-04-01 | $16.1 | $14.8 | 91% | 43 | 73 | 170% |
| 2018-04-02 | $16.0 | $14.9 | 93% | 34 | 82 | 241% |
| 2017-04-01 | $11.3 | $19.6 | 173% | 40 | 76 | 190% |
| 2016-04-01 | $9.7 | $21.2 | 218% | 45 | 71 | 158% |
| 2015-04-01 | $14.3 | $16.6 | 117% | 50 | 66 | 132% |
| 2014-04-01 | $10.7 | $20.2 | 188% | 60 | 56 | 93% |
| 2013-04-01 | $7.5 | $23.3 | 309% | 58 | 58 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CT, AK-04/08/2005, AL-03/31/2005, AR-04/06/2005, AZ-03/31/2005, CA-03/31/2005, CO-03/31/2005, CT-03/31/2005, DC-03/31/2005, DE-04/25/2005, FL-04/02/2001, GA-03/31/2005, HI-03/31/2005, IA-04/06/2005, ID-03/31/2005, IL-04/11/2005, IN-03/31/2005, KS-03/31/2005, KY-03/31/2005, LA-03/31/2005, MA-01/01/2001, MD-03/31/2005, ME-07/08/2004, MI-03/31/2005, MN-04/12/2005, MO-03/31/2005, MS-03/31/2005, MT-03/31/2005, NC-03/31/2005, ND-03/31/2005, NE-03/31/2005, NH-03/31/2005, NJ-04/13/2005, NM-03/31/2005, NV-03/31/2005, NY-03/31/2005, OH-03/31/2005, OK-03/31/2005, OR-03/31/2005, PA-03/31/2005, PR-03/31/2005, RI-03/31/2005, SC-03/31/2005, SD-04/06/2005, TN-04/04/2005, TX-07/14/2004, UT-03/31/2005, VA-03/31/2005, VT-03/31/2005, WA-03/31/2005, WI-03/31/2005, WV-03/31/2005, WY-07/12/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV